| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 456,371 | 1,644,134 | +1,187,763 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 382,821 | 795,651 | +412,830 | 0.00 | 0.00 | +0.00 | buy |
| SummitTX Capital, L.P. | 339,521 | 725,160 | +385,639 | 0.05 | 0.08 | +0.04 | buy |
| STATE STREET CORP | 146,900 | 362,300 | +215,400 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 70,666 | 248,673 | +178,007 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 78,345 | 241,393 | +163,048 | 0.00 | 0.00 | +0.00 | buy |
| Birchview Capital, LP | 0 | 120,000 | +120,000 | 0.00 | 0.25 | +0.25 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 96,660 | +96,660 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 20,000 | 96,660 | +76,660 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 18,718 | 83,421 | +64,703 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 53,500 | +53,500 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 0 | 42,048 | +42,048 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 31,589 | +31,589 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 30,942 | +30,942 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 28,858 | +28,858 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0 | 26,327 | +26,327 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 0 | 24,227 | +24,227 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 22,425 | +22,425 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 19,900 | +19,900 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 15,777 | +15,777 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0 | 14,568 | +14,568 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 14,191 | +14,191 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 0 | 11,117 | +11,117 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 36 | 9,669 | +9,633 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 9,887 | 14,975 | +5,088 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 0 | 3,084 | +3,084 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 0 | 2,871 | +2,871 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,405 | 1,873 | +468 | 0.00 | 0.00 | +0.00 | buy |
| Physician Wealth Advisors, Inc. | 0 | 242 | +242 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 208 | +208 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 0 | 111 | +111 | 0.00 | 0.00 | +0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 82,450 | 82,450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,960,784 | 1,960,784 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HARBOURVEST PARTNERS LLC | 1,271,948 | 1,271,948 | 0 | 5.56 | 3.27 | -2.29 | hold |
| Stonepine Capital Management, LLC | 1,389,622 | 1,389,622 | 0 | 5.39 | 4.62 | -0.77 | hold |
| AH Capital Management, L.L.C. | 2,125,339 | 2,125,339 | 0 | 0.73 | 0.07 | -0.66 | hold |
| Vivo Capital, LLC | 4,246,568 | 4,246,568 | 0 | 1.56 | 1.69 | +0.14 | hold |
| 5AM Venture Management, LLC | 5,869,091 | 5,869,091 | 0 | 7.19 | 8.91 | +1.72 | hold |
| SILVERARC CAPITAL MANAGEMENT, LLC | 653,594 | 653,594 | 0 | 0.34 | 0.32 | -0.02 | hold |
| SBI Securities Co., Ltd. | 10 | 10 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Caitong International Asset Management Co., Ltd | 74 | 71 | -3 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 108,875 | 104,610 | -4,265 | 0.00 | 0.00 | -0.00 | sell |
| Scientech Research LLC | 12,735 | 0 | -12,735 | 0.05 | 0.00 | -0.05 | sell |
| Diametric Capital, LP | 14,446 | 0 | -14,446 | 0.02 | 0.00 | -0.02 | sell |
| China Universal Asset Management Co., Ltd. | 16,000 | 800 | -15,200 | 0.01 | 0.00 | -0.01 | sell |
| Point72 Asset Management, L.P. | 17,326 | 0 | -17,326 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 24,803 | 0 | -24,803 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 34,693 | 7,096 | -27,597 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 4,933,432 | 4,904,339 | -29,093 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 48,511 | 18,661 | -29,850 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 30,747 | 0 | -30,747 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 85,918 | 43,903 | -42,015 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 2,632,437 | 2,575,724 | -56,713 | 0.02 | 0.02 | -0.00 | sell |
| 683 Capital Management, LLC | 108,000 | 0 | -108,000 | 0.04 | 0.00 | -0.04 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 336,047 | 0 | -336,047 | 0.00 | 0.00 | -0.00 | sell |
| Enavate Sciences GP, LLC | 2,190,920 | 1,425,541 | -765,379 | 2.75 | 1.80 | -0.95 | sell |