Stock Transactions — COMPASS THERAPEUTICS INC

Total Bought
12,968,085
28 transactions
Total Sold
4,101,175
37 transactions
Net
+8,866,910
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Cormorant Asset Management, LP05,560,300+5,560,3000.000.49+0.49buy
Opaleye Management Inc.03,170,000+3,170,0000.001.37+1.37buy
MPM BioImpact LLC01,971,402+1,971,4020.000.63+0.63buy
ADAGE CAPITAL PARTNERS GP, L.L.C.9,880,00011,130,000+1,250,0000.030.04+0.01buy
WELLINGTON MANAGEMENT GROUP LLP0320,621+320,6210.000.00+0.00buy
CM Management, LLC125,000310,000+185,0000.160.52+0.36buy
STATE STREET CORP1,726,3041,826,177+99,8730.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,992,0282,075,335+83,3070.000.00+0.00buy
EXCHANGE TRADED CONCEPTS, LLC65,819146,874+81,0550.000.01+0.00buy
VANGUARD GROUP INC4,081,1894,152,197+71,0080.000.00+0.00buy
Simplicity Wealth,LLC040,243+40,2430.000.00+0.00buy
Bleakley Financial Group, LLC040,243+40,2430.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.212,965240,800+27,8350.000.00+0.00buy
ALGERT GLOBAL LLC016,580+16,5800.000.00+0.00buy
NORDEN GROUP LLC010,640+10,6400.000.00+0.00buy
ADAR1 Capital Management, LLC010,206+10,2060.000.01+0.01buy
UBS Group AG102,548110,211+7,6630.000.00+0.00buy
NORTHERN TRUST CORP759,733766,911+7,1780.000.00+0.00buy
WELLS FARGO & COMPANY/MN27,72831,819+4,0910.000.00+0.00buy
CITIGROUP INC13,40217,042+3,6400.000.00+0.00buy
RHUMBLINE ADVISERS116,532119,474+2,9420.000.00+0.00buy
ProShare Advisors LLC15,10416,396+1,2920.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE37,52038,386+8660.000.00+0.00buy
METROPOLITAN LIFE INSURANCE CO/NY1,1221,926+8040.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/23,35524,055+7000.000.00+0.00buy
MetLife Investment Management, LLC49,95350,530+5770.000.00+0.00buy
Avior Wealth Management, LLC016+160.000.00+0.00buy
CWM, LLC158161+30.000.000.00buy
ORBIMED ADVISORS LLC22,362,85022,362,85000.700.81+0.11hold
Ameritas Investment Partners, Inc.7,5367,53600.000.00+0.00hold
ALLIANCEBERNSTEIN L.P.13,48013,48000.000.00+0.00hold
BAKER BROS. ADVISORS LP1,557,6301,557,63000.030.04+0.01hold
CAXTON CORP43,46543,46500.370.49+0.12hold
DAFNA Capital Management LLC116,882116,88200.040.05+0.01hold
Blackstone Inc.6,189,5516,189,55100.040.05+0.01hold
B. Riley Wealth Advisors, Inc.50,00050,00000.000.00+0.00hold
Rock Springs Capital Management LP5,513,7885,513,78800.210.28+0.07hold
Monashee Investment Management LLC500,000500,00000.140.12-0.02hold
Vivo Capital, LLC3,556,0233,556,02300.450.55+0.10hold
New Capital Management LP21,13121,13100.010.01+0.00hold
Pennant Investors, LP199,000199,00000.100.11+0.01hold
Blue Owl Capital Holdings LP2,829,7122,829,71201.061.12+0.06hold
DIMENSIONAL FUND ADVISORS LP11,11711,11700.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
NISA INVESTMENT ADVISORS, LLC6520-450.000.00-0.00sell
NEW YORK STATE COMMON RETIREMENT FUND38,18138,077-1040.000.00+0.00sell
AMERICAN INTERNATIONAL GROUP, INC.45,36044,974-3860.000.00+0.00sell
VICTORY CAPITAL MANAGEMENT INC11,03110,021-1,0100.000.00+0.00sell
STRS OHIO19,00017,900-1,1000.000.00+0.00sell
PRINCIPAL FINANCIAL GROUP INC11,97210,586-1,3860.000.00+0.00sell
Invesco Ltd.43,19041,763-1,4270.000.00+0.00sell
DEUTSCHE BANK AG\44,61442,688-1,9260.000.00+0.00sell
FEDERATED HERMES, INC.3,541933-2,6080.000.00-0.00sell
AMALGAMATED BANK8,4613,077-5,3840.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC246,012240,195-5,8170.000.00+0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM15,0219,176-5,8450.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC39,55632,198-7,3580.000.00-0.00sell
Tower Research Capital LLC (TRC)10,2150-10,2150.000.00-0.00sell
TWO SIGMA ADVISERS, LP70,80059,300-11,5000.000.00+0.00sell
WEXFORD CAPITAL LP12,7000-12,7000.000.00-0.00sell
Legal & General Group Plc21,5487,867-13,6810.000.00-0.00sell
Bank of New York Mellon Corp271,164252,505-18,6590.000.00+0.00sell
SG Americas Securities, LLC47,62428,741-18,8830.000.00-0.00sell
HSBC HOLDINGS PLC32,14510,476-21,6690.000.00-0.00sell
CITADEL ADVISORS LLC166,137144,185-21,9520.000.00+0.00sell
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM26,3200-26,3200.000.00-0.00sell
Virtu Financial LLC28,0540-28,0540.000.00-0.00sell
FMR LLC4,551,5064,515,137-36,3690.000.00+0.00sell
Squarepoint Ops LLC88,72050,812-37,9080.000.00-0.00sell
BARCLAYS PLC125,48675,913-49,5730.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP192,700141,642-51,0580.000.00-0.00sell
JANUS HENDERSON GROUP PLC6,547,2316,492,900-54,3310.010.01+0.00sell
Pale Fire Capital SE181,055125,968-55,0870.040.03-0.01sell
JPMORGAN CHASE & CO62,3320-62,3320.000.00-0.00sell
GOLDMAN SACHS GROUP INC206,597122,712-83,8850.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC176,79970,400-106,3990.000.00-0.00sell
ELEMENT CAPITAL MANAGEMENT LLC293,8880-293,8881.550.00-1.55sell
MILLENNIUM MANAGEMENT LLC494,092193,767-300,3250.000.00-0.00sell
BRAIDWELL LP317,7610-317,7610.020.00-0.02sell
Ally Bridge Group (NY) LLC834,6300-834,6300.780.00-0.78sell
Avidity Partners Management LP1,599,6000-1,599,6000.100.00-0.10sell
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