Stock Transactions — COMPASS THERAPEUTICS INC

Total Bought
27,799,981
113 transactions
Total Sold
17,803,491
61 transactions
Net
+9,996,490
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ADAGE CAPITAL PARTNERS GP, L.L.C.4,436,5008,486,500+4,050,0000.040.07+0.03buy
UBS Group AG167,8562,391,333+2,223,4770.000.00+0.00buy
Qube Research & Technologies Ltd441,8052,550,356+2,108,5510.000.02+0.02buy
Logos Global Management LP1,150,0003,150,000+2,000,0000.410.86+0.45buy
STATE STREET CORP4,890,5256,694,976+1,804,4510.000.00+0.00buy
RTW INVESTMENTS, LP2,500,0004,186,599+1,686,5990.130.22+0.09buy
GREAT POINT PARTNERS LLC01,350,000+1,350,0000.001.75+1.75buy
Fisher Asset Management, LLC01,348,259+1,348,2590.000.00+0.00buy
ROYCE & ASSOCIATES LP285,9881,619,798+1,333,8100.020.08+0.07buy
AMERIPRISE FINANCIAL INC823,1741,596,815+773,6410.000.00+0.00buy
Schonfeld Strategic Advisors LLC452,4421,076,004+623,5620.010.05+0.03buy
CITADEL ADVISORS LLC105,682721,410+615,7280.000.00+0.00buy
BANK OF AMERICA CORP /DE/266,434865,613+599,1790.000.00+0.00buy
ArrowMark Colorado Holdings LLC0514,793+514,7930.000.07+0.07buy
GOLDMAN SACHS GROUP INC1,517,4151,995,394+477,9790.000.00+0.00buy
Trexquant Investment LP0421,831+421,8310.000.02+0.02buy
Blue Owl Capital Holdings LP0400,000+400,0000.000.13+0.13buy
Jump Financial, LLC0371,400+371,4000.000.03+0.03buy
Y-Intercept (Hong Kong) Ltd462,166828,879+366,7130.060.08+0.03buy
VOYA INVESTMENT MANAGEMENT LLC22,629375,320+352,6910.000.00+0.00buy
CITIGROUP INC261,876598,238+336,3620.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.191,724497,818+306,0940.000.01+0.00buy
Atom Investors LP77,281344,933+267,6520.030.13+0.10buy
Swiss National Bank0220,700+220,7000.000.00+0.00buy
BARCLAYS PLC594,776790,041+195,2650.000.00+0.00buy
PRUDENTIAL FINANCIAL INC314,750494,300+179,5500.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC0139,642+139,6420.000.00+0.00buy
Tidal Investments LLC0138,276+138,2760.000.00+0.00buy
SUVRETTA CAPITAL MANAGEMENT, LLC14,182,37914,307,379+125,0001.902.05+0.15buy
BlackRock, Inc.9,388,6249,506,080+117,4560.000.00+0.00buy
Rhenman & Partners Asset Management AB0115,113+115,1130.000.08+0.08buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP44,742157,025+112,2830.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM8,056112,316+104,2600.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP341,596439,784+98,1880.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL088,931+88,9310.000.00+0.00buy
Harvest Investment Services, LLC087,652+87,6520.000.08+0.08buy
Optimize Financial Inc080,439+80,4390.000.21+0.21buy
DRW Securities, LLC076,493+76,4930.000.02+0.02buy
NORTHERN TRUST CORP972,9351,048,558+75,6230.000.00+0.00buy
Aquatic Capital Management LLC073,338+73,3380.000.01+0.01buy
Engineers Gate Manager LP071,753+71,7530.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC3,502,5263,565,770+63,2440.000.00+0.00buy
Legal & General Group Plc12,75375,103+62,3500.000.00+0.00buy
JANUS HENDERSON GROUP PLC055,600+55,6000.000.00+0.00buy
Cinctive Capital Management LP048,740+48,7400.000.02+0.02buy
AQR CAPITAL MANAGEMENT LLC155,218200,428+45,2100.000.00+0.00buy
Rafferty Asset Management, LLC151,743195,867+44,1240.000.00+0.00buy
ExodusPoint Capital Management, LP044,030+44,0300.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)043,914+43,9140.000.00+0.00buy
WELLINGTON MANAGEMENT GROUP LLP316,849360,125+43,2760.000.00+0.00buy
Virtu Financial LLC043,066+43,0660.000.01+0.01buy
RAYMOND JAMES FINANCIAL INC80,142121,889+41,7470.000.00+0.00buy
State of New Jersey Common Pension Fund D038,113+38,1130.000.00+0.00buy
TEMA ETFS LLC100,176138,276+38,1000.040.05+0.01buy
AMERICAN CENTURY COMPANIES INC40,41278,328+37,9160.000.00+0.00buy
Invesco Ltd.63,901101,207+37,3060.000.00+0.00buy
ALGERT GLOBAL LLC036,780+36,7800.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.035,923+35,9230.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP033,100+33,1000.000.00+0.00buy
BLAIR WILLIAM & CO/IL030,760+30,7600.000.00+0.00buy
JACOBS LEVY EQUITY MANAGEMENT, INC030,655+30,6550.000.00+0.00buy
Arizona State Retirement System030,632+30,6320.000.00+0.00buy
PROFUND ADVISORS LLC57,24687,681+30,4350.010.02+0.01buy
PRICE T ROWE ASSOCIATES INC /MD/70,48899,522+29,0340.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE40,32567,466+27,1410.000.00+0.00buy
GROUP ONE TRADING LLC5,24430,229+24,9850.000.01+0.00buy
E Fund Management Co., Ltd.024,622+24,6220.000.00+0.00buy
KLP KAPITALFORVALTNING AS024,600+24,6000.000.00+0.00buy
DEUTSCHE BANK AG\109,273133,352+24,0790.000.00+0.00buy
Tower Research Capital LLC (TRC)1,69823,252+21,5540.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS15,64535,768+20,1230.000.00+0.00buy
HRT FINANCIAL LP019,851+19,8510.000.00+0.00buy
SIMPLEX TRADING, LLC8,91225,851+16,9390.000.00+0.00buy
Scientech Research LLC016,669+16,6690.000.07+0.07buy
EntryPoint Capital, LLC13,16329,265+16,1020.030.05+0.02buy
Persistent Asset Partners Ltd57,25372,193+14,9400.150.15+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD185,423200,279+14,8560.000.00+0.00buy
OSAIC HOLDINGS, INC.014,678+14,6780.000.00+0.00buy
D. E. Shaw & Co., Inc.51,48265,967+14,4850.000.00+0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS014,464+14,4640.000.00+0.00buy
Pictet Asset Management Holding SA014,432+14,4320.000.00+0.00buy
Magnetar Financial LLC013,045+13,0450.000.00+0.00buy
RHUMBLINE ADVISERS134,605147,016+12,4110.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.011,038+11,0380.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD14,90025,100+10,2000.000.00+0.00buy
Rockefeller Capital Management L.P.2,04210,182+8,1400.000.00+0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC10,00018,000+8,0000.000.01+0.00buy
Parallel Advisors, LLC05,250+5,2500.000.00+0.00buy
Strategic Wealth Partners, Ltd.12,10016,825+4,7250.000.01+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.69,57674,084+4,5080.000.00-0.00buy
Neuberger Berman Group LLC12,80716,353+3,5460.000.00+0.00buy
STIFEL FINANCIAL CORP23,97327,497+3,5240.000.00+0.00buy
Nuveen, LLC288,924290,972+2,0480.000.00+0.00buy
EverSource Wealth Advisors, LLC4,3706,142+1,7720.000.00+0.00buy
XPONANCE, INC.10,20111,836+1,6350.000.00+0.00buy
Quadrature Capital Ltd12,29313,845+1,5520.000.00+0.00buy
Virtus Investment Advisers, LLC51,55652,846+1,2900.080.08+0.00buy
CWM, LLC3,0594,317+1,2580.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS20,84621,676+8300.000.00-0.00buy
Quantbot Technologies LP0720+7200.000.00+0.00buy
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