Stock Transactions — COMPASS THERAPEUTICS INC

Total Bought
45,700,936
73 transactions
Total Sold
2,926,628
39 transactions
Net
+42,774,308
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SUVRETTA CAPITAL MANAGEMENT, LLC7,149,49314,101,159+6,951,6660.701.50+0.80buy
BVF INC/IL04,750,000+4,750,0000.000.67+0.67buy
Vivo Capital, LLC6,043,4669,545,466+3,502,0001.612.69+1.08buy
TANG CAPITAL MANAGEMENT LLC13,496,20816,811,963+3,315,7551.772.27+0.49buy
BALYASNY ASSET MANAGEMENT L.P.02,826,362+2,826,3620.000.02+0.02buy
RTW INVESTMENTS, LP02,500,000+2,500,0000.000.11+0.11buy
MILLENNIUM MANAGEMENT LLC851,2053,237,572+2,386,3670.000.01+0.01buy
VANGUARD GROUP INC4,850,0057,062,799+2,212,7940.000.00+0.00buy
Logos Global Management LP02,050,000+2,050,0000.000.71+0.71buy
Sofinnova Investments, Inc.02,028,886+2,028,8860.000.44+0.44buy
SILVERARC CAPITAL MANAGEMENT, LLC1,249,7812,833,988+1,584,2070.671.44+0.77buy
ROYAL BANK OF CANADA151,1421,700,927+1,549,7850.000.00+0.00buy
STATE STREET CORP1,971,3683,106,513+1,135,1450.000.00+0.00buy
Monashee Investment Management LLC165,0001,250,000+1,085,0000.232.18+1.96buy
BlackRock, Inc.6,413,1337,370,747+957,6140.000.00+0.00buy
GOLDMAN SACHS GROUP INC116,3481,039,671+923,3230.000.00+0.00buy
Birchview Capital, LP0872,938+872,9380.002.31+2.31buy
ACUTA CAPITAL PARTNERS, LLC0840,090+840,0900.003.04+3.04buy
ADAGE CAPITAL PARTNERS GP, L.L.C.4,424,8685,186,500+761,6320.020.03+0.01buy
Burkehill Global Management, LP0700,000+700,0000.000.14+0.14buy
GEODE CAPITAL MANAGEMENT, LLC2,319,1322,944,469+625,3370.000.00+0.00buy
Schonfeld Strategic Advisors LLC0476,291+476,2910.000.01+0.01buy
DAFNA Capital Management LLC526,660946,661+420,0010.380.82+0.44buy
CITADEL ADVISORS LLC0233,271+233,2710.000.00+0.00buy
CM Management, LLC0150,000+150,0000.000.44+0.44buy
NORTHERN TRUST CORP734,694861,935+127,2410.000.00+0.00buy
Atom Investors LP0106,674+106,6740.000.03+0.03buy
Rafferty Asset Management, LLC070,959+70,9590.000.00+0.00buy
Squarepoint Ops LLC20,77387,853+67,0800.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC273,472335,250+61,7780.000.00+0.00buy
Creative Planning11,48460,927+49,4430.000.00+0.00buy
Quadrature Capital Ltd047,427+47,4270.000.00+0.00buy
Brevan Howard Capital Management LP045,877+45,8770.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD041,400+41,4000.000.00+0.00buy
RHUMBLINE ADVISERS113,487139,313+25,8260.000.00+0.00buy
ADAR1 Capital Management, LLC25,00050,000+25,0000.010.02+0.01buy
PROFUND ADVISORS LLC016,468+16,4680.000.00+0.00buy
WELLS FARGO & COMPANY/MN52,72468,173+15,4490.000.00+0.00buy
WELCH & FORBES LLC015,000+15,0000.000.00+0.00buy
Virtu Financial LLC012,681+12,6810.000.00+0.00buy
Strategic Wealth Partners, Ltd.012,100+12,1000.000.00+0.00buy
Bank of New York Mellon Corp211,183223,176+11,9930.000.00+0.00buy
DEUTSCHE BANK AG\83,89795,785+11,8880.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC48,45159,148+10,6970.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS9,48519,523+10,0380.000.00+0.00buy
CAXTON CORP43,46553,503+10,0381.150.82-0.33buy
Apollon Wealth Management, LLC010,015+10,0150.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/46,94256,588+9,6460.000.00+0.00buy
ALPS ADVISORS INC74,59783,007+8,4100.000.00+0.00buy
Russell Investments Group, Ltd.1937,785+7,5920.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey22,93328,331+5,3980.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP172,227175,556+3,3290.000.00+0.00buy
SIMPLEX TRADING, LLC9544,093+3,1390.000.00+0.00buy
FMR LLC4,134,6554,137,562+2,9070.000.00+0.00buy
MCF Advisors LLC2,7705,540+2,7700.000.00+0.00buy
Focus Partners Wealth13,59915,805+2,2060.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC10,48812,652+2,1640.000.00+0.00buy
Sterling Capital Management LLC1,2753,335+2,0600.000.00+0.00buy
Invesco Ltd.58,73560,656+1,9210.000.00+0.00buy
Optiver Holding B.V.01,642+1,6420.000.00+0.00buy
Cape Investment Advisory, Inc.01,317+1,3170.000.00+0.00buy
CWM, LLC1,2461,891+6450.000.00+0.00buy
BESSEMER GROUP INC0526+5260.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.5,3375,822+4850.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC0405+4050.000.00+0.00buy
Farther Finance Advisors, LLC0388+3880.000.00+0.00buy
Arax Advisory Partners0225+2250.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS20,32520,524+1990.000.00+0.00buy
Sunbelt Securities, Inc.08+80.000.00+0.00buy
IFP Advisors, Inc06+60.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM7,3907,394+40.000.00+0.00buy
Allworth Financial LP04+40.000.00+0.00buy
Clearstead Advisors, LLC04+40.000.00+0.00buy
ORBIMED ADVISORS LLC15,219,99415,219,99401.001.28+0.28hold
Ameritas Investment Partners, Inc.7,5367,53600.000.00+0.00hold
ROVIN CAPITAL /UT/ /ADV13,49513,49500.010.01+0.00hold
North Star Investment Management Corp.12,50012,50000.000.00+0.00hold
Walleye Trading LLC25,00025,00000.000.00-0.00hold
EverSource Wealth Advisors, LLC6,2296,22900.000.00+0.00hold
ACT Advisors, LLC.10,37610,37600.010.01+0.00hold
Blue Owl Capital Holdings LP2,591,5252,591,52502.172.82+0.64hold
Nuveen, LLC259,211259,21100.000.00+0.00hold
Enavate Sciences GP, LLC7,788,1507,788,150011.478.32-3.15hold
Marshall & Sterling Wealth Advisors Inc.20020000.000.00+0.00hold
Legal & General Group Plc9,6439,64300.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND30,40730,40700.000.00+0.00hold
STRS OHIO17,90017,90000.000.00+0.00hold
ROTHSCHILD INVESTMENT LLC12012000.000.00+0.00hold
AMALGAMATED BANK3,0773,07700.000.00+0.00hold
NISA INVESTMENT ADVISORS, LLC5,2485,24800.000.00+0.00hold
Fortitude Family Office, LLC4,9834,978-50.000.00+0.00sell
SBI Securities Co., Ltd.354330-240.000.00+0.00sell
Brooklyn Investment Group2360-2360.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.50,16449,850-3140.000.00+0.00sell
Stonebrook Private Inc.10,59610,230-3660.010.01+0.00sell
Independent Advisor Alliance18,42017,894-5260.000.00+0.00sell
MetLife Investment Management, LLC58,94658,347-5990.000.00+0.00sell
Briaud Financial Planning, Inc7000-7000.000.00-0.00sell
Sequoia Financial Advisors, LLC16,48515,753-7320.000.00+0.00sell
ProShare Advisors LLC18,79517,004-1,7910.000.00+0.00sell
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