| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | 0 | 865,400 | +865,400 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 429,990 | +429,990 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 1,101 | 2,463 | +1,362 | 0.00 | 0.00 | +0.00 | buy |
| Carolina Wealth Advisors, LLC | 0 | 159 | +159 | 0.00 | 0.00 | +0.00 | buy |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 1,787,610 | 1,787,610 | 0 | 0.03 | 0.02 | -0.00 | hold |
| ORBIMED ADVISORS LLC | 1,787,767 | 1,787,767 | 0 | 0.03 | 0.03 | -0.01 | hold |
| DAFNA Capital Management LLC | 401,136 | 401,136 | 0 | 0.10 | 0.07 | -0.02 | hold |
| Nantahala Capital Management, LLC | 1,730,600 | 1,730,600 | 0 | 0.15 | 0.09 | -0.06 | hold |
| AIGH Capital Management LLC | 865,400 | 865,400 | 0 | 0.41 | 0.24 | -0.18 | hold |
| BARCLAYS PLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 237,400 | 237,376 | -24 | 0.01 | 0.01 | -0.00 | sell |
| Ikarian Capital, LLC | 893,000 | 892,976 | -24 | 0.28 | 0.19 | -0.10 | sell |
| JOHNSON & JOHNSON | 192,321 | 96,866 | -95,455 | 0.05 | 0.02 | -0.03 | sell |
| 8VC GP I, LLC | 108,621 | 0 | -108,621 | 0.15 | 0.00 | -0.15 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 589,027 | 258,492 | -330,535 | 0.45 | 0.09 | -0.35 | sell |
| ADAR1 Capital Management, LLC | 432,700 | 0 | -432,700 | 0.07 | 0.00 | -0.07 | sell |