Stock Transactions — NIU TECHNOLOGIES

Total Bought
759,526
20 transactions
Total Sold
2,272,499
25 transactions
Net
-1,512,973
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY487,906858,607+370,7010.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD0110,400+110,4000.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC31,584135,878+104,2940.000.00+0.00buy
Virtu Financial LLC043,012+43,0120.000.01+0.01buy
DIMENSIONAL FUND ADVISORS LP393,153419,176+26,0230.000.00-0.00buy
XTX Topco Ltd021,474+21,4740.000.00+0.00buy
Qube Research & Technologies Ltd67,37488,101+20,7270.000.00-0.00buy
Point72 Asia (Singapore) Pte. Ltd.016,385+16,3850.000.01+0.01buy
Vident Advisory, LLC12,54322,694+10,1510.000.00+0.00buy
STATE STREET CORP57,79865,590+7,7920.000.00-0.00buy
GOLDMAN SACHS GROUP INC813,451819,768+6,3170.000.00-0.00buy
RENAISSANCE TECHNOLOGIES LLC291,600297,200+5,6000.000.00-0.00buy
Green Alpha Advisors, LLC82,85285,875+3,0230.130.10-0.03buy
SIMPLEX TRADING, LLC02,760+2,7600.000.00+0.00buy
RHUMBLINE ADVISERS7,71510,442+2,7270.000.00-0.00buy
BANK OF AMERICA CORP /DE/235,397237,362+1,9650.000.00-0.00buy
Cubist Systematic Strategies, LLC01,947+1,9470.000.00+0.00buy
EverSource Wealth Advisors, LLC4392,113+1,6740.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/4,0005,500+1,5000.000.00+0.00buy
Headlands Technologies LLC8581,912+1,0540.000.00+0.00buy
SCHRODER INVESTMENT MANAGEMENT GROUP40,60040,60000.000.00-0.00hold
GEODE CAPITAL MANAGEMENT, LLC58,63658,63600.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)686800.000.00-0.00hold
NORGES BANK70,84070,84000.000.00-0.00hold
Quantbot Technologies LP3,4603,46000.000.00-0.00hold
Westside Investment Management, Inc.1,0001,00000.000.00-0.00hold
Polunin Capital Partners Ltd1,126,0621,126,06200.460.29-0.17hold
Maxi Investments CY Ltd226,895226,89500.140.10-0.04hold
Spire Wealth Management1,0001,00000.000.00-0.00hold
Allspring Global Investments Holdings, LLC194,300194,30000.000.00-0.00hold
Erste Asset Management GmbH62562500.000.00-0.00hold
BARCLAYS PLC33,24533,24500.000.00-0.00hold
AMERICAN CENTURY COMPANIES INC15,22615,22600.000.00-0.00hold
Legal & General Group Plc1,3331,33300.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1000-1000.000.00-0.00sell
Advisory Services Network, LLC1000-1000.000.00-0.00sell
PRINCIPAL SECURITIES, INC.678491-1870.000.00-0.00sell
Blue Trust, Inc.2090-2090.000.00-0.00sell
Pathstone Holdings, LLC71,39071,172-2180.000.00-0.00sell
TD Waterhouse Canada Inc.1,3501,100-2500.000.00-0.00sell
Federation des caisses Desjardins du Quebec1,4501,150-3000.000.00-0.00sell
CITIGROUP INC5590-5590.000.00-0.00sell
GUGGENHEIM CAPITAL LLC28,69927,880-8190.000.00-0.00sell
Dakota Community Bank & Trust NA9500-9500.010.00-0.01sell
China Universal Asset Management Co., Ltd.1,0000-1,0000.000.00-0.00sell
Carmignac Gestion897,408895,908-1,5000.030.02-0.01sell
JTC Employer Solutions Trustee Ltd6,2500-6,2500.000.00-0.00sell
Walleye Capital LLC175,121164,839-10,2820.010.00-0.00sell
GROUP ONE TRADING LLC15,6345,026-10,6080.000.00-0.00sell
GTS SECURITIES LLC15,5360-15,5360.000.00-0.00sell
Vontobel Holding Ltd.17,8430-17,8430.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.137,105110,716-26,3890.000.00-0.00sell
CITADEL ADVISORS LLC42,5860-42,5860.000.00-0.00sell
Invesco Ltd.42,8950-42,8950.000.00-0.00sell
HRT FINANCIAL LP76,00117,595-58,4060.000.00-0.00sell
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM80,6830-80,6830.000.00-0.00sell
MARSHALL WACE, LLP308,883204,431-104,4520.000.00-0.00sell
Assenagon Asset Management S.A.558,457373,305-185,1520.000.00-0.00sell
VANGUARD GROUP INC1,772,945107,720-1,665,2250.000.00-0.00sell
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