Stock Transactions — NIU TECHNOLOGIES

Total Bought
1,219,971
15 transactions
Total Sold
1,178,431
29 transactions
Net
+41,540
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND0521,200+521,2000.000.00+0.00buy
MORGAN STANLEY858,6071,248,617+390,0100.000.00+0.00buy
UBS Group AG082,115+82,1150.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC135,878216,528+80,6500.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC044,280+44,2800.000.00+0.00buy
Invesco Ltd.041,644+41,6440.000.00+0.00buy
TWO SIGMA SECURITIES, LLC015,089+15,0890.000.00+0.00buy
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS013,862+13,8620.000.00+0.00buy
Ethic Inc.010,150+10,1500.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC297,200305,000+7,8000.000.00+0.00buy
GOLDMAN SACHS GROUP INC819,768824,726+4,9580.000.00-0.00buy
Polunin Capital Partners Ltd1,126,0621,129,762+3,7000.290.34+0.05buy
Blue Trust, Inc.03,180+3,1800.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC15,22615,966+7400.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS0593+5930.000.00+0.00buy
SCHRODER INVESTMENT MANAGEMENT GROUP40,60040,60000.000.00-0.00hold
GEODE CAPITAL MANAGEMENT, LLC58,63658,63600.000.00-0.00hold
CANADA PENSION PLAN INVESTMENT BOARD110,400110,40000.000.00-0.00hold
Westside Investment Management, Inc.1,0001,00000.000.00-0.00hold
Spire Wealth Management1,0001,00000.000.00+0.00hold
Allspring Global Investments Holdings, LLC194,300194,30000.000.00+0.00hold
Catalyst Funds Management Pty Ltd8,4008,40000.000.00-0.00hold
TD Waterhouse Canada Inc.1,1001,10000.000.00+0.00hold
Federation des caisses Desjardins du Quebec1,1501,15000.000.00-0.00hold
Erste Asset Management GmbH62562500.000.00+0.00hold
BARCLAYS PLC33,24533,24500.000.00+0.00hold
Legal & General Group Plc1,3331,33300.000.00+0.00hold
NATIONAL BANK OF CANADA /FI/5,5005,50000.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)680-680.000.00-0.00sell
PRINCIPAL SECURITIES, INC.491411-800.000.00-0.00sell
Pathstone Holdings, LLC71,17270,929-2430.000.00-0.00sell
EverSource Wealth Advisors, LLC2,1131,745-3680.000.00-0.00sell
GROUP ONE TRADING LLC5,0264,469-5570.000.00-0.00sell
RHUMBLINE ADVISERS10,4428,884-1,5580.000.00-0.00sell
Vident Advisory, LLC22,69421,080-1,6140.000.00+0.00sell
Headlands Technologies LLC1,9120-1,9120.000.00-0.00sell
Cubist Systematic Strategies, LLC1,9470-1,9470.000.00-0.00sell
SIMPLEX TRADING, LLC2,7600-2,7600.000.00-0.00sell
GUGGENHEIM CAPITAL LLC27,88024,551-3,3290.000.00-0.00sell
Quantbot Technologies LP3,4600-3,4600.000.00-0.00sell
Green Alpha Advisors, LLC85,87581,998-3,8770.100.11+0.01sell
STATE STREET CORP65,59061,359-4,2310.000.00-0.00sell
BANK OF AMERICA CORP /DE/237,362231,462-5,9000.000.00-0.00sell
DIMENSIONAL FUND ADVISORS LP419,176405,896-13,2800.000.00-0.00sell
Point72 Asia (Singapore) Pte. Ltd.16,3850-16,3850.010.00-0.01sell
HRT FINANCIAL LP17,5950-17,5950.000.00-0.00sell
Carmignac Gestion895,908877,408-18,5000.020.03+0.00sell
XTX Topco Ltd21,4740-21,4740.000.00-0.00sell
Qube Research & Technologies Ltd88,10165,622-22,4790.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.110,71687,112-23,6040.000.00-0.00sell
NORGES BANK70,84038,933-31,9070.000.00-0.00sell
Virtu Financial LLC43,0120-43,0120.010.00-0.01sell
MARSHALL WACE, LLP204,431110,222-94,2090.000.00-0.00sell
VANGUARD GROUP INC107,7200-107,7200.000.00-0.00sell
Walleye Capital LLC164,83928,677-136,1620.000.00-0.00sell
Maxi Investments CY Ltd226,8950-226,8950.100.00-0.10sell
Assenagon Asset Management S.A.373,3050-373,3050.000.00-0.00sell
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