Stock Transactions — RIVERNORTH OPPORTUNISTIC MUN

Total Bought
264,850
11 transactions
Total Sold
207,884
10 transactions
Net
+56,966
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MORGAN STANLEY165,549237,702+72,1530.000.00+0.00buy
Gateway Wealth Partners, LLC42,085106,236+64,1510.070.06-0.00buy
GUGGENHEIM CAPITAL LLC050,659+50,6590.000.01+0.01buy
Rockefeller Capital Management L.P.72,050111,800+39,7500.000.00+0.00buy
LPL Financial LLC26,10740,180+14,0730.000.00+0.00buy
Concurrent Investment Advisors, LLC28,87041,120+12,2500.000.01+0.00buy
ENVESTNET ASSET MANAGEMENT INC35,74142,761+7,0200.000.00+0.00buy
WELLS FARGO & COMPANY/MN142,089146,678+4,5890.000.00+0.00buy
STIFEL FINANCIAL CORP12,81012,937+1270.000.00+0.00buy
Janney Montgomery Scott LLC11,23811,309+710.000.00+0.00buy
Ritter Daniher Financial Advisory LLC / DE437444+70.000.00+0.00buy
Plancorp, LLC21,06921,06900.010.01+0.00hold
Cypress Wealth Services, LLC32,50032,50000.060.07+0.00hold
Apollon Wealth Management, LLC19,53519,53500.000.00-0.00hold
River Street Advisors LLC20,59320,59300.110.10-0.01hold
RAYMOND JAMES FINANCIAL INC12,08812,08800.000.00+0.00hold
XML Financial, LLC10,50010,000-5000.010.01-0.00sell
OSAIC HOLDINGS, INC.34,76434,237-5270.000.00+0.00sell
HIGHLINE WEALTH PARTNERS LLC1,000250-7500.000.00-0.00sell
UBS Group AG92,88191,078-1,8030.000.00-0.00sell
ROYAL BANK OF CANADA96,87493,764-3,1100.000.00+0.00sell
ROBINSON CAPITAL MANAGEMENT, LLC162,647152,955-9,6920.981.04+0.06sell
NOMURA HOLDINGS INC11,2750-11,2750.000.00-0.00sell
Arlington Capital Management, Inc.18,4420-18,4420.160.00-0.16sell
BANK OF AMERICA CORP /DE/63,29039,411-23,8790.000.00-0.00sell
Logan Stone Capital, LLC137,9060-137,9060.490.00-0.49sell
Page 1 of 1