Stock TransactionsDOW HLDGS INC

Total Bought
31,493,628
484 transactions
Total Sold
22,537,559
486 transactions
Net
+8,956,069
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
PZENA INVESTMENT MANAGEMENT LLC18,792,96324,956,985+6,164,0222.573.04+0.48buy
Capital Research Global Investors6,236,79312,284,218+6,047,4250.050.09+0.04buy
STATE STREET CORP29,421,63830,911,669+1,490,0310.050.05-0.00buy
Invesco Ltd.8,517,5539,858,688+1,341,1350.070.07+0.00buy
AQR CAPITAL MANAGEMENT LLC528,6881,552,434+1,023,7460.030.06+0.03buy
FIRST TRUST ADVISORS LP1,984,5352,880,865+896,3300.070.09+0.02buy
WELLS FARGO & COMPANY/MN3,351,6894,232,219+880,5300.030.04+0.00buy
GEODE CAPITAL MANAGEMENT, LLC17,266,18318,097,714+831,5310.060.05-0.00buy
Cullen Capital Management, LLC3,742,9434,544,766+801,8231.751.83+0.08buy
MOORE CAPITAL MANAGEMENT, LP57,811766,660+708,8490.030.55+0.53buy
Russell Investments Group, Ltd.875,0641,475,994+600,9300.050.07+0.02buy
STIFEL FINANCIAL CORP2,219,3372,743,037+523,7000.100.11+0.01buy
ENVESTNET ASSET MANAGEMENT INC1,510,6621,856,955+346,2930.020.02+0.00buy
CAPITAL ADVISORS INC/OK694,8151,039,216+344,4010.560.72+0.17buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC5,140,9785,459,326+318,3480.040.04-0.00buy
FINANCIAL COUNSELORS INC514,867817,941+303,0740.300.43+0.13buy
Empower Advisory Group, LLC1,261,7571,558,982+297,2250.170.18+0.01buy
Bogart Wealth, LLC2,350298,577+296,2270.000.49+0.49buy
CAPSTONE INVESTMENT ADVISORS, LLC57,556317,442+259,8860.020.10+0.08buy
Aberdeen Group plc221,436468,794+247,3580.020.03+0.02buy
RNC CAPITAL MANAGEMENT LLC517,111760,083+242,9721.111.35+0.25buy
COMMONWEALTH EQUITY SERVICES, LLC478,861708,867+230,0060.030.04+0.01buy
NATIONAL BANK OF CANADA /FI/495,972709,394+213,4220.030.03+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC1,525,9191,736,955+211,0360.850.87+0.02buy
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC622,889812,312+189,4230.420.48+0.06buy
KLCM Advisors, Inc.261,594436,507+174,9131.221.78+0.57buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.428,292592,767+164,4750.040.05+0.01buy
ROYAL BANK OF CANADA2,638,4432,796,392+157,9490.020.020.00buy
D. E. Shaw & Co., Inc.739,144896,905+157,7610.040.04+0.01buy
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC111,013265,867+154,8540.080.18+0.10buy
Sound Income Strategies, LLC222,871371,497+148,6260.550.77+0.21buy
MassMutual Private Wealth & Trust, FSB95,072226,096+131,0240.110.23+0.12buy
NATIXIS ADVISORS, LLC100,619230,725+130,1060.010.02+0.01buy
Mitsubishi UFJ Asset Management Co., Ltd.1,229,4771,358,022+128,5450.050.04-0.00buy
National Pension Service966,4601,091,805+125,3450.040.04-0.00buy
Advisors Capital Management, LLC523,636648,934+125,2980.330.35+0.02buy
QRG CAPITAL MANAGEMENT, INC.59,027174,168+115,1410.020.06+0.04buy
DARK FOREST CAPITAL MANAGEMENT LP20,275135,202+114,9270.120.22+0.10buy
OPPENHEIMER ASSET MANAGEMENT INC.631,464745,411+113,9470.310.32+0.01buy
Calydon Capital36,919150,514+113,5950.290.98+0.69buy
ZACKS INVESTMENT MANAGEMENT1,014,4751,127,425+112,9500.380.37-0.01buy
Quantinno Capital Management LP31,644125,541+93,8970.010.03+0.02buy
Brookstone Capital Management262,700355,263+92,5630.150.18+0.02buy
Alyeska Investment Group, L.P.406,478497,310+90,8320.060.07+0.01buy
MADDEN SECURITIES Corp61,145151,941+90,7960.982.06+1.08buy
Kestra Advisory Services, LLC244,123329,880+85,7570.060.06+0.00buy
U.S. Capital Wealth Advisors, LLC189,365271,432+82,0670.240.29+0.06buy
LPL Financial LLC975,9221,056,623+80,7010.020.02-0.00buy
FULLER & THALER ASSET MANAGEMENT, INC.226,327306,602+80,2750.030.04+0.01buy
Zurcher Kantonalbank (Zurich Cantonalbank)244,615321,986+77,3710.030.03+0.00buy
Brevan Howard Capital Management LP9,30081,637+72,3370.010.08+0.07buy
GATEWAY INVESTMENT ADVISERS LLC273,688345,911+72,2230.120.14+0.02buy
Cetera Investment Advisers267,104337,573+70,4690.020.02+0.00buy
AVIVA PLC422,227488,982+66,7550.040.04-0.00buy
OCCUDO QUANTITATIVE STRATEGIES LP78,905144,411+65,5060.570.66+0.09buy
STATE OF WISCONSIN INVESTMENT BOARD425,857491,085+65,2280.050.05+0.00buy
CapWealth Advisors, LLC785,667850,537+64,8703.463.22-0.24buy
Gilman Hill Asset Management, LLC173,575237,642+64,0671.211.44+0.23buy
Janney Montgomery Scott LLC823,574887,319+63,7450.100.09-0.00buy
WEALTHEDGE INVESTMENT ADVISORS, LLC28,83191,787+62,9560.521.45+0.92buy
TEACHER RETIREMENT SYSTEM OF TEXAS41,344102,358+61,0140.010.02+0.01buy
ALPS ADVISORS INC592,891653,422+60,5310.150.13-0.02buy
MERCER GLOBAL ADVISORS INC /ADV79,646138,441+58,7950.010.01+0.00buy
NewEdge Advisors, LLC103,476158,191+54,7150.030.03+0.01buy
VICTORY CAPITAL MANAGEMENT INC658,131712,641+54,5100.030.03-0.00buy
Verition Fund Management LLC120,146172,801+52,6550.030.04+0.01buy
COUNTRY CLUB BANK8,01760,085+52,0680.020.14+0.12buy
Truvestments Capital LLC55,850104,656+48,8060.580.79+0.22buy
SYNTAX RESEARCH, INC.12,28860,000+47,7120.351.45+1.09buy
GWN SECURITIES INC.10,19556,878+46,6830.110.10-0.02buy
Ensign Peak Advisors, Inc92,457136,371+43,9140.010.01+0.00buy
AMG National Trust Bank96,906139,857+42,9510.100.14+0.03buy
Quantbot Technologies LP12,52954,968+42,4390.020.06+0.04buy
Banco Santander, S.A.166,674208,393+41,7190.080.08-0.00buy
INVESTMENT HOUSE LLC44,64185,186+40,5450.100.17+0.07buy
STEEL GROVE CAPITAL ADVISORS, LLC6,10746,435+40,3280.030.25+0.21buy
Stablepoint Partners, LLC99,686137,356+37,6700.730.87+0.13buy
CreativeOne Wealth, LLC38,37575,382+37,0070.050.08+0.03buy
Providence Capital Advisors, LLC113,100146,800+33,7000.921.07+0.14buy
ROYAL LONDON ASSET MANAGEMENT LTD273,742306,375+32,6330.030.03-0.00buy
Resona Asset Management Co.,Ltd.207,603240,176+32,5730.050.05-0.00buy
South Dakota Investment Council180,625212,781+32,1560.140.15+0.01buy
Addenda Capital Inc.141,519172,749+31,2300.200.22+0.02buy
CW Advisors, LLC160,965192,157+31,1920.090.08-0.01buy
Pictet Asset Management Holding SA271,918302,244+30,3260.010.01-0.00buy
CERTUITY, LLC33,25663,273+30,0170.140.23+0.09buy
Epoch Investment Partners, Inc.1,696,4661,726,463+29,9970.330.31-0.02buy
BARCLAYS PLC2,083,8952,113,029+29,1340.040.04-0.01buy
Advisory Services Network, LLC35,07963,799+28,7200.030.04+0.02buy
Bell Bank161,246189,766+28,5200.480.36-0.12buy
Federation des caisses Desjardins du Quebec47,54375,278+27,7350.010.01+0.00buy
OPPENHEIMER & CO INC139,472166,978+27,5060.090.09+0.00buy
IFP Advisors, Inc65,31692,678+27,3620.090.10+0.01buy
J.W. COLE ADVISORS, INC.10,43537,511+27,0760.020.04+0.02buy
Empowered Funds, LLC86,955114,002+27,0470.050.06+0.01buy
JONES FINANCIAL COMPANIES LLLP51,11477,723+26,6090.000.00+0.00buy
Kestra Investment Management, LLC7,66634,115+26,4490.010.04+0.03buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO98,355124,518+26,1630.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC195,091221,022+25,9310.020.02-0.00buy
IEQ CAPITAL, LLC16,07241,949+25,8770.010.01+0.01buy
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