Stock TransactionsDOW HLDGS INC COM

Total Bought
2,625,647
47 transactions
Total Sold
6,524,908
84 transactions
Net
-3,899,261
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
FIRST TRUST ADVISORS LP2,295,423919,900+1,375,5230.150.060.00sell
D. E. Shaw & Co., Inc.1,261,562635,313+626,2490.130.060.00sell
AQR CAPITAL MANAGEMENT LLC1,043,917522,210+521,7070.130.060.00sell
MILLENNIUM MANAGEMENT LLC1,153,0501,593,822+440,7720.100.110.00buy
LSV ASSET MANAGEMENT489,64082,600+407,0400.060.010.00sell
BNP PARIBAS FINANCIAL MARKETS892,940488,379+404,5610.110.050.00sell
AVIVA PLC104,386490,618+386,2320.030.110.00buy
CANTOR FITZGERALD, L. P.38,097388,482+350,3850.040.480.00buy
GEODE CAPITAL MANAGEMENT, LLC12,901,55913,191,004+289,4450.100.090.00buy
INTECH INVESTMENT MANAGEMENT LLC304,27422,534+281,7400.130.01-0.12sell
VICTORY CAPITAL MANAGEMENT INC1,474,1691,225,098+249,0710.090.07-0.02sell
GATEWAY INVESTMENT ADVISERS LLC422,334658,128+235,7940.280.410.00buy
Allianz Asset Management GmbH706,610506,156+200,4540.080.06-0.03sell
LAZARD ASSET MANAGEMENT LLC218,73392,340+126,3930.020.010.00sell
Skandinaviska Enskilda Banken AB (publ)262,419143,885+118,5340.100.05-0.05sell
Penserra Capital Management LLC947,0361,063,243+116,2071.081.12+0.04buy
Prime Capital Investment Advisors, LLC39,787131,631+91,8440.090.140.00buy
Robeco Institutional Asset Management B.V.540,013629,871+89,8580.080.09+0.01buy
American Investment Services, Inc.270,157181,152+89,0052.801.950.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC1,280,9841,365,457+84,4731.121.09-0.03buy
Epoch Investment Partners, Inc.1,634,2691,555,552+78,7170.530.480.00sell
JANUS HENDERSON GROUP PLC174,653109,032+65,6210.010.000.00sell
SCHRODER INVESTMENT MANAGEMENT GROUP910,857852,949+57,9080.070.07-0.01sell
EASTERLY INVESTMENT PARTNERS LLC346,381289,974+56,4071.311.380.00sell
NOMURA ASSET MANAGEMENT CO LTD234,742289,090+54,3480.070.07+0.00buy
WEBSTER BANK, N. A.52,0302,680+49,3500.370.020.00sell
Retirement Systems of Alabama208,342160,756+47,5860.050.04-0.01sell
Cresset Asset Management, LLC10,58654,416+43,8300.010.020.00buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND4,05546,607+42,5520.000.01+0.01buy
Andra AP-fonden79,00037,400+41,6000.110.05-0.06sell
SteelPeak Wealth, LLC230,642266,567+35,9250.860.850.00buy
Orion Porfolio Solutions, LLC76,47642,805+33,6710.050.020.00sell
CANADA PENSION PLAN INVESTMENT BOARD661,937694,637+32,7000.060.060.00buy
OPPENHEIMER ASSET MANAGEMENT INC.556,037524,200+31,8370.470.410.00sell
First National Bank of Mount Dora, Trust Investment Services11,77042,877+31,1070.200.65+0.45buy
Advisors Asset Management, Inc.698,324668,633+29,6910.790.740.00sell
PRINCIPAL FINANCIAL GROUP INC807,740780,141+27,5990.030.030.00sell
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO418,936391,512+27,4240.100.090.00sell
PINNACLE ASSOCIATES LTD89,606114,734+25,1280.100.11+0.01buy
ELEVATION POINT WEALTH PARTNERS, LLC57,58933,330+24,2590.350.190.00sell
RHUMBLINE ADVISERS1,460,0711,483,947+23,8760.100.090.00buy
ProShare Advisors LLC311,152290,148+21,0040.050.050.00sell
EDGAR LOMAX CO/VA1,423,2751,403,741+19,5345.024.920.00sell
NATIXIS ADVISORS, LLC193,802212,246+18,4440.040.040.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,137,7011,119,548+18,1530.100.09-0.01sell
ZACKS INVESTMENT MANAGEMENT1,286,6781,304,647+17,9690.950.87-0.07buy
NORDEA INVESTMENT MANAGEMENT AB1,326,2231,308,375+17,8480.100.100.00sell
Quarry LP17,007412+16,5950.520.010.00sell
STATE OF MICHIGAN RETIREMENT SYSTEM193,611210,011+16,4000.070.07-0.00buy
RESOURCES MANAGEMENT CORP /CT/ /ADV6,24022,476+16,2360.230.19-0.04buy
Gladstone Institutional Advisory LLC21,3886,083+15,3050.080.020.00sell
Beacon Pointe Advisors, LLC49,36663,240+13,8740.050.060.00buy
Mariner, LLC155,796169,589+13,7930.030.020.00buy
ADELL HARRIMAN & CARPENTER INC45,73857,371+11,6330.270.310.00buy
TOWER BRIDGE ADVISORS16,3204,982+11,3380.070.020.00sell
Treasurer of the State of North Carolina308,039319,309+11,2700.100.090.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC98,13387,233+10,9000.140.110.00sell
HENNESSY ADVISORS INC189,000178,200+10,8000.760.680.00sell
ING GROEP NV68,63979,299+10,6600.040.030.00buy
COMMERCE BANK279,634269,042+10,5920.120.110.00sell
Sound Income Strategies, LLC136,082146,645+10,5630.810.800.00buy
CWM, LLC25,31935,176+9,8570.010.01+0.00buy
PRUDENTIAL FINANCIAL INC682,163672,459+9,7040.060.050.00sell
HBK Sorce Advisory LLC18,2519,198+9,0530.020.020.00sell
Prestige Wealth Management Group LLC4469,416+8,9700.010.120.00buy
Rockefeller Capital Management L.P.56,80765,730+8,9230.010.010.00buy
1834 INVESTMENT ADVISORS CO157,781149,444+8,3371.040.950.00sell
DUPONT CAPITAL MANAGEMENT CORP5,94413,792+7,8480.020.040.00buy
State of Alaska, Department of Revenue127,976120,190+7,7860.090.080.00sell
WEDGE CAPITAL MANAGEMENT L L P/NC109,903102,274+7,6290.100.090.00sell
SEGALL BRYANT & HAMILL, LLC92,59585,123+7,4720.050.050.00sell
Merewether Investment Management, LP100,000107,377+7,3770.490.420.00buy
LITTLE HOUSE CAPITAL LLC27,54234,422+6,8800.710.780.00buy
Hilltop Holdings Inc.20,11413,380+6,7340.150.090.00sell
AVANTAX ADVISORY SERVICES, INC.52,29845,640+6,6580.040.030.00sell
WATERS PARKERSON & CO., LLC389,424383,108+6,3161.261.150.00sell
Steigerwald, Gordon & Koch Inc.171,458177,749+6,2911.401.390.00buy
CIBC Private Wealth Group LLC36,37530,227+6,1480.000.000.00sell
Geneos Wealth Management Inc.19,71614,155+5,5610.070.040.00sell
Apollon Wealth Management, LLC39,10344,376+5,2730.130.110.00buy
Cullen Capital Management, LLC4,007,0484,001,853+5,1952.011.900.00sell
LYNCH & ASSOCIATES/IN92,64187,646+4,9951.331.190.00sell
BESSEMER GROUP INC68,20273,160+4,9580.010.01-0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC16,52221,349+4,8270.040.050.00buy
OPPENHEIMER & CO INC207,499212,177+4,6780.250.23-0.02buy
KANAWHA CAPITAL MANAGEMENT LLC9,1484,545+4,6030.050.020.00sell
GUGGENHEIM CAPITAL LLC600,584605,180+4,5960.290.270.00buy
CANADA LIFE ASSURANCE Co412,639417,139+4,5000.060.05-0.00buy
ALPS ADVISORS INC458,106453,877+4,2290.220.210.00sell
MAI Capital Management45,66841,595+4,0730.040.03-0.01sell
ANCHOR CAPITAL ADVISORS LLC41,17545,244+4,0690.060.06+0.00buy
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS119,495123,358+3,8630.060.05-0.00buy
Wealthfront Advisers LLC72,30568,594+3,7110.020.020.00sell
YOUSIF CAPITAL MANAGEMENT, LLC110,064113,740+3,6760.080.080.00buy
Sepio Capital, LP51,77655,306+3,5300.260.240.00buy
Integrated Wealth Concepts LLC42,41845,942+3,5240.050.040.00buy
MCINTYRE FREEDMAN & FLYNN INVESTMENT ADVISERS INC44,72141,224+3,4972.081.880.00sell
Cadence Bank6,0049,429+3,4250.030.040.00buy
MainStreet Investment Advisors LLC134,059130,685+3,3740.800.760.00sell
Cambridge Investment Research Advisors, Inc.259,777263,041+3,2640.080.07-0.01buy
Page 1 of 2