DOW HLDGS INC
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| Connor, Clark & Lunn Investment Management Ltd. | 991,484 | 3,036,805 | +2,045,321 | 0.09 | 0.22 | +0.13 | buy |
| CANADA PENSION PLAN INVESTMENT BOARD | 920,587 | 2,757,275 | +1,836,688 | 0.02 | 0.04 | +0.02 | buy |
| STATE STREET CORP | 32,335,973 | 34,132,210 | +1,796,237 | 0.03 | 0.03 | -0.01 | buy |
| UBS Group AG | 6,986,597 | 8,344,018 | +1,357,421 | 0.04 | 0.04 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 1,024,927 | 1,789,195 | +764,268 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 5,930,824 | 6,687,468 | +756,644 | 0.03 | 0.03 | -0.00 | buy |
| VANGUARD GROUP INC | 84,770,433 | 85,507,775 | +737,342 | 0.04 | 0.03 | -0.01 | buy |
| DEUTSCHE BANK AG\ | 2,156,021 | 2,811,664 | +655,643 | 0.02 | 0.02 | +0.00 | buy |
| Aquatic Capital Management LLC | 352,169 | 957,722 | +605,553 | 0.19 | 0.41 | +0.22 | buy |
| Cullen Capital Management, LLC | 3,184,041 | 3,758,224 | +574,183 | 0.96 | 0.94 | -0.02 | buy |
| Gotham Asset Management, LLC | 145,499 | 706,806 | +561,307 | 0.02 | 0.07 | +0.05 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 97,400 | 645,300 | +547,900 | 0.00 | 0.02 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 1,647,051 | 2,115,223 | +468,172 | 0.04 | 0.04 | +0.00 | buy |
| Squarepoint Ops LLC | 1,215,892 | 1,662,953 | +447,061 | 0.08 | 0.09 | +0.01 | buy |
| DnB Asset Management AS | 144,057 | 562,616 | +418,559 | 0.02 | 0.05 | +0.03 | buy |
| MASTERS CAPITAL MANAGEMENT LLC | 100,000 | 500,000 | +400,000 | 0.51 | 1.84 | +1.33 | buy |
| FIRST TRUST ADVISORS LP | 928,401 | 1,258,057 | +329,656 | 0.02 | 0.02 | +0.00 | buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 24,413 | 350,477 | +326,064 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 18,004,463 | 18,316,300 | +311,837 | 0.03 | 0.03 | -0.01 | buy |
| CIBC WORLD MARKET INC. | 345,499 | 636,575 | +291,076 | 0.02 | 0.03 | +0.01 | buy |
| NATIXIS | 48,843 | 335,690 | +286,847 | 0.01 | 0.04 | +0.03 | buy |
| Strategic Planning, Inc. | 240,237 | 511,497 | +271,260 | 3.81 | 6.79 | +2.98 | buy |
| Advisors Capital Management, LLC | 717,040 | 963,524 | +246,484 | 0.26 | 0.27 | +0.01 | buy |
| Empower Advisory Group, LLC | 2,028,258 | 2,228,280 | +200,022 | 0.16 | 0.14 | -0.02 | buy |
| ALPS ADVISORS INC | 785,893 | 979,717 | +193,824 | 0.12 | 0.13 | +0.01 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 1,769,871 | 1,961,972 | +192,101 | 0.66 | 0.64 | -0.02 | buy |
| ARGA Investment Management, LP | 50,517 | 233,811 | +183,294 | 0.04 | 0.14 | +0.11 | buy |
| OSAIC HOLDINGS, INC. | 346,823 | 507,136 | +160,313 | 0.02 | 0.02 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 395,335 | 550,489 | +155,154 | 0.01 | 0.01 | -0.00 | buy |
| Quantinno Capital Management LP | 112,590 | 262,210 | +149,620 | 0.01 | 0.02 | +0.00 | buy |
| Legal & General Group Plc | 3,492,190 | 3,627,589 | +135,399 | 0.02 | 0.02 | -0.00 | buy |
| HOURGLASS CAPITAL, LLC | 35,499 | 166,348 | +130,849 | 0.23 | 0.86 | +0.62 | buy |
| FULLER & THALER ASSET MANAGEMENT, INC. | 357,191 | 485,209 | +128,018 | 0.03 | 0.04 | +0.00 | buy |
| Amundi | 1,219,473 | 1,341,164 | +121,691 | 0.01 | 0.01 | -0.00 | buy |
| Sumitomo Mitsui Trust Group, Inc. | 1,622,439 | 1,741,547 | +119,108 | 0.03 | 0.02 | -0.00 | buy |
| GATEWAY INVESTMENT ADVISERS LLC | 628,223 | 737,410 | +109,187 | 0.18 | 0.16 | -0.02 | buy |
| NORTHERN TRUST CORP | 6,452,463 | 6,557,457 | +104,994 | 0.02 | 0.02 | -0.00 | buy |
| Edgestream Partners, L.P. | 157,674 | 258,769 | +101,095 | 0.12 | 0.17 | +0.06 | buy |
| State of Tennessee, Department of Treasury | 83,458 | 172,558 | +89,100 | 0.01 | 0.01 | +0.01 | buy |
| Cetera Investment Advisers | 350,546 | 434,773 | +84,227 | 0.02 | 0.01 | -0.00 | buy |
| Econ Financial Services Corp | 63,578 | 142,293 | +78,715 | 0.87 | 1.63 | +0.76 | buy |
| TORONTO DOMINION BANK | 287,899 | 364,734 | +76,835 | 0.02 | 0.02 | -0.00 | buy |
| PZENA INVESTMENT MANAGEMENT LLC | 27,091,238 | 27,166,229 | +74,991 | 2.33 | 2.01 | -0.32 | buy |
| Addenda Capital Inc. | 228,741 | 299,250 | +70,509 | 0.22 | 0.20 | -0.01 | buy |
| Altrius Capital Management Inc | 150,332 | 214,511 | +64,179 | 0.93 | 1.12 | +0.19 | buy |
| Summit Trail Advisors, LLC | 11,971 | 74,661 | +62,690 | 0.01 | 0.02 | +0.02 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 1,490,831 | 1,551,111 | +60,280 | 0.03 | 0.03 | -0.01 | buy |
| CAISSE DES DEPOTS ET CONSIGNATIONS | 70,881 | 130,500 | +59,619 | 0.08 | 0.13 | +0.05 | buy |
| Corient Private Wealth LLC | 171,631 | 230,455 | +58,824 | 0.01 | 0.01 | +0.00 | buy |
| CAPSTONE INVESTMENT ADVISORS, LLC | 62,796 | 121,472 | +58,676 | 0.01 | 0.03 | +0.01 | buy |
| Nuveen, LLC | 1,826,792 | 1,881,450 | +54,658 | 0.01 | 0.01 | -0.00 | buy |
| STALEY CAPITAL ADVISERS INC | 189,547 | 241,884 | +52,337 | 0.21 | 0.23 | +0.01 | buy |
| Russell Investments Group, Ltd. | 1,484,761 | 1,535,506 | +50,745 | 0.05 | 0.04 | -0.01 | buy |
| Stablepoint Partners, LLC | 144,594 | 191,777 | +47,183 | 0.65 | 0.70 | +0.05 | buy |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | 19,718 | 65,863 | +46,145 | 0.00 | 0.01 | +0.01 | buy |
| ELEVATION POINT WEALTH PARTNERS, LLC | 948 | 47,026 | +46,078 | 0.00 | 0.08 | +0.07 | buy |
| Next Level Private LLC | 36,089 | 81,314 | +45,225 | 0.31 | 0.55 | +0.24 | buy |
| Canada Post Corp Registered Pension Plan | 11,144 | 53,867 | +42,723 | 0.02 | 0.06 | +0.04 | buy |
| KLCM Advisors, Inc. | 430,696 | 470,351 | +39,655 | 1.21 | 1.08 | -0.14 | buy |
| RHUMBLINE ADVISERS | 1,320,067 | 1,358,318 | +38,251 | 0.03 | 0.03 | -0.01 | buy |
| Waverly Advisors, LLC | 16,409 | 53,986 | +37,577 | 0.00 | 0.01 | +0.01 | buy |
| AVIVA PLC | 525,755 | 562,064 | +36,309 | 0.03 | 0.02 | -0.01 | buy |
| STIFEL FINANCIAL CORP | 3,365,966 | 3,401,876 | +35,910 | 0.09 | 0.07 | -0.02 | buy |
| Arax Advisory Partners | 5,530 | 41,336 | +35,806 | 0.01 | 0.01 | +0.01 | buy |
| State of New Jersey Common Pension Fund D | 215,485 | 249,614 | +34,129 | 0.02 | 0.02 | -0.00 | buy |
| NewEdge Advisors, LLC | 222,759 | 256,257 | +33,498 | 0.03 | 0.03 | -0.00 | buy |
| BESSEMER GROUP INC | 65,269 | 97,244 | +31,975 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF NOVA SCOTIA | 87,684 | 119,073 | +31,389 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 374,939 | 405,934 | +30,995 | 0.01 | 0.01 | -0.00 | buy |
| CERTUITY, LLC | 122,571 | 152,699 | +30,128 | 0.31 | 0.24 | -0.06 | buy |
| JONES FINANCIAL COMPANIES LLLP | 119,383 | 149,046 | +29,663 | 0.00 | 0.00 | -0.00 | buy |
| Bell Bank | 219,755 | 249,306 | +29,551 | 0.27 | 0.25 | -0.02 | buy |
| BNP Paribas Asset Management Holding S.A. | 111,208 | 140,750 | +29,542 | 0.01 | 0.01 | +0.00 | buy |
| NEOS Investment Management LLC | 64,438 | 93,473 | +29,035 | 0.02 | 0.02 | -0.01 | buy |
| IFP Advisors, Inc | 121,454 | 148,876 | +27,422 | 0.10 | 0.09 | -0.01 | buy |
| Parcion Private Wealth LLC | 37,975 | 65,245 | +27,270 | 0.07 | 0.09 | +0.02 | buy |
| WEALTHEDGE INVESTMENT ADVISORS, LLC | 78,286 | 104,444 | +26,158 | 0.87 | 0.91 | +0.04 | buy |
| CreativeOne Wealth, LLC | 83,785 | 108,507 | +24,722 | 0.06 | 0.06 | +0.00 | buy |
| UniSuper Management Pty Ltd | 82,855 | 106,936 | +24,081 | 0.01 | 0.02 | +0.00 | buy |
| National Pension Service | 1,099,790 | 1,123,538 | +23,748 | 0.03 | 0.02 | -0.01 | buy |
| ROYAL LONDON ASSET MANAGEMENT LTD | 64,014 | 86,341 | +22,327 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 60 | 21,289 | +21,229 | 0.00 | 0.01 | +0.01 | buy |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | 60,995 | 81,038 | +20,043 | 0.03 | 0.02 | -0.00 | buy |
| Diversified Trust Co | 23,242 | 42,852 | +19,610 | 0.01 | 0.02 | +0.01 | buy |
| Creative Planning | 225,114 | 244,459 | +19,345 | 0.01 | 0.00 | -0.00 | buy |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 41,386 | 60,541 | +19,155 | 0.01 | 0.01 | +0.00 | buy |
| CANADA LIFE ASSURANCE Co | 494,840 | 513,369 | +18,529 | 0.02 | 0.02 | -0.00 | buy |
| Ensign Peak Advisors, Inc | 118,437 | 136,963 | +18,526 | 0.01 | 0.01 | -0.00 | buy |
| Oak Thistle LLC | 33,745 | 51,984 | +18,239 | 0.13 | 0.18 | +0.05 | buy |
| Diversify Advisory Services, LLC | 19,930 | 37,885 | +17,955 | 0.02 | 0.03 | +0.01 | buy |
| Delta Global Management LP | 86,991 | 104,910 | +17,919 | 0.15 | 0.18 | +0.02 | buy |
| Hedges Asset Management LLC | 63,200 | 80,900 | +17,700 | 1.34 | 1.42 | +0.08 | buy |
| Collar Capital Management, LLC | 75,883 | 93,557 | +17,674 | 1.69 | 1.51 | -0.18 | buy |
| Mirae Asset Global Investments Co., Ltd. | 80,784 | 97,774 | +16,990 | 0.01 | 0.01 | -0.00 | buy |
| Lifeworks Advisors, LLC | 103,526 | 120,140 | +16,614 | 0.41 | 0.37 | -0.04 | buy |
| Jackson Hole Capital Partners, LLC | 58,074 | 74,678 | +16,604 | 0.28 | 0.29 | +0.01 | buy |
| OSSIAM | 45,316 | 61,431 | +16,115 | 0.01 | 0.02 | +0.00 | buy |
| Investment Management Corp of Ontario | 17,258 | 33,201 | +15,943 | 0.01 | 0.01 | +0.00 | buy |
| Private Advisor Group, LLC | 100,211 | 115,937 | +15,726 | 0.02 | 0.01 | -0.00 | buy |
| PRUDENTIAL PLC | 13,163 | 28,249 | +15,086 | 0.00 | 0.00 | +0.00 | buy |