Stock Transactions — DOW INC

Total Bought
50,352,311
402 transactions
Total Sold
64,370,746
687 transactions
Net
-14,018,435
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Holocene Advisors, LP05,498,518+5,498,5180.000.29+0.29buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC03,334,051+3,334,0510.000.26+0.26buy
Neuberger Berman Group LLC75,9102,895,070+2,819,1600.000.05+0.05buy
Slate Path Capital LP02,465,500+2,465,5000.000.87+0.87buy
MILLENNIUM MANAGEMENT LLC577,9992,808,012+2,230,0130.010.05+0.04buy
Connor, Clark & Lunn Investment Management Ltd.991,4843,036,805+2,045,3210.090.22+0.13buy
CANADA PENSION PLAN INVESTMENT BOARD920,5872,757,275+1,836,6880.020.04+0.02buy
STATE STREET CORP32,335,97334,132,210+1,796,2370.030.03-0.00buy
FMR LLC2,663,0244,186,089+1,523,0650.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP01,382,943+1,382,9430.000.05+0.05buy
UBS Group AG6,986,5978,344,018+1,357,4210.040.04-0.00buy
TWO SIGMA ADVISERS, LP01,341,900+1,341,9000.000.06+0.06buy
WORLDQUANT MILLENNIUM ADVISORS LLC01,324,864+1,324,8640.000.13+0.13buy
CITADEL ADVISORS LLC428,6591,702,990+1,274,3310.010.03+0.02buy
Woodline Partners LP01,069,616+1,069,6160.000.12+0.12buy
PRICE T ROWE ASSOCIATES INC /MD/1,024,9271,789,195+764,2680.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC5,930,8246,687,468+756,6440.030.02-0.00buy
VANGUARD GROUP INC84,770,43385,507,775+737,3420.040.03-0.01buy
DEUTSCHE BANK AG\2,156,0212,811,664+655,6430.020.02+0.00buy
Aquatic Capital Management LLC352,169957,722+605,5530.190.41+0.22buy
Cullen Capital Management, LLC3,184,0413,758,224+574,1830.960.94-0.02buy
Gotham Asset Management, LLC145,499706,806+561,3070.020.07+0.05buy
ADAGE CAPITAL PARTNERS GP, L.L.C.97,400645,300+547,9000.000.02+0.02buy
D. E. Shaw & Co., Inc.142,255680,333+538,0780.000.01+0.01buy
BNP PARIBAS FINANCIAL MARKETS1,647,0512,115,223+468,1720.030.04+0.00buy
Squarepoint Ops LLC1,215,8921,662,953+447,0610.070.08+0.01buy
HRT FINANCIAL LP0431,534+431,5340.000.04+0.04buy
DnB Asset Management AS144,057562,616+418,5590.020.05+0.03buy
MASTERS CAPITAL MANAGEMENT LLC100,000500,000+400,0000.511.84+1.33buy
Walleye Trading LLC0355,593+355,5930.000.13+0.13buy
SIMPLEX TRADING, LLC21,449360,761+339,3120.020.18+0.17buy
FIRST TRUST ADVISORS LP928,4011,258,057+329,6560.020.02+0.00buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main24,413350,477+326,0640.000.01+0.01buy
GEODE CAPITAL MANAGEMENT, LLC18,004,46318,316,300+311,8370.030.03-0.01buy
CIBC WORLD MARKET INC.345,499636,575+291,0760.020.03+0.01buy
NATIXIS48,843335,690+286,8470.010.04+0.03buy
Strategic Planning, Inc.240,237511,497+271,2603.816.79+2.98buy
Man Group plc0258,321+258,3210.000.01+0.01buy
Mountain Hill Investment Partners Corp.0248,620+248,6200.005.00+5.00buy
Advisors Capital Management, LLC717,040963,524+246,4840.260.27+0.01buy
Verition Fund Management LLC204,356421,598+217,2420.030.06+0.02buy
Engineers Gate Manager LP27,247242,380+215,1330.010.06+0.05buy
Invenomic Capital Management LP0211,020+211,0200.000.25+0.25buy
Empower Advisory Group, LLC2,028,2582,228,280+200,0220.160.14-0.02buy
JANE STREET GROUP, LLC812,2821,011,808+199,5260.030.03-0.01buy
ALPS ADVISORS INC785,893979,717+193,8240.120.13+0.01buy
CONFLUENCE INVESTMENT MANAGEMENT LLC1,769,8711,961,972+192,1010.660.64-0.02buy
Arrow Capital Pty Ltd0185,000+185,0000.003.44+3.44buy
ARGA Investment Management, LP50,517233,811+183,2940.040.14+0.11buy
Alyeska Investment Group, L.P.0161,117+161,1170.000.01+0.01buy
OSAIC HOLDINGS, INC.346,823507,136+160,3130.020.02+0.00buy
BANK OF MONTREAL /CAN/395,335550,489+155,1540.010.01-0.00buy
Quantinno Capital Management LP112,590262,210+149,6200.010.02+0.00buy
JONES FINANCIAL COMPANIES LLLP4,834149,046+144,2120.000.00+0.00buy
Legal & General Group Plc3,492,1903,627,589+135,3990.020.02-0.00buy
Lighthouse Investment Partners, LLC0134,988+134,9880.000.11+0.11buy
HOURGLASS CAPITAL, LLC35,499166,348+130,8490.230.86+0.62buy
FULLER & THALER ASSET MANAGEMENT, INC.357,191485,209+128,0180.030.04+0.00buy
Amundi1,219,4731,341,164+121,6910.010.01-0.00buy
WOLVERINE TRADING, LLC52,651173,775+121,1240.040.08+0.04buy
Sumitomo Mitsui Trust Group, Inc.1,622,4391,741,547+119,1080.030.02-0.00buy
GATEWAY INVESTMENT ADVISERS LLC628,223737,410+109,1870.180.16-0.02buy
NORTHERN TRUST CORP6,452,4636,557,457+104,9940.020.02-0.00buy
Edgestream Partners, L.P.157,674258,769+101,0950.120.17+0.06buy
IMC-Chicago, LLC096,633+96,6330.000.04+0.04buy
State of Tennessee, Department of Treasury83,458172,558+89,1000.010.01+0.01buy
Morningstar Investment Management LLC088,465+88,4650.000.07+0.07buy
Aventail Capital Group, LP087,739+87,7390.000.10+0.10buy
AMERIPRISE FINANCIAL INC487,354572,566+85,2120.000.00-0.00buy
Cetera Investment Advisers350,546434,773+84,2270.020.01-0.00buy
Econ Financial Services Corp63,578142,293+78,7150.871.63+0.76buy
TORONTO DOMINION BANK287,899364,734+76,8350.020.02-0.00buy
PZENA INVESTMENT MANAGEMENT LLC27,091,23827,166,229+74,9912.332.01-0.32buy
Quantitative Investment Management, LLC074,597+74,5970.000.24+0.24buy
Hudson Bay Capital Management LP072,000+72,0000.000.01+0.01buy
Addenda Capital Inc.228,741299,250+70,5090.220.20-0.01buy
GROUP ONE TRADING LLC170,393240,519+70,1260.150.16+0.02buy
Trexquant Investment LP068,756+68,7560.000.02+0.02buy
Altrius Capital Management Inc150,332214,511+64,1790.931.12+0.19buy
Summit Trail Advisors, LLC11,97174,661+62,6900.010.02+0.02buy
Mitsubishi UFJ Asset Management Co., Ltd.1,490,8311,551,111+60,2800.030.03-0.01buy
CAISSE DES DEPOTS ET CONSIGNATIONS70,881130,500+59,6190.080.13+0.05buy
Corient Private Wealth LLC171,631230,455+58,8240.010.01+0.00buy
CAPSTONE INVESTMENT ADVISORS, LLC62,796121,472+58,6760.010.02+0.01buy
Pacer Advisors, Inc.56,912113,397+56,4850.000.01+0.00buy
Nuveen, LLC1,826,7921,881,450+54,6580.010.01-0.00buy
STALEY CAPITAL ADVISERS INC189,547241,884+52,3370.210.23+0.01buy
Russell Investments Group, Ltd.1,484,7611,535,506+50,7450.050.04-0.01buy
Pureheart Capital Pte Ltd.050,000+50,0000.000.26+0.26buy
Stablepoint Partners, LLC144,594191,777+47,1830.650.70+0.05buy
Vestmark Advisory Solutions, Inc.046,161+46,1610.000.02+0.02buy
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.19,71865,863+46,1450.000.01+0.01buy
ELEVATION POINT WEALTH PARTNERS, LLC94847,026+46,0780.000.08+0.07buy
Next Level Private LLC36,08981,314+45,2250.310.55+0.24buy
Canada Post Corp Registered Pension Plan11,14453,867+42,7230.020.06+0.04buy
KLCM Advisors, Inc.430,696470,351+39,6551.211.08-0.14buy
BOOTHBAY FUND MANAGEMENT, LLC11,09150,036+38,9450.010.03+0.02buy
RHUMBLINE ADVISERS1,320,0671,358,318+38,2510.030.03-0.00buy
Waverly Advisors, LLC16,40953,986+37,5770.000.01+0.01buy
Virtu Financial LLC036,990+36,9900.000.05+0.05buy
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