| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rock Springs Capital Management LP | 0 | 1,208,231 | +1,208,231 | 0.00 | 0.12 | +0.12 | buy |
| DAFNA Capital Management LLC | 0 | 1,050,000 | +1,050,000 | 0.00 | 0.41 | +0.41 | buy |
| Ghisallo Capital Management LLC | 0 | 1,000,000 | +1,000,000 | 0.00 | 0.04 | +0.04 | buy |
| ARMISTICE CAPITAL, LLC | 0 | 678,000 | +678,000 | 0.00 | 0.04 | +0.04 | buy |
| LMR Partners LLP | 0 | 600,000 | +600,000 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 0 | 379,726 | +379,726 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 0 | 271,678 | +271,678 | 0.00 | 0.43 | +0.43 | buy |
| JANE STREET GROUP, LLC | 0 | 270,750 | +270,750 | 0.00 | 0.00 | +0.00 | buy |
| Woodline Partners LP | 0 | 250,500 | +250,500 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 200,359 | 435,962 | +235,603 | 0.00 | 0.00 | -0.00 | buy |
| Quadrature Capital Ltd | 0 | 134,518 | +134,518 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 58,040 | +58,040 | 0.00 | 0.00 | +0.00 | buy |
| AXQ CAPITAL, LP | 0 | 43,099 | +43,099 | 0.00 | 0.01 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 39,740 | +39,740 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 34,589 | +34,589 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 21,366 | 43,858 | +22,492 | 0.00 | 0.00 | -0.00 | buy |
| Moors & Cabot, Inc. | 0 | 17,036 | +17,036 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 201,000 | 217,500 | +16,500 | 0.04 | 0.02 | -0.02 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 16,462 | +16,462 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 62,900 | 78,394 | +15,494 | 0.00 | 0.00 | +0.00 | buy |
| GREAT VALLEY ADVISOR GROUP, INC. | 21,000 | 35,500 | +14,500 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 39,991 | 51,093 | +11,102 | 0.00 | 0.00 | -0.00 | buy |
| Revisor Wealth Management LLC | 0 | 10,600 | +10,600 | 0.00 | 0.01 | +0.01 | buy |
| Traynor Capital Management, Inc. | 25,500 | 31,500 | +6,000 | 0.01 | 0.00 | -0.00 | buy |
| Almanack Investment Partners, LLC. | 20,925 | 25,750 | +4,825 | 0.01 | 0.01 | -0.01 | buy |
| ROYAL BANK OF CANADA | 171,961 | 176,075 | +4,114 | 0.00 | 0.00 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 1,000 | 3,774 | +2,774 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 12,937 | 15,575 | +2,638 | 0.00 | 0.00 | -0.00 | buy |
| Federation des caisses Desjardins du Quebec | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 62,367 | 64,423 | +2,056 | 0.00 | 0.00 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 4,103 | 6,000 | +1,897 | 0.00 | 0.00 | -0.00 | buy |
| McKinley Carter Wealth Services, Inc. | 30,892 | 32,653 | +1,761 | 0.01 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 18,028 | 19,727 | +1,699 | 0.00 | 0.00 | -0.00 | buy |
| CIBC WORLD MARKET INC. | 10,560 | 10,960 | +400 | 0.00 | 0.00 | -0.00 | buy |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 10,200 | 10,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 17,875 | 17,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Busey Bank | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SPROTT INC. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 6,000 | 6,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D'Orazio & Associates, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cetera Investment Advisers | 31,400 | 31,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LIBERTY WEALTH MANAGEMENT LLC | 22,000 | 22,000 | 0 | 0.01 | 0.01 | 0.00 | hold |
| TD Waterhouse Canada Inc. | 23,800 | 23,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Smartleaf Asset Management LLC | 3,656 | 3,656 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ashton Thomas Private Wealth, LLC | 10,700 | 10,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 15,504 | 15,504 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 833 | 833 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Caitong International Asset Management Co., Ltd | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 27 | 0 | -27 | 0.00 | 0.00 | -0.00 | sell |
| SCOTIA CAPITAL INC. | 12,998 | 12,740 | -258 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 33,350 | 33,000 | -350 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 700 | 0 | -700 | 0.00 | 0.00 | -0.00 | sell |
| Patriot Financial Group Insurance Agency, LLC | 37,000 | 28,500 | -8,500 | 0.01 | 0.01 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 86,815 | 74,215 | -12,600 | 0.00 | 0.00 | -0.00 | sell |
| VALLEY FORGE INVESTMENT CONSULTANTS INC ADV | 77,698 | 10,000 | -67,698 | 0.09 | 0.01 | -0.08 | sell |
| BANK OF AMERICA CORP /DE/ | 200,656 | 0 | -200,656 | 0.00 | 0.00 | -0.00 | sell |