| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 525,126 | 774,059 | +248,933 | 0.28 | 0.37 | +0.08 | buy |
| Bulldog Investors, LLP | 0 | 217,600 | +217,600 | 0.00 | 0.46 | +0.46 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 120,505 | 285,551 | +165,046 | 0.00 | 0.00 | +0.00 | buy |
| Clear Harbor Asset Management, LLC | 0 | 102,310 | +102,310 | 0.00 | 0.07 | +0.07 | buy |
| TORONTO DOMINION BANK | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 310,811 | 394,000 | +83,189 | 1.20 | 1.26 | +0.07 | buy |
| Invesco Ltd. | 0 | 50,678 | +50,678 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 171,227 | 208,816 | +37,589 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 34,933 | +34,933 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 74,357 | 104,249 | +29,892 | 0.00 | 0.00 | +0.00 | buy |
| Kovack Advisors, Inc. | 31,522 | 53,424 | +21,902 | 0.02 | 0.03 | +0.01 | buy |
| HRT FINANCIAL LP | 11,788 | 31,301 | +19,513 | 0.00 | 0.00 | +0.00 | buy |
| Freestone Capital Holdings, LLC | 61,968 | 79,428 | +17,460 | 0.02 | 0.02 | +0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 119,875 | 136,686 | +16,811 | 0.02 | 0.02 | -0.00 | buy |
| JANE STREET GROUP, LLC | 44,443 | 56,973 | +12,530 | 0.00 | 0.00 | -0.00 | buy |
| Enstar Group LTD | 3,819,656 | 3,827,212 | +7,556 | 16.86 | 16.62 | -0.24 | buy |
| Advisory Services Network, LLC | 0 | 6,635 | +6,635 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 221,100 | 227,603 | +6,503 | 0.00 | 0.00 | -0.00 | buy |
| TrueMark Investments, LLC | 15,000 | 19,011 | +4,011 | 0.03 | 0.03 | +0.00 | buy |
| LPL Financial LLC | 39,761 | 41,967 | +2,206 | 0.00 | 0.00 | -0.00 | buy |
| Astoria Portfolio Advisors LLC. | 12,092 | 13,182 | +1,090 | 0.03 | 0.03 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 673 | +673 | 0.00 | 0.00 | +0.00 | buy |
| Anfield Capital Management, LLC | 0 | 665 | +665 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorNet Financial, Inc | 5,804 | 6,008 | +204 | 0.00 | 0.00 | -0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 20,678 | 20,765 | +87 | 0.02 | 0.02 | -0.00 | buy |
| WEBSTER BANK, N. A. | 2,739 | 2,739 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ballentine Partners, LLC | 24,650 | 24,650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 23,584 | 23,584 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Almitas Capital LLC | 80,547 | 80,547 | 0 | 0.20 | 0.17 | -0.03 | hold |
| EverSource Wealth Advisors, LLC | 2,735 | 2,735 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SWAN Capital LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BlackRock, Inc. | 19,238 | 19,238 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 12,300 | 12,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Diversified Enterprises, LLC | 21,970 | 21,970 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| M&T BANK CORP | 11,726 | 11,726 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Whipplewood Advisors, LLC | 334 | 0 | -334 | 0.00 | 0.00 | -0.00 | sell |
| Camelot Portfolios, LLC | 1,000 | 0 | -1,000 | 0.01 | 0.00 | -0.01 | sell |
| N.E.W. Advisory Services LLC | 4,000 | 2,024 | -1,976 | 0.00 | 0.00 | -0.00 | sell |
| TCTC Holdings, LLC | 3,600 | 0 | -3,600 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 22,026 | 17,343 | -4,683 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 7,359 | 0 | -7,359 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 14,285 | 0 | -14,285 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 42,313 | 26,621 | -15,692 | 0.01 | 0.00 | -0.01 | sell |
| Cambridge Investment Research Advisors, Inc. | 20,638 | 0 | -20,638 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 34,290 | 0 | -34,290 | 0.00 | 0.00 | -0.00 | sell |
| Marex Group plc | 64,326 | 0 | -64,326 | 0.01 | 0.00 | -0.01 | sell |
| Penserra Capital Management LLC | 765,647 | 0 | -765,647 | 0.10 | 0.00 | -0.10 | sell |