| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Enstar Group LTD | 3,827,212 | 3,827,212 | 0 | 16.62 | 17.81 | +1.19 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 394,000 | 897,140 | +503,140 | 1.26 | 2.77 | +1.51 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 285,551 | 736,476 | +450,925 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 217,600 | 273,529 | +55,929 | 0.46 | 0.61 | +0.14 | buy |
| CITADEL ADVISORS LLC | 0 | 221,218 | +221,218 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 208,816 | 205,068 | -3,748 | 0.00 | 0.00 | -0.00 | sell |
| Cerity Partners LLC | 227,603 | 193,476 | -34,127 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL SECURITIES, INC. | 136,686 | 178,314 | +41,628 | 0.02 | 0.02 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 104,249 | 138,703 | +34,454 | 0.00 | 0.00 | +0.00 | buy |
| Clear Harbor Asset Management, LLC | 102,310 | 104,060 | +1,750 | 0.07 | 0.07 | -0.00 | buy |
| HRT FINANCIAL LP | 31,301 | 95,808 | +64,507 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 80,547 | 80,547 | 0 | 0.17 | 0.19 | +0.02 | hold |
| Freestone Capital Holdings, LLC | 79,428 | 79,424 | -4 | 0.02 | 0.02 | -0.00 | sell |
| Kestra Advisory Services, LLC | 0 | 73,352 | +73,352 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 62,599 | +62,599 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 0 | 62,090 | +62,090 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 41,967 | 44,062 | +2,095 | 0.00 | 0.00 | -0.00 | buy |
| Kovack Advisors, Inc. | 53,424 | 27,400 | -26,024 | 0.03 | 0.01 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 774,059 | 25,000 | -749,059 | 0.37 | 0.01 | -0.35 | sell |
| Ballentine Partners, LLC | 24,650 | 24,650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cetera Investment Advisers | 17,343 | 24,146 | +6,803 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 23,584 | 23,584 | 0 | 0.02 | 0.02 | -0.00 | hold |
| XTX Topco Ltd | 26,621 | 22,775 | -3,846 | 0.00 | 0.00 | -0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 20,765 | 20,649 | -116 | 0.02 | 0.02 | -0.00 | sell |
| BlackRock, Inc. | 19,238 | 19,238 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JANE STREET GROUP, LLC | 56,973 | 13,904 | -43,069 | 0.00 | 0.00 | -0.00 | sell |
| Astoria Portfolio Advisors LLC. | 13,182 | 13,326 | +144 | 0.03 | 0.02 | -0.01 | buy |
| M&T BANK CORP | 11,726 | 11,726 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 0 | 10,051 | +10,051 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorNet Financial, Inc | 6,008 | 5,818 | -190 | 0.00 | 0.00 | -0.00 | sell |
| WEBSTER BANK, N. A. | 2,739 | 2,739 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EverSource Wealth Advisors, LLC | 2,735 | 2,735 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 673 | 2,334 | +1,661 | 0.00 | 0.00 | +0.00 | buy |
| N.E.W. Advisory Services LLC | 2,024 | 2,024 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SWAN Capital LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JFS WEALTH ADVISORS, LLC | 0 | 19 | +19 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 34,933 | 0 | -34,933 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 6,635 | 0 | -6,635 | 0.00 | 0.00 | -0.00 | sell |
| TrueMark Investments, LLC | 19,011 | 0 | -19,011 | 0.03 | 0.00 | -0.03 | sell |
| Federation des caisses Desjardins du Quebec | 12,300 | 0 | -12,300 | 0.00 | 0.00 | -0.00 | sell |
| Diversified Enterprises, LLC | 21,970 | 0 | -21,970 | 0.01 | 0.00 | -0.01 | sell |
| Invesco Ltd. | 50,678 | 0 | -50,678 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |