| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Enstar Group LTD | 3,819,656 | 3,819,656 | 0 | 19.00 | 16.86 | -2.15 | hold |
| Penserra Capital Management LLC | 739,945 | 765,647 | +25,702 | 0.12 | 0.10 | -0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 525,126 | +525,126 | 0.00 | 0.28 | +0.28 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 310,811 | +310,811 | 0.00 | 1.20 | +1.20 | buy |
| Cerity Partners LLC | 0 | 221,100 | +221,100 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 208,441 | 171,227 | -37,214 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 107,851 | 120,505 | +12,654 | 0.00 | 0.00 | -0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 107,851 | 119,875 | +12,024 | 0.02 | 0.02 | -0.00 | buy |
| Almitas Capital LLC | 0 | 80,547 | +80,547 | 0.00 | 0.20 | +0.20 | buy |
| RAYMOND JAMES FINANCIAL INC | 48,471 | 74,357 | +25,886 | 0.00 | 0.00 | +0.00 | buy |
| Marex Group plc | 0 | 64,326 | +64,326 | 0.00 | 0.01 | +0.01 | buy |
| Freestone Capital Holdings, LLC | 0 | 61,968 | +61,968 | 0.00 | 0.02 | +0.02 | buy |
| JANE STREET GROUP, LLC | 0 | 44,443 | +44,443 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 42,313 | +42,313 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 33,843 | 39,761 | +5,918 | 0.00 | 0.00 | -0.00 | buy |
| Kestra Advisory Services, LLC | 11,290 | 34,290 | +23,000 | 0.00 | 0.00 | +0.00 | buy |
| Kovack Advisors, Inc. | 0 | 31,522 | +31,522 | 0.00 | 0.02 | +0.02 | buy |
| Ballentine Partners, LLC | 24,650 | 24,650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 12,573 | 23,584 | +11,011 | 0.02 | 0.03 | +0.01 | buy |
| Cetera Investment Advisers | 16,986 | 22,026 | +5,040 | 0.00 | 0.00 | +0.00 | buy |
| Diversified Enterprises, LLC | 21,970 | 21,970 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Pinnacle Wealth Planning Services, Inc. | 0 | 20,678 | +20,678 | 0.00 | 0.02 | +0.02 | buy |
| Cambridge Investment Research Advisors, Inc. | 19,216 | 20,638 | +1,422 | 0.00 | 0.00 | -0.00 | buy |
| BlackRock, Inc. | 10,052 | 19,238 | +9,186 | 0.00 | 0.00 | +0.00 | buy |
| TrueMark Investments, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.03 | +0.03 | buy |
| NOMURA HOLDINGS INC | 0 | 14,285 | +14,285 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 12,300 | 12,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Astoria Portfolio Advisors LLC. | 10,285 | 12,092 | +1,807 | 0.03 | 0.03 | -0.01 | buy |
| HRT FINANCIAL LP | 13,777 | 11,788 | -1,989 | 0.00 | 0.00 | -0.00 | sell |
| M&T BANK CORP | 11,726 | 11,726 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OSAIC HOLDINGS, INC. | 6,602 | 7,359 | +757 | 0.00 | 0.00 | -0.00 | buy |
| AdvisorNet Financial, Inc | 0 | 5,804 | +5,804 | 0.00 | 0.00 | +0.00 | buy |
| N.E.W. Advisory Services LLC | 2,000 | 4,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| TCTC Holdings, LLC | 2,600 | 3,600 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| WEBSTER BANK, N. A. | 2,739 | 2,739 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EverSource Wealth Advisors, LLC | 1,671 | 2,735 | +1,064 | 0.00 | 0.00 | +0.00 | buy |
| Camelot Portfolios, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.01 | +0.01 | buy |
| Whipplewood Advisors, LLC | 159,762 | 334 | -159,428 | 1.41 | 0.00 | -1.41 | sell |
| HIGHLINE WEALTH PARTNERS LLC | 0 | 150 | +150 | 0.00 | 0.00 | +0.00 | buy |
| SWAN Capital LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BAILLIE GIFFORD & CO | 553,305 | 0 | -553,305 | 0.01 | 0.00 | -0.01 | sell |
| Advisory Services Network, LLC | 6,635 | 0 | -6,635 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 222,222 | 0 | -222,222 | 0.54 | 0.00 | -0.54 | sell |
| CHOREO, LLC | 70,000 | 0 | -70,000 | 0.01 | 0.00 | -0.01 | sell |
| North Ground Capital | 422,222 | 0 | -422,222 | 3.96 | 0.00 | -3.96 | sell |