Stock Transactions — UP FINTECH HLDG LTD

Total Bought
1,834,725
35 transactions
Total Sold
3,255,207
31 transactions
Net
-1,420,482
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Russell Investments Group, Ltd.7,013453,397+446,3840.000.00+0.00buy
SIMPLEX TRADING, LLC0330,997+330,9970.000.03+0.03buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0178,900+178,9000.000.00+0.00buy
Marex Group plc0153,000+153,0000.000.02+0.02buy
JANE STREET GROUP, LLC084,828+84,8280.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC516,183597,035+80,8520.000.00-0.00buy
Walleye Capital LLC400,775479,689+78,9140.020.02-0.01buy
HRT FINANCIAL LP062,081+62,0810.000.00+0.00buy
Kerrisdale Advisers, LLC058,325+58,3250.000.06+0.06buy
Man Group plc2,737,3602,792,228+54,8680.030.03-0.01buy
Centiva Capital, LP048,340+48,3400.000.01+0.01buy
GSA CAPITAL PARTNERS LLP234,585280,979+46,3940.090.08-0.01buy
GTS SECURITIES LLC46,56292,594+46,0320.000.01+0.00buy
Vident Advisory, LLC038,008+38,0080.000.00+0.00buy
Squarepoint Ops LLC030,461+30,4610.000.00+0.00buy
Allianz Asset Management GmbH013,787+13,7870.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC013,658+13,6580.000.00+0.00buy
Virtu Financial LLC16,84027,169+10,3290.010.01+0.00buy
Headlands Technologies LLC09,948+9,9480.000.01+0.01buy
ABN AMRO INVESTMENT SOLUTIONS21,14427,513+6,3690.000.00-0.00buy
HSBC HOLDINGS PLC10,60116,457+5,8560.000.00-0.00buy
GAMMA Investing LLC1,8797,683+5,8040.000.01+0.00buy
RHUMBLINE ADVISERS7,41213,035+5,6230.000.00+0.00buy
Invesco Ltd.114,665120,152+5,4870.000.00-0.00buy
SUMMIT SECURITIES GROUP LLC05,354+5,3540.000.01+0.01buy
Cetera Investment Advisers29,00034,000+5,0000.000.00-0.00buy
Point72 Asset Management, L.P.52,30055,800+3,5000.000.00-0.00buy
Tower Research Capital LLC (TRC)10,53513,695+3,1600.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC138,789139,647+8580.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS9261,736+8100.000.00-0.00buy
EverSource Wealth Advisors, LLC0361+3610.000.00+0.00buy
Cornerstone Planning Group LLC0309+3090.000.00+0.00buy
NBC SECURITIES, INC.0100+1000.000.00+0.00buy
PRINCIPAL SECURITIES, INC.026+260.000.00+0.00buy
Point72 Asia (Singapore) Pte. Ltd.02+20.000.00+0.00buy
NOMURA HOLDINGS INC25,00025,00000.000.00-0.00hold
Ballentine Partners, LLC80,76580,76500.010.01-0.00hold
Alberta Investment Management Corp10,50010,50000.000.00-0.00hold
CWM, LLC25625600.000.00-0.00hold
Focused Wealth Management, Inc11,00011,00000.010.01-0.00hold
Neumann Advisory Hong Kong Ltd248,963248,96300.420.42+0.00hold
Pictet Asset Management Holding SA16,60016,60000.000.00-0.00hold
Pathstone Holdings, LLC12,56212,56200.000.00-0.00hold
DLK Investment Management, LLC13,50113,50100.030.02-0.01hold
Federation des caisses Desjardins du Quebec6,6266,62600.000.00-0.00hold
BARCLAYS PLC110,776110,77600.000.00-0.00hold
AMERICAN CENTURY COMPANIES INC40,13540,13500.000.00-0.00hold
Legal & General Group Plc12,87412,87400.000.00-0.00hold
CITIGROUP INC1,4141,41400.000.00-0.00hold
VAN ECK ASSOCIATES CORP74,18174,18100.000.00-0.00hold
WELLINGTON MANAGEMENT GROUP LLP100,654100,65400.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/12012000.000.00-0.00hold
UMB Bank, n.a.393900.000.00-0.00hold
TD Waterhouse Canada Inc.1000-1000.000.00-0.00sell
NORTHERN TRUST CORP73,51473,362-1520.000.00-0.00sell
NewEdge Advisors, LLC3900-3900.000.00-0.00sell
Cornerstone Investment Partners, LLC45,73145,290-4410.010.01-0.00sell
Blue Trust, Inc.53547-4880.000.00-0.00sell
Asset Management One Co., Ltd.14,02812,455-1,5730.000.00-0.00sell
Penserra Capital Management LLC74,89670,302-4,5940.010.00-0.00sell
Russell Investments Group, Ltd.7,013188-6,8250.000.00-0.00sell
OSAIC HOLDINGS, INC.9,8200-9,8200.000.00-0.00sell
Castleview Partners, LLC10,0570-10,0570.030.00-0.03sell
TWO SIGMA SECURITIES, LLC15,8810-15,8810.000.00-0.00sell
STATE STREET CORP729,421710,394-19,0270.000.00-0.00sell
Quantbot Technologies LP22,2000-22,2000.010.00-0.01sell
WOLVERINE TRADING, LLC28,0440-28,0440.000.00-0.00sell
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS28,4740-28,4740.000.00-0.00sell
MARSHALL WACE, LLP761,672727,959-33,7130.010.00-0.00sell
AIGEN INVESTMENT MANAGEMENT, LP36,8650-36,8650.030.00-0.03sell
NEW YORK STATE COMMON RETIREMENT FUND40,4860-40,4860.000.00-0.00sell
CITADEL ADVISORS LLC374,639328,197-46,4420.000.00-0.00sell
TWO SIGMA ADVISERS, LP138,00082,800-55,2000.000.00-0.00sell
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP100,6510-100,6510.000.00-0.00sell
GOLDMAN SACHS GROUP INC129,63516,598-113,0370.000.00-0.00sell
Cubist Systematic Strategies, LLC238,119111,528-126,5910.010.00-0.01sell
JPMORGAN CHASE & CO151,4790-151,4790.000.00-0.00sell
GROUP ONE TRADING LLC324,330171,509-152,8210.050.02-0.02sell
RENAISSANCE TECHNOLOGIES LLC215,18435,184-180,0000.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP282,77873,625-209,1530.000.00-0.00sell
D. E. Shaw & Co., Inc.1,132,816893,045-239,7710.010.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.243,6310-243,6310.010.00-0.01sell
ACADIAN ASSET MANAGEMENT LLC452,549165,854-286,6950.010.00-0.01sell
MORGAN STANLEY1,090,6060-1,090,6060.000.00-0.00sell
Page 1 of 1