Stock Transactions — UP FINTECH HLDG LTD

Total Bought
9,011,794
64 transactions
Total Sold
21,028,064
92 transactions
Net
-12,016,270
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Nuveen, LLC77,1001,629,583+1,552,4830.000.00+0.00buy
GOLDMAN SACHS GROUP INC521,1231,546,928+1,025,8050.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC775,5001,782,066+1,006,5660.010.02+0.01buy
UBS Group AG380,8061,154,176+773,3700.000.00+0.00buy
Qube Research & Technologies Ltd0759,162+759,1620.000.01+0.01buy
DEUTSCHE BANK AG\6,073537,066+530,9930.000.00+0.00buy
Sparta 24 Ltd.5,325,6605,808,267+482,60743.5641.83-1.73buy
BlackRock, Inc.2,454,1782,895,034+440,8560.000.00-0.00buy
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC0362,503+362,5030.000.09+0.09buy
Capital International Investors5,005,7065,275,976+270,2700.010.01+0.00buy
JPMORGAN CHASE & CO238,374406,124+167,7500.000.00+0.00buy
Trexquant Investment LP688,393852,566+164,1730.060.04-0.02buy
Boston Partners0135,984+135,9840.000.00+0.00buy
GSA CAPITAL PARTNERS LLP48,399168,137+119,7380.040.07+0.03buy
HRT FINANCIAL LP0115,283+115,2830.000.00+0.00buy
IMC-Chicago, LLC0109,802+109,8020.000.01+0.01buy
Asset Management One Co., Ltd.60,417159,771+99,3540.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC096,726+96,7260.000.00+0.00buy
Squarepoint Ops LLC29,343124,138+94,7950.000.00+0.00buy
Numerai GP LLC34,39190,193+55,8020.040.06+0.02buy
Verition Fund Management LLC69,768123,517+53,7490.000.01+0.00buy
Russell Investments Group, Ltd.30952,869+52,5600.000.00+0.00buy
Virtu Financial LLC045,337+45,3370.000.01+0.01buy
PEAK6 LLC71,311114,270+42,9590.020.02+0.00buy
AMERICAN CENTURY COMPANIES INC11,45254,159+42,7070.000.00+0.00buy
Pinpoint Asset Management (Singapore) Pte. Ltd.039,604+39,6040.000.06+0.06buy
Vontobel Holding Ltd.11,62450,924+39,3000.000.00+0.00buy
CITIGROUP INC996,2081,028,805+32,5970.010.00-0.00buy
WELLS FARGO & COMPANY/MN23,86452,793+28,9290.000.00+0.00buy
COMMONS CAPITAL, LLC028,200+28,2000.000.15+0.15buy
HRT FINANCIAL LP027,400+27,4000.000.00+0.00buy
WELLINGTON MANAGEMENT GROUP LLP24,40048,506+24,1060.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL020,238+20,2380.000.00+0.00buy
Centiva Capital, LP017,455+17,4550.000.01+0.01buy
Legal & General Group Plc12,86430,282+17,4180.000.00+0.00buy
SPIREPOINT PRIVATE CLIENT, LLC30,30045,693+15,3930.030.03-0.00buy
Quinn Opportunity Partners LLC618,921633,921+15,0000.260.21-0.05buy
Campbell & CO Investment Adviser LLC014,200+14,2000.000.01+0.01buy
Scientech Research LLC012,185+12,1850.000.06+0.06buy
Castleview Partners, LLC011,753+11,7530.000.04+0.04buy
IFP Advisors, Inc011,000+11,0000.000.00+0.00buy
HSBC HOLDINGS PLC010,759+10,7590.000.00+0.00buy
ABN AMRO INVESTMENT SOLUTIONS14,99222,792+7,8000.000.00-0.00buy
Cornerstone Investment Partners, LLC20,88127,093+6,2120.010.01-0.00buy
Bank of New York Mellon Corp73,77279,336+5,5640.000.00-0.00buy
Vident Advisory, LLC45,11349,486+4,3730.000.00-0.00buy
FOX RUN MANAGEMENT, L.L.C.20,55523,988+3,4330.030.03-0.00buy
Tower Research Capital LLC (TRC)713,105+3,0340.000.00+0.00buy
PROFUND ADVISORS LLC59,41662,233+2,8170.020.01-0.00buy
Global X Japan Co., Ltd.02,718+2,7180.000.00+0.00buy
Federation des caisses Desjardins du Quebec3702,917+2,5470.000.00+0.00buy
NORTHERN TRUST CORP196,342197,798+1,4560.000.00-0.00buy
Parallel Advisors, LLC01,260+1,2600.000.00+0.00buy
SUMMIT SECURITIES GROUP LLC01,072+1,0720.000.00+0.00buy
BARCLAYS PLC2,5003,393+8930.000.00-0.00buy
Altshuler Shaham Ltd1,2001,800+6000.000.00+0.00buy
Caitong International Asset Management Co., Ltd19493+4740.000.00+0.00buy
Rossby Financial, LCC106451+3450.000.00+0.00buy
Strategic Wealth Partners, Ltd.111222+1110.000.00+0.00buy
Bell Investment Advisors, Inc079+790.000.00+0.00buy
Root Financial Partners, LLC048+480.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.4,4874,533+460.000.00-0.00buy
Larson Financial Group LLC643666+230.000.00-0.00buy
Smartleaf Asset Management LLC176194+180.000.00-0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO20,90020,90000.000.00-0.00hold
ALLIANCEBERNSTEIN L.P.24,23824,23800.000.00+0.00hold
RHUMBLINE ADVISERS1,3231,32300.000.00-0.00hold
NOMURA HOLDINGS INC15,50015,50000.000.00+0.00hold
Handelsbanken Fonder AB27,70027,70000.000.00-0.00hold
NewEdge Advisors, LLC10010000.000.00-0.00hold
Russell Investments Group, Ltd.30930900.000.00-0.00hold
Harvest Fund Management Co., Ltd300,000300,00000.110.08-0.03hold
Bogart Wealth, LLC1,8681,86800.000.00-0.00hold
Cornerstone Planning Group LLC30930900.000.00-0.00hold
Blue Trust, Inc.22122100.000.00-0.00hold
Delos Wealth Advisors, LLC48848800.000.00-0.00hold
CoreCap Advisors, LLC1100.000.00-0.00hold
Pictet Asset Management Holding SA42,10042,10000.000.00-0.00hold
Pathstone Holdings, LLC12,56212,56200.000.00-0.00hold
Avenir Tech Ltd10,346,08710,346,08709.628.26-1.37hold
REAP Financial Group, LLC50050000.000.00-0.00hold
CULLEN/FROST BANKERS, INC.2,0002,00000.000.00-0.00hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC38,90038,90000.000.00-0.00hold
VAN ECK ASSOCIATES CORP74,18174,18100.000.00-0.00hold
Optiver Holding B.V.10-10.000.00-0.00sell
ORG Wealth Partners, LLC626613-130.000.00-0.00sell
Vanguard Personalized Indexing Management, LLC14,94614,912-340.000.00-0.00sell
Physician Wealth Advisors, Inc.550-550.000.00-0.00sell
SBI Securities Co., Ltd.5,5585,457-1010.000.00-0.00sell
SJS Investment Consulting Inc.1270-1270.000.00-0.00sell
EverSource Wealth Advisors, LLC2,6032,327-2760.000.00-0.00sell
IPG Investment Advisors LLC16,15015,850-3000.030.02-0.01sell
JONES FINANCIAL COMPANIES LLLP11,98111,397-5840.000.00-0.00sell
Hexagon Capital Partners LLC102,348101,148-1,2000.180.09-0.09sell
GAMMA Investing LLC12,51511,269-1,2460.010.00-0.00sell
Farther Finance Advisors, LLC1,5210-1,5210.000.00-0.00sell
Quarry LP1,7080-1,7080.000.00-0.00sell
Invesco Ltd.99,55296,969-2,5830.000.00-0.00sell
OVERSEA-CHINESE BANKING Corp Ltd55,59152,496-3,0950.010.01-0.00sell
GeoWealth Management, LLC3,6420-3,6420.000.00-0.00sell
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