Stock Transactions — UP FINTECH HLDG LTD

Total Bought
20,642,711
72 transactions
Total Sold
2,502,400
30 transactions
Net
+18,140,311
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MARSHALL WACE, LLP945,1635,599,514+4,654,3510.010.05+0.04buy
MORGAN STANLEY01,923,181+1,923,1810.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP200,0851,817,787+1,617,7020.000.03+0.02buy
MILLENNIUM MANAGEMENT LLC59,3511,620,968+1,561,6170.000.01+0.01buy
Walleye Capital LLC01,419,249+1,419,2490.000.09+0.09buy
GOLDMAN SACHS GROUP INC728,2221,900,850+1,172,6280.000.00+0.00buy
JANE STREET GROUP, LLC0944,371+944,3710.000.01+0.01buy
GROUP ONE TRADING LLC241,2461,122,005+880,7590.050.25+0.20buy
UBS Group AG0864,085+864,0850.000.00+0.00buy
TWO SIGMA ADVISERS, LP94,400888,900+794,5000.000.01+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP67,633662,693+595,0600.000.01+0.01buy
BARCLAYS PLC110,776579,276+468,5000.000.00+0.00buy
IMC-Chicago, LLC219,208619,432+400,2240.030.11+0.08buy
Dorsey Wright & Associates0399,219+399,2190.000.62+0.62buy
Verition Fund Management LLC0320,785+320,7850.000.01+0.01buy
Jump Financial, LLC0320,311+320,3110.000.04+0.04buy
ENVESTNET ASSET MANAGEMENT INC0188,754+188,7540.000.00+0.00buy
Walleye Trading LLC151,745322,884+171,1390.020.04+0.02buy
SIMPLEX TRADING, LLC270,785416,235+145,4500.050.08+0.03buy
BNP PARIBAS FINANCIAL MARKETS3,444136,290+132,8460.000.00+0.00buy
Point72 Asset Management, L.P.0123,239+123,2390.000.00+0.00buy
DIVERSIFY WEALTH MANAGEMENT, LLC0114,899+114,8990.000.05+0.05buy
TOWNSQUARE CAPITAL LLC090,373+90,3730.000.01+0.01buy
AdvisorShares Investments LLC087,498+87,4980.000.11+0.11buy
STIFEL FINANCIAL CORP077,662+77,6620.000.00+0.00buy
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.071,100+71,1000.000.32+0.32buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP070,717+70,7170.000.00+0.00buy
NORTHERN TRUST CORP117,447180,679+63,2320.000.00+0.00buy
PROFUND ADVISORS LLC060,534+60,5340.000.01+0.01buy
Squarepoint Ops LLC28,27285,240+56,9680.000.00+0.00buy
Headlands Technologies LLC7,30461,427+54,1230.000.04+0.04buy
NKCFO LLC050,000+50,0000.000.14+0.14buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC049,716+49,7160.000.00+0.00buy
Atria Investments, Inc049,619+49,6190.000.00+0.00buy
Engineers Gate Manager LP045,510+45,5100.000.01+0.01buy
WOLVERINE TRADING, LLC043,396+43,3960.000.01+0.01buy
GEODE CAPITAL MANAGEMENT, LLC81,842122,644+40,8020.000.00+0.00buy
Claro Advisors LLC036,782+36,7820.000.03+0.03buy
Quantbot Technologies LP032,990+32,9900.000.01+0.01buy
Numerai GP LLC032,301+32,3010.000.06+0.06buy
PERSONAL CFO SOLUTIONS, LLC031,155+31,1550.000.04+0.04buy
Central Asset Investments & Management Holdings (HK) Ltd030,000+30,0000.000.12+0.12buy
Beverly Hills Private Wealth, LLC026,785+26,7850.000.03+0.03buy
XTX Topco Ltd025,336+25,3360.000.01+0.01buy
EverSource Wealth Advisors, LLC024,601+24,6010.000.01+0.01buy
NOMURA HOLDINGS INC024,272+24,2720.000.00+0.00buy
WRAPMANAGER INC021,719+21,7190.000.04+0.04buy
Handelsbanken Fonder AB020,300+20,3000.000.00+0.00buy
TWO SIGMA SECURITIES, LLC020,249+20,2490.000.02+0.02buy
Shilanski & Associates, Inc.018,514+18,5140.000.04+0.04buy
Diversify Advisory Services, LLC018,360+18,3600.000.01+0.01buy
Cetera Investment Advisers30,50048,444+17,9440.000.00+0.00buy
TRUIST FINANCIAL CORP017,889+17,8890.000.00+0.00buy
Belvedere Trading LLC20,78837,542+16,7540.010.02+0.01buy
PRELUDE CAPITAL MANAGEMENT, LLC015,000+15,0000.000.01+0.01buy
Alliance Wealth Advisors, LLC /UT014,240+14,2400.000.02+0.02buy
Burns Matteson Capital Management, LLC014,119+14,1190.000.05+0.05buy
ACADIAN ASSET MANAGEMENT LLC013,780+13,7800.000.00+0.00buy
Tairen Capital Ltd010,525+10,5250.000.01+0.01buy
Vident Advisory, LLC64,49274,172+9,6800.010.01-0.00buy
BlackRock, Inc.2,002,1672,009,973+7,8060.000.00+0.00buy
DEUTSCHE BANK AG\05,946+5,9460.000.00+0.00buy
Tower Research Capital LLC (TRC)7404,641+3,9010.000.00+0.00buy
GAMMA Investing LLC6,0319,136+3,1050.000.01+0.00buy
SUMMIT SECURITIES GROUP LLC01,342+1,3420.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT01,200+1,2000.000.00+0.00buy
ORG Wealth Partners, LLC0638+6380.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC0524+5240.000.00+0.00buy
HighTower Advisors, LLC0408+4080.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.3,1103,330+2200.000.00+0.00buy
Federation des caisses Desjardins du Quebec0205+2050.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/118120+20.000.00+0.00buy
PRINCIPAL SECURITIES, INC.262600.000.00+0.00hold
Alberta Investment Management Corp10,50010,50000.000.00-0.00hold
CWM, LLC25625600.000.00+0.00hold
Cornerstone Planning Group LLC30930900.000.00-0.00hold
Farther Finance Advisors, LLC171700.000.00+0.00hold
Pathstone Holdings, LLC12,56212,56200.000.00+0.00hold
Creekmur Asset Management LLC13313300.000.00+0.00hold
Legal & General Group Plc12,87412,87400.000.00+0.00hold
CITIGROUP INC1,4141,41400.000.00+0.00hold
VAN ECK ASSOCIATES CORP74,18174,18100.000.00+0.00hold
Russell Investments Group, Ltd.3090-3090.000.00-0.00sell
Vanguard Personalized Indexing Management, LLC12,03611,632-4040.000.00+0.00sell
OSAIC HOLDINGS, INC.9,2268,676-5500.000.00+0.00sell
Invesco Ltd.111,163110,188-9750.000.00+0.00sell
Centiva Capital, LP39,12037,691-1,4290.010.01-0.00sell
Asset Management One Co., Ltd.15,73311,283-4,4500.000.00-0.00sell
RHUMBLINE ADVISERS11,8356,802-5,0330.000.00-0.00sell
KEYSTONE INVESTORS PTE LTD10,3950-10,3950.000.00-0.00sell
Blue Trust, Inc.14,6571,570-13,0870.000.00-0.00sell
DLK Investment Management, LLC13,5010-13,5010.030.00-0.03sell
STATE STREET CORP742,452727,872-14,5800.000.00+0.00sell
Pictet Asset Management Holding SA69,10052,000-17,1000.000.00-0.00sell
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC204,100187,000-17,1000.000.00+0.00sell
Virtu Financial LLC101,02281,868-19,1540.030.03-0.00sell
Scientech Research LLC22,3820-22,3820.020.00-0.02sell
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO22,6000-22,6000.000.00-0.00sell
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC30,6380-30,6380.000.00-0.00sell
Schonfeld Strategic Advisors LLC36,9000-36,9000.000.00-0.00sell
Page 1 of 2