Stock Transactions — UP FINTECH HLDG LTD

Total Bought
14,293,680
70 transactions
Total Sold
17,840,308
95 transactions
Net
-3,546,628
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Capital International Investors05,005,706+5,005,7060.000.01+0.01buy
JUPITER ASSET MANAGEMENT LTD1,638,7704,216,229+2,577,4590.150.32+0.17buy
BANK OF AMERICA CORP /DE/178,5721,925,882+1,747,3100.000.00+0.00buy
MARSHALL WACE, LLP883,6102,019,197+1,135,5870.010.02+0.01buy
Contrarius Group Holdings Ltd01,071,425+1,071,4250.000.50+0.50buy
SG Americas Securities, LLC0545,900+545,9000.000.01+0.01buy
Private Advisor Group, LLC0257,480+257,4800.000.01+0.01buy
RENAISSANCE TECHNOLOGIES LLC561,400775,500+214,1000.010.01+0.00buy
BlackRock, Inc.2,284,1692,454,178+170,0090.000.00-0.00buy
PRUDENTIAL PLC329,535477,049+147,5140.030.04+0.01buy
CITADEL ADVISORS LLC1,040,0031,186,032+146,0290.010.01-0.00buy
Man Group plc1,790,5461,906,970+116,4240.040.03-0.00buy
Evergreen Quality Fund GP, Ltd.080,700+80,7000.000.02+0.02buy
Bank of New York Mellon Corp073,772+73,7720.000.00+0.00buy
Lighthouse Investment Partners, LLC073,370+73,3700.000.02+0.02buy
Hilltop Holdings Inc.070,237+70,2370.000.04+0.04buy
XTX Topco Ltd11,03578,916+67,8810.010.02+0.01buy
PANAGORA ASSET MANAGEMENT INC566,930630,405+63,4750.020.02-0.00buy
ENVESTNET ASSET MANAGEMENT INC228,929285,114+56,1850.000.00+0.00buy
Asset Management One Co., Ltd.11,33160,417+49,0860.000.00+0.00buy
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.89,400137,100+47,7000.380.29-0.09buy
STATE STREET CORP778,236818,741+40,5050.000.00-0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC038,900+38,9000.000.00+0.00buy
WINTON GROUP Ltd037,300+37,3000.000.01+0.01buy
Numerai GP LLC034,391+34,3910.000.04+0.04buy
Russell Investments Group, Ltd.30933,705+33,3960.000.00+0.00buy
CWM, LLC033,299+33,2990.000.00+0.00buy
SPIREPOINT PRIVATE CLIENT, LLC030,300+30,3000.000.03+0.03buy
OXFORD ASSET MANAGEMENT LLP024,316+24,3160.000.08+0.08buy
GEODE CAPITAL MANAGEMENT, LLC180,008204,076+24,0680.000.00-0.00buy
TWO SIGMA INVESTMENTS, LP021,751+21,7510.000.00+0.00buy
Cornerstone Investment Partners, LLC020,881+20,8810.000.01+0.01buy
FOX RUN MANAGEMENT, L.L.C.020,555+20,5550.000.03+0.03buy
BALYASNY ASSET MANAGEMENT L.P.017,223+17,2230.000.00+0.00buy
Marex Group plc16,47532,944+16,4690.000.00+0.00buy
IPG Investment Advisors LLC016,150+16,1500.000.03+0.03buy
NORTHERN TRUST CORP180,296196,342+16,0460.000.00-0.00buy
NOMURA HOLDINGS INC015,500+15,5000.000.00+0.00buy
Hexagon Capital Partners LLC87,648102,348+14,7000.190.18-0.01buy
LPL Financial LLC141,305155,447+14,1420.000.00-0.00buy
Vontobel Holding Ltd.011,624+11,6240.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC011,452+11,4520.000.00+0.00buy
CIBC WORLD MARKET INC.11,60022,654+11,0540.000.00+0.00buy
STONEHAVEN WEALTH & TAX SOLUTIONS, LLC010,433+10,4330.000.09+0.09buy
Brooklyn Investment Group010,363+10,3630.000.00+0.00buy
DIVERSIFY WEALTH MANAGEMENT, LLC164,109174,439+10,3300.100.08-0.03buy
AdvisorShares Investments LLC124,482131,542+7,0600.220.21-0.01buy
Diversify Advisory Services, LLC53,53759,749+6,2120.020.02-0.00buy
Dorsey Wright & Associates198,988204,132+5,1440.470.42-0.05buy
STIFEL FINANCIAL CORP77,10681,822+4,7160.000.00-0.00buy
GeoWealth Management, LLC03,642+3,6420.000.00+0.00buy
Burns Matteson Capital Management, LLC31,02834,270+3,2420.140.13-0.01buy
PERSONAL CFO SOLUTIONS, LLC29,32632,372+3,0460.050.05-0.01buy
CULLEN/FROST BANKERS, INC.02,000+2,0000.000.00+0.00buy
Legal & General Group Plc11,59412,864+1,2700.000.00-0.00buy
Altshuler Shaham Ltd01,200+1,2000.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC13,90414,946+1,0420.000.00-0.00buy
Handelsbanken Fonder AB27,00027,700+7000.000.00-0.00buy
Delos Wealth Advisors, LLC0488+4880.000.00+0.00buy
Atria Investments, Inc48,34648,634+2880.010.01-0.00buy
Cornerstone Planning Group LLC57309+2520.000.00+0.00buy
Beverly Hills Private Wealth, LLC22,04022,243+2030.040.04-0.01buy
EverSource Wealth Advisors, LLC2,4112,603+1920.000.00-0.00buy
Smartleaf Asset Management LLC0176+1760.000.00+0.00buy
Strategic Wealth Partners, Ltd.0111+1110.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.4,4184,487+690.000.00-0.00buy
Physician Wealth Advisors, Inc.055+550.000.00+0.00buy
ORG Wealth Partners, LLC588626+380.000.00+0.00buy
Larson Financial Group LLC607643+360.000.00-0.00buy
Optiver Holding B.V.01+10.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.24,23824,23800.000.00-0.00hold
Quinn Opportunity Partners LLC618,921618,92100.480.26-0.23hold
NewEdge Advisors, LLC10010000.000.00-0.00hold
Russell Investments Group, Ltd.30930900.000.00-0.00hold
Harvest Fund Management Co., Ltd300,000300,00000.140.11-0.03hold
Bogart Wealth, LLC1,8681,86800.000.00-0.00hold
Nuveen, LLC77,10077,10000.000.00-0.00hold
SJS Investment Consulting Inc.12712700.000.00-0.00hold
CoreCap Advisors, LLC1100.000.00-0.00hold
Pictet Asset Management Holding SA42,10042,10000.000.00-0.00hold
Pathstone Holdings, LLC12,56212,56200.000.00-0.00hold
Federation des caisses Desjardins du Quebec37037000.000.00-0.00hold
REAP Financial Group, LLC50050000.000.00-0.00hold
Rossby Financial, LCC10610600.000.00-0.00hold
VAN ECK ASSOCIATES CORP74,18174,18100.000.00-0.00hold
ASSETMARK, INC580-580.000.00-0.00sell
Blue Trust, Inc.280221-590.000.00-0.00sell
Advisory Services Network, LLC12,47612,405-710.000.00-0.00sell
BROWN BROTHERS HARRIMAN & CO810-810.000.00-0.00sell
BINGHAM PRIVATE WEALTH, LLC12,75212,659-930.120.10-0.01sell
&PARTNERS17,46217,343-1190.000.00-0.00sell
RHUMBLINE ADVISERS1,4481,323-1250.000.00-0.00sell
Quaker Wealth Management, LLC2000-2000.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.69,05968,748-3110.000.00-0.00sell
Bayforest Capital Ltd6,2065,768-4380.030.04+0.01sell
WRAPMANAGER INC11,74010,981-7590.040.04-0.00sell
GAMMA Investing LLC13,29512,515-7800.010.01-0.00sell
JONES FINANCIAL COMPANIES LLLP12,90611,981-9250.000.00-0.00sell
NATIXIS20,03418,991-1,0430.000.00-0.00sell
Tower Research Capital LLC (TRC)1,60471-1,5330.000.00-0.00sell
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