| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 409,796 | 983,674 | +573,878 | 0.21 | 0.48 | +0.27 | buy |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,081,128 | 1,286,076 | +204,948 | 1.29 | 1.55 | +0.26 | buy |
| MORGAN STANLEY | 634,541 | 770,038 | +135,497 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 0 | 130,771 | +130,771 | 0.00 | 0.07 | +0.07 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 435,160 | 558,573 | +123,413 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 99,365 | +99,365 | 0.00 | 0.10 | +0.10 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,239,757 | 1,333,302 | +93,545 | 9.32 | 10.00 | +0.68 | buy |
| Pathstone Holdings, LLC | 438,177 | 492,592 | +54,415 | 0.05 | 0.05 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 436,401 | 489,078 | +52,677 | 0.01 | 0.01 | +0.00 | buy |
| Alpine Global Management, LLC | 102,926 | 150,000 | +47,074 | 0.58 | 0.62 | +0.04 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 42,892 | +42,892 | 0.00 | 0.08 | +0.08 | buy |
| ROYAL BANK OF CANADA | 723,178 | 760,637 | +37,459 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 18,381 | 48,424 | +30,043 | 0.01 | 0.01 | +0.01 | buy |
| Cetera Investment Advisers | 0 | 28,336 | +28,336 | 0.00 | 0.00 | +0.00 | buy |
| EVOKE WEALTH, LLC | 0 | 20,970 | +20,970 | 0.00 | 0.01 | +0.01 | buy |
| FIRST TRUST ADVISORS LP | 0 | 19,594 | +19,594 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,931,892 | 1,947,642 | +15,750 | 1.89 | 2.00 | +0.10 | buy |
| Regal Investment Advisors LLC | 0 | 15,249 | +15,249 | 0.00 | 0.02 | +0.02 | buy |
| IFP Advisors, Inc | 0 | 14,500 | +14,500 | 0.00 | 0.01 | +0.01 | buy |
| COHEN & STEERS, INC. | 1,092,776 | 1,106,776 | +14,000 | 0.05 | 0.05 | +0.00 | buy |
| Dynamic Advisor Solutions LLC | 0 | 12,427 | +12,427 | 0.00 | 0.01 | +0.01 | buy |
| Advisors Asset Management, Inc. | 519,676 | 530,925 | +11,249 | 0.22 | 0.22 | -0.00 | buy |
| OPPENHEIMER & CO INC | 0 | 11,200 | +11,200 | 0.00 | 0.00 | +0.00 | buy |
| Family Management Corp | 47,430 | 58,404 | +10,974 | 0.20 | 0.23 | +0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,800 | 14,675 | +10,875 | 0.02 | 0.07 | +0.05 | buy |
| True North Advisors, LLC | 0 | 10,846 | +10,846 | 0.00 | 0.06 | +0.06 | buy |
| OSAIC HOLDINGS, INC. | 33,693 | 43,960 | +10,267 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 45,373 | 54,880 | +9,507 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 0 | 7,500 | +7,500 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 7,000 | 9,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 62,133 | 64,019 | +1,886 | 0.00 | 0.00 | -0.00 | buy |
| Cornerstone Wealth Management, LLC | 12,864 | 13,620 | +756 | 0.02 | 0.02 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 6,483 | 6,847 | +364 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 13,880 | 14,235 | +355 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 1,009 | 1,315 | +306 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 18,498 | 18,700 | +202 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 1,533 | 1,549 | +16 | 0.00 | 0.00 | -0.00 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 19,260 | 19,268 | +8 | 0.31 | 0.30 | -0.01 | buy |
| VESTOR CAPITAL, LLC | 2,500 | 2,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 625 | 625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COUNTRY TRUST BANK | 46,722 | 46,722 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PRINCIPAL SECURITIES, INC. | 1,463 | 1,463 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 7,034,522 | 7,034,522 | 0 | 3.54 | 3.27 | -0.27 | hold |
| Princeton Global Asset Management LLC | 393 | 393 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Phraction Management LLC | 14,971 | 14,971 | 0 | 0.13 | 0.12 | -0.01 | hold |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 27,500 | 27,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Advisory Services Network, LLC | 104 | 0 | -104 | 0.00 | 0.00 | -0.00 | sell |
| Blue Trust, Inc. | 250 | 0 | -250 | 0.00 | 0.00 | -0.00 | sell |
| Focused Wealth Management, Inc | 350 | 0 | -350 | 0.00 | 0.00 | -0.00 | sell |
| Hilltop Holdings Inc. | 11,975 | 11,575 | -400 | 0.03 | 0.03 | -0.00 | sell |
| TRANSCEND CAPITAL ADVISORS, LLC | 87,172 | 86,719 | -453 | 0.16 | 0.15 | -0.01 | sell |
| WEDBUSH SECURITIES INC | 80,383 | 79,750 | -633 | 0.07 | 0.06 | -0.01 | sell |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 37,900 | 36,891 | -1,009 | 0.01 | 0.01 | -0.00 | sell |
| Aprio Wealth Management, LLC | 37,900 | 36,891 | -1,009 | 0.17 | 0.15 | -0.02 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,729 | 11,599 | -1,130 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 34,422 | 32,905 | -1,517 | 0.03 | 0.02 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 29,054 | 26,521 | -2,533 | 0.00 | 0.00 | -0.00 | sell |
| FIRST FOUNDATION ADVISORS | 66,856 | 64,078 | -2,778 | 0.06 | 0.05 | -0.01 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 3,000 | 0 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| Rareview Capital LLC | 80,704 | 76,297 | -4,407 | 1.52 | 1.59 | +0.07 | sell |
| Cambridge Investment Research Advisors, Inc. | 45,444 | 37,988 | -7,456 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 333,376 | 324,019 | -9,357 | 2.35 | 2.84 | +0.49 | sell |
| Qube Research & Technologies Ltd | 9,755 | 0 | -9,755 | 0.00 | 0.00 | -0.00 | sell |
| Williams Jones Wealth Management, LLC. | 1,235,459 | 1,225,191 | -10,268 | 0.35 | 0.33 | -0.02 | sell |
| LPL Financial LLC | 11,240 | 0 | -11,240 | 0.00 | 0.00 | -0.00 | sell |
| Spire Wealth Management | 17,728 | 875 | -16,853 | 0.01 | 0.00 | -0.01 | sell |
| Invesco Ltd. | 17,633 | 0 | -17,633 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 30,000 | 0 | -30,000 | 0.33 | 0.00 | -0.33 | sell |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 35,900 | 0 | -35,900 | 0.02 | 0.00 | -0.02 | sell |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 52,460 | 0 | -52,460 | 0.11 | 0.00 | -0.11 | sell |
| BANK OF AMERICA CORP /DE/ | 452,027 | 395,595 | -56,432 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 892,321 | 789,629 | -102,692 | 0.01 | 0.01 | -0.00 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 455,777 | 330,777 | -125,000 | 0.88 | 0.32 | -0.56 | sell |
| WELLS FARGO & COMPANY/MN | 340,209 | 147,687 | -192,522 | 0.00 | 0.00 | -0.00 | sell |