| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 409,796 | 983,674 | +573,878 | 0.21 | 0.48 | +0.27 | buy |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,081,128 | 1,286,076 | +204,948 | 1.29 | 1.55 | +0.26 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,239,757 | 1,333,302 | +93,545 | 9.32 | 10.00 | +0.68 | buy |
| Alpine Global Management, LLC | 102,926 | 150,000 | +47,074 | 0.58 | 0.62 | +0.04 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,931,892 | 1,947,642 | +15,750 | 1.89 | 2.00 | +0.10 | buy |
| COHEN & STEERS, INC. | 1,092,776 | 1,106,776 | +14,000 | 0.05 | 0.05 | +0.00 | buy |
| Family Management Corp | 47,430 | 58,404 | +10,974 | 0.20 | 0.23 | +0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,800 | 14,675 | +10,875 | 0.02 | 0.07 | +0.05 | buy |
| Cornerstone Wealth Management, LLC | 12,864 | 13,620 | +756 | 0.02 | 0.02 | +0.00 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 19,260 | 19,268 | +8 | 0.31 | 0.30 | -0.01 | buy |
| Hilltop Holdings Inc. | 11,975 | 11,575 | -400 | 0.03 | 0.03 | -0.00 | sell |
| TRANSCEND CAPITAL ADVISORS, LLC | 87,172 | 86,719 | -453 | 0.16 | 0.15 | -0.01 | sell |
| Aprio Wealth Management, LLC | 37,900 | 36,891 | -1,009 | 0.17 | 0.15 | -0.02 | sell |
| FIRST FOUNDATION ADVISORS | 66,856 | 64,078 | -2,778 | 0.06 | 0.05 | -0.01 | sell |
| Rareview Capital LLC | 80,704 | 76,297 | -4,407 | 1.52 | 1.59 | +0.07 | sell |
| Almitas Capital LLC | 333,376 | 324,019 | -9,357 | 2.35 | 2.84 | +0.49 | sell |
| Williams Jones Wealth Management, LLC. | 1,235,459 | 1,225,191 | -10,268 | 0.35 | 0.33 | -0.02 | sell |