| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| IEQ CAPITAL, LLC | 0 | 2,089,726 | +2,089,726 | 0.00 | 0.41 | +0.41 | buy |
| Saba Capital Management, L.P. | 6,810,213 | 7,541,934 | +731,721 | 4.48 | 5.08 | +0.60 | buy |
| WELLS FARGO & COMPANY/MN | 391,068 | 775,236 | +384,168 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 0 | 310,878 | +310,878 | 0.00 | 0.82 | +0.82 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,493,089 | 1,641,558 | +148,469 | 12.50 | 13.70 | +1.20 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 330,777 | 465,645 | +134,868 | 0.35 | 0.50 | +0.15 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 719,720 | 819,370 | +99,650 | 0.01 | 0.01 | +0.00 | buy |
| Advisors Asset Management, Inc. | 375,348 | 441,825 | +66,477 | 0.18 | 0.20 | +0.02 | buy |
| COHEN & STEERS, INC. | 1,166,776 | 1,221,776 | +55,000 | 0.06 | 0.06 | -0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 47,368 | +47,368 | 0.00 | 0.10 | +0.10 | buy |
| UBS Group AG | 1,032,425 | 1,079,136 | +46,711 | 0.01 | 0.01 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 429,503 | 475,500 | +45,997 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 0 | 39,754 | +39,754 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 149,895 | 186,582 | +36,687 | 0.01 | 0.02 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 17,302 | 38,086 | +20,784 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 17,361 | +17,361 | 0.00 | 0.02 | +0.02 | buy |
| FIRST TRUST ADVISORS LP | 47,437 | 63,994 | +16,557 | 0.00 | 0.00 | +0.00 | buy |
| OneDigital Investment Advisors LLC | 0 | 14,500 | +14,500 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 0 | 14,000 | +14,000 | 0.00 | 0.02 | +0.02 | buy |
| Tanglewood Legacy Advisors, LLC | 0 | 13,449 | +13,449 | 0.00 | 0.14 | +0.14 | buy |
| CHOREO, LLC | 194,818 | 204,277 | +9,459 | 0.07 | 0.08 | +0.00 | buy |
| Cetera Investment Advisers | 22,133 | 31,513 | +9,380 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 0 | 8,549 | +8,549 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 0 | 8,335 | +8,335 | 0.00 | 0.00 | +0.00 | buy |
| Kovitz Investment Group Partners, LLC | 195,022 | 203,165 | +8,143 | 0.02 | 0.03 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 512,616 | 520,236 | +7,620 | 0.01 | 0.01 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 52,508 | 57,058 | +4,550 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 500 | 4,283 | +3,783 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 16,575 | 19,732 | +3,157 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 8,930 | 11,781 | +2,851 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 2,459 | +2,459 | 0.00 | 0.01 | +0.01 | buy |
| Cornerstone Wealth Management, LLC | 14,934 | 16,659 | +1,725 | 0.03 | 0.03 | +0.00 | buy |
| COMERICA BANK | 15,534 | 16,989 | +1,455 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 19,689 | 20,938 | +1,249 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 14,087 | 15,302 | +1,215 | 0.00 | 0.00 | -0.00 | buy |
| WEDBUSH SECURITIES INC | 24,500 | 25,370 | +870 | 0.02 | 0.02 | +0.00 | buy |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 28,526 | 29,305 | +779 | 0.01 | 0.01 | -0.00 | buy |
| Aprio Wealth Management, LLC | 28,526 | 29,305 | +779 | 0.11 | 0.09 | -0.02 | buy |
| SMITH, MOORE & CO. | 77,104 | 77,718 | +614 | 0.18 | 0.18 | -0.01 | buy |
| Arax Advisory Partners | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 500 | +500 | 0.00 | 0.01 | +0.01 | buy |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| Continuum Advisory, LLC | 1,000 | 1,328 | +328 | 0.00 | 0.00 | +0.00 | buy |
| Cynosure Group, LLC | 8,027 | 8,246 | +219 | 0.03 | 0.03 | -0.00 | buy |
| EVOKE WEALTH, LLC | 8,782 | 8,995 | +213 | 0.01 | 0.01 | -0.00 | buy |
| IFP Advisors, Inc | 425 | 525 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 10,117 | 10,212 | +95 | 0.01 | 0.01 | -0.00 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 19,309 | 19,333 | +24 | 0.35 | 0.32 | -0.03 | buy |
| MAI Capital Management | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VESTOR CAPITAL, LLC | 2,500 | 2,500 | 0 | 0.00 | 0.01 | +0.00 | hold |
| COUNTRY TRUST BANK | 46,722 | 46,722 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Hilltop Holdings Inc. | 11,075 | 11,075 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Essex Financial Services, Inc. | 17,750 | 17,750 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Allworth Financial LP | 10,500 | 10,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Regal Investment Advisors LLC | 13,569 | 13,569 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Warren Street Wealth Advisors, LLC | 9,000 | 9,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| IFG Advisory, LLC | 8,550 | 8,550 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TOWNSQUARE CAPITAL LLC | 9,000 | 9,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Phraction Management LLC | 14,971 | 14,971 | 0 | 0.14 | 0.12 | -0.01 | hold |
| Financial Perspectives, Inc | 3,240 | 3,240 | 0 | 0.03 | 0.03 | -0.00 | hold |
| AMERIFLEX GROUP, INC. | 440 | 440 | 0 | 0.01 | 0.00 | -0.00 | hold |
| OPPENHEIMER & CO INC | 11,900 | 11,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 27,500 | 27,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TRANSCEND CAPITAL ADVISORS, LLC | 79,312 | 79,139 | -173 | 0.15 | 0.14 | -0.01 | sell |
| Steward Partners Investment Advisory, LLC | 7,147 | 6,847 | -300 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 2,131 | 1,679 | -452 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 600 | 0 | -600 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 25,994 | 25,044 | -950 | 0.02 | 0.02 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3,185 | 625 | -2,560 | 0.00 | 0.00 | -0.00 | sell |
| Family Management Corp | 45,202 | 40,741 | -4,461 | 0.19 | 0.17 | -0.03 | sell |
| Van Hulzen Asset Management, LLC | 4,500 | 0 | -4,500 | 0.01 | 0.00 | -0.01 | sell |
| Allspring Global Investments Holdings, LLC | 24,306 | 19,644 | -4,662 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 19,870 | 15,105 | -4,765 | 0.00 | 0.00 | -0.00 | sell |
| FIRST FOUNDATION ADVISORS | 62,696 | 56,418 | -6,278 | 0.06 | 0.06 | -0.01 | sell |
| Catalina Capital Group, LLC | 7,752 | 0 | -7,752 | 0.07 | 0.00 | -0.07 | sell |
| Convergence Financial, LLC | 7,753 | 0 | -7,753 | 0.04 | 0.00 | -0.04 | sell |
| SAPIENT CAPITAL LLC | 8,272 | 0 | -8,272 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 9,675 | 0 | -9,675 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 57,215 | 45,450 | -11,765 | 0.00 | 0.00 | -0.00 | sell |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,274,792 | 1,255,780 | -19,012 | 1.82 | 2.02 | +0.20 | sell |
| Rareview Capital LLC | 23,752 | 0 | -23,752 | 0.41 | 0.00 | -0.41 | sell |
| North Ground Capital | 27,500 | 0 | -27,500 | 0.77 | 0.00 | -0.77 | sell |
| Williams Jones Wealth Management, LLC. | 1,082,365 | 1,049,190 | -33,175 | 0.34 | 0.33 | -0.01 | sell |
| MORGAN STANLEY | 841,811 | 747,163 | -94,648 | 0.00 | 0.00 | -0.00 | sell |
| Harraden Circle Investments, LLC | 112,480 | 0 | -112,480 | 2.34 | 0.00 | -2.34 | sell |
| ROYAL BANK OF CANADA | 1,000,118 | 870,618 | -129,500 | 0.01 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 316,684 | 142,393 | -174,291 | 0.04 | 0.01 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,970,498 | 1,732,791 | -237,707 | 2.48 | 2.26 | -0.22 | sell |
| Walleye Capital LLC | 272,714 | 0 | -272,714 | 0.07 | 0.00 | -0.07 | sell |
| SIT INVESTMENT ASSOCIATES INC | 754,166 | 0 | -754,166 | 0.45 | 0.00 | -0.45 | sell |