| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Almitas Capital LLC | 151,260 | 541,492 | +390,232 | 0.63 | 2.70 | +2.07 | buy |
| Pathstone Holdings, LLC | 0 | 388,722 | +388,722 | 0.00 | 0.03 | +0.03 | buy |
| MORGAN STANLEY | 728,761 | 914,798 | +186,037 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 622,596 | 772,043 | +149,447 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 62,934 | 149,352 | +86,418 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 876,150 | 953,643 | +77,493 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 962,789 | 1,021,789 | +59,000 | 0.03 | 0.04 | +0.01 | buy |
| Cambridge Investment Research Advisors, Inc. | 194,265 | 250,000 | +55,735 | 0.01 | 0.01 | +0.00 | buy |
| Navis Wealth Advisors, LLC | 0 | 49,164 | +49,164 | 0.00 | 0.55 | +0.55 | buy |
| NORTHERN TRUST CORP | 0 | 49,079 | +49,079 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 962,666 | 999,725 | +37,059 | 0.00 | 0.00 | +0.00 | buy |
| Concurrent Investment Advisors, LLC | 0 | 34,450 | +34,450 | 0.00 | 0.01 | +0.01 | buy |
| Kestra Advisory Services, LLC | 3,178 | 31,253 | +28,075 | 0.00 | 0.00 | +0.00 | buy |
| Quantinno Capital Management LP | 0 | 21,943 | +21,943 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 960,471 | 978,814 | +18,343 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 320,914 | 339,026 | +18,112 | 0.10 | 0.12 | +0.02 | buy |
| Cerity Partners LLC | 0 | 18,049 | +18,049 | 0.00 | 0.00 | +0.00 | buy |
| FIFTH THIRD BANCORP | 0 | 16,301 | +16,301 | 0.00 | 0.00 | +0.00 | buy |
| Stolper Co | 24,444 | 40,357 | +15,913 | 0.14 | 0.15 | +0.02 | buy |
| FIRST TRUST ADVISORS LP | 103,293 | 118,998 | +15,705 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 74,510 | 90,004 | +15,494 | 1.19 | 1.30 | +0.11 | buy |
| Abel Hall, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.07 | +0.07 | buy |
| TRUIST FINANCIAL CORP | 16,387 | 29,665 | +13,278 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 0 | 12,443 | +12,443 | 0.00 | 0.00 | +0.00 | buy |
| BROWN ADVISORY INC | 0 | 12,022 | +12,022 | 0.00 | 0.00 | +0.00 | buy |
| Cynosure Group, LLC | 0 | 10,158 | +10,158 | 0.00 | 0.03 | +0.03 | buy |
| &PARTNERS | 0 | 9,945 | +9,945 | 0.00 | 0.00 | +0.00 | buy |
| Convergence Financial, LLC | 0 | 9,547 | +9,547 | 0.00 | 0.02 | +0.02 | buy |
| AWM CAPITAL, LLC | 0 | 9,507 | +9,507 | 0.00 | 0.02 | +0.02 | buy |
| LPL Financial LLC | 44,590 | 53,558 | +8,968 | 0.00 | 0.00 | +0.00 | buy |
| Arkadios Wealth Advisors | 12,000 | 20,775 | +8,775 | 0.00 | 0.01 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 8,467 | +8,467 | 0.00 | 0.01 | +0.01 | buy |
| SMITH, MOORE & CO. | 79,822 | 87,566 | +7,744 | 0.11 | 0.14 | +0.03 | buy |
| Altium Capital Management LLC | 151,007 | 157,700 | +6,693 | 11.21 | 8.28 | -2.93 | buy |
| Invesco Ltd. | 57,140 | 63,378 | +6,238 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 481,576 | 484,764 | +3,188 | 0.31 | 0.40 | +0.08 | buy |
| VESTOR CAPITAL, LLC | 354 | 2,500 | +2,146 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 16,611 | 18,503 | +1,892 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,527 | 14,047 | +1,520 | 0.00 | 0.00 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 20,500 | 21,700 | +1,200 | 0.01 | 0.01 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 6,847 | 7,397 | +550 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 659 | 1,009 | +350 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 1,766 | 2,069 | +303 | 0.00 | 0.00 | +0.00 | buy |
| Vestmark Advisory Solutions, Inc. | 75,539 | 75,833 | +294 | 0.02 | 0.02 | -0.00 | buy |
| ELEVATION POINT WEALTH PARTNERS, LLC | 75,539 | 75,833 | +294 | 0.08 | 0.04 | -0.04 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 15,876 | 16,028 | +152 | 0.18 | 0.18 | +0.00 | buy |
| FIRST FOUNDATION ADVISORS | 35,179 | 35,201 | +22 | 0.02 | 0.03 | +0.01 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 358,918 | 358,918 | 0 | 0.51 | 0.57 | +0.07 | hold |
| MAI Capital Management | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 625 | 625 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Essex Financial Services, Inc. | 17,750 | 17,750 | 0 | 0.02 | 0.02 | +0.00 | hold |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | 4,500 | 4,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 10,500 | 10,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 525 | 525 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Strategic Wealth Partners, Ltd. | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Spire Wealth Management | 875 | 875 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allspring Global Investments Holdings, LLC | 34,828 | 34,828 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Savvy Advisors, Inc. | 15,079 | 15,079 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SPIREPOINT PRIVATE CLIENT, LLC | 10,321 | 10,321 | 0 | 0.02 | 0.02 | +0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 150 | 150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MPWM ADVISORY SOLUTIONS, LLC | 1,965 | 1,965 | 0 | 0.02 | 0.02 | +0.00 | hold |
| US BANCORP \DE\ | 3,783 | 3,783 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Atlantic Union Bankshares Corp | 600 | 600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 36,300 | 36,300 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Janney Montgomery Scott LLC | 16,345 | 16,275 | -70 | 0.00 | 0.00 | +0.00 | sell |
| ADAPT WEALTH ADVISORS, LLC | 10,424 | 10,224 | -200 | 0.07 | 0.08 | +0.01 | sell |
| Cornerstone Wealth Management, LLC | 15,984 | 15,421 | -563 | 0.02 | 0.02 | +0.00 | sell |
| Regal Investment Advisors LLC | 12,889 | 12,206 | -683 | 0.01 | 0.02 | +0.00 | sell |
| Plante Moran Financial Advisors, LLC | 1,330 | 0 | -1,330 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 31,483 | 28,282 | -3,201 | 0.00 | 0.00 | +0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 23,266 | 19,844 | -3,422 | 0.01 | 0.01 | -0.00 | sell |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 28,526 | 24,244 | -4,282 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 22,747 | 18,189 | -4,558 | 0.00 | 0.00 | +0.00 | sell |
| 1607 Capital Partners, LLC | 91,512 | 86,165 | -5,347 | 0.12 | 0.14 | +0.02 | sell |
| Rockefeller Capital Management L.P. | 67,920 | 62,120 | -5,800 | 0.00 | 0.00 | +0.00 | sell |
| Lloyd Advisory Services, LLC. | 6,053 | 0 | -6,053 | 0.04 | 0.00 | -0.04 | sell |
| CHOREO, LLC | 97,919 | 89,631 | -8,288 | 0.02 | 0.02 | +0.00 | sell |
| Cetera Investment Advisers | 40,824 | 32,136 | -8,688 | 0.00 | 0.00 | -0.00 | sell |
| Aprio Wealth Management, LLC | 28,526 | 19,779 | -8,747 | 0.03 | 0.02 | -0.01 | sell |
| HARRIS ASSOCIATES L P | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Williams Jones Wealth Management, LLC. | 863,569 | 853,530 | -10,039 | 0.18 | 0.23 | +0.05 | sell |
| Focus Partners Wealth | 144,507 | 133,055 | -11,452 | 0.00 | 0.00 | +0.00 | sell |
| Family Management Corp | 45,909 | 34,252 | -11,657 | 0.11 | 0.09 | -0.02 | sell |
| OSAIC HOLDINGS, INC. | 78,792 | 66,909 | -11,883 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 13,460 | 0 | -13,460 | 0.01 | 0.00 | -0.01 | sell |
| XTX Topco Ltd | 15,224 | 0 | -15,224 | 0.01 | 0.00 | -0.01 | sell |
| Virtu Financial LLC | 18,111 | 0 | -18,111 | 0.01 | 0.00 | -0.01 | sell |
| WCG Wealth Advisors LLC | 23,981 | 0 | -23,981 | 0.01 | 0.00 | -0.01 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 25,733 | 0 | -25,733 | 0.03 | 0.00 | -0.03 | sell |
| JANE STREET GROUP, LLC | 44,506 | 0 | -44,506 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,305,721 | 1,253,348 | -52,373 | 8.30 | 9.40 | +1.11 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 774,725 | 709,274 | -65,451 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 439,723 | 331,674 | -108,049 | 0.01 | 0.01 | -0.00 | sell |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,055,601 | 852,325 | -203,276 | 1.16 | 1.08 | -0.07 | sell |
| Saba Capital Management, L.P. | 6,796,130 | 6,416,087 | -380,043 | 4.28 | 4.53 | +0.25 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,599,012 | 1,138,597 | -460,415 | 1.42 | 1.26 | -0.16 | sell |