| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 983,674 | 1,187,490 | +203,816 | 0.48 | 0.61 | +0.13 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,333,302 | 1,524,529 | +191,227 | 10.00 | 11.91 | +1.91 | buy |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,286,076 | 1,324,619 | +38,543 | 1.55 | 1.73 | +0.17 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,947,642 | 1,952,795 | +5,153 | 2.00 | 2.06 | +0.06 | buy |
| TRANSCEND CAPITAL ADVISORS, LLC | 86,719 | 87,548 | +829 | 0.15 | 0.14 | -0.01 | buy |
| Dynamic Advisor Solutions LLC | 12,427 | 13,153 | +726 | 0.01 | 0.01 | +0.00 | buy |
| Cornerstone Wealth Management, LLC | 13,620 | 13,799 | +179 | 0.02 | 0.02 | +0.00 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 19,268 | 19,286 | +18 | 0.30 | 0.31 | +0.00 | buy |
| Rareview Capital LLC | 76,297 | 76,307 | +10 | 1.59 | 1.63 | +0.04 | buy |
| Regal Investment Advisors LLC | 15,249 | 14,569 | -680 | 0.02 | 0.02 | -0.00 | sell |
| FIRST FOUNDATION ADVISORS | 64,078 | 62,181 | -1,897 | 0.05 | 0.05 | -0.00 | sell |
| Alpine Global Management, LLC | 150,000 | 145,603 | -4,397 | 0.62 | 0.56 | -0.05 | sell |
| Aprio Wealth Management, LLC | 36,891 | 31,816 | -5,075 | 0.15 | 0.13 | -0.02 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 14,675 | 8,445 | -6,230 | 0.07 | 0.04 | -0.03 | sell |
| Family Management Corp | 58,404 | 48,534 | -9,870 | 0.23 | 0.19 | -0.04 | sell |
| Williams Jones Wealth Management, LLC. | 1,225,191 | 1,152,991 | -72,200 | 0.33 | 0.32 | -0.01 | sell |
| Almitas Capital LLC | 324,019 | 53,223 | -270,796 | 2.84 | 0.49 | -2.35 | sell |