| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 475,500 | 568,291 | +92,791 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 870,618 | 963,334 | +92,716 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 775,236 | 835,320 | +60,084 | 0.00 | 0.00 | -0.00 | buy |
| Rareview Capital LLC | 0 | 45,130 | +45,130 | 0.00 | 0.70 | +0.70 | buy |
| STIFEL FINANCIAL CORP | 520,236 | 552,040 | +31,804 | 0.01 | 0.01 | -0.00 | buy |
| Invesco Ltd. | 0 | 24,079 | +24,079 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 38,086 | 60,711 | +22,625 | 0.00 | 0.00 | +0.00 | buy |
| 1607 Capital Partners, LLC | 0 | 21,512 | +21,512 | 0.00 | 0.04 | +0.04 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 12,390 | +12,390 | 0.00 | 0.00 | +0.00 | buy |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | 0 | 11,804 | +11,804 | 0.00 | 0.21 | +0.21 | buy |
| OSAIC HOLDINGS, INC. | 57,058 | 68,051 | +10,993 | 0.00 | 0.00 | -0.00 | buy |
| HARRIS ASSOCIATES L P | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 819,370 | 828,003 | +8,633 | 0.01 | 0.01 | -0.00 | buy |
| Capital Investment Advisory Services, LLC | 0 | 8,500 | +8,500 | 0.00 | 0.02 | +0.02 | buy |
| BlackRock, Inc. | 0 | 7,073 | +7,073 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 15,302 | 20,332 | +5,030 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 11,900 | 16,611 | +4,711 | 0.00 | 0.01 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 20,938 | 25,045 | +4,107 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 63,994 | 67,263 | +3,269 | 0.00 | 0.00 | -0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 465,645 | 468,132 | +2,487 | 0.50 | 0.49 | -0.01 | buy |
| Cetera Investment Advisers | 31,513 | 33,560 | +2,047 | 0.00 | 0.00 | -0.00 | buy |
| TRUIST FINANCIAL CORP | 15,105 | 16,879 | +1,774 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 0 | 1,724 | +1,724 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 10,212 | 11,308 | +1,096 | 0.01 | 0.01 | +0.00 | buy |
| SMITH, MOORE & CO. | 77,718 | 78,558 | +840 | 0.18 | 0.16 | -0.01 | buy |
| Salomon & Ludwin, LLC | 0 | 759 | +759 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 8,335 | 8,772 | +437 | 0.00 | 0.00 | -0.00 | buy |
| Concorde Financial Corp | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 25,370 | 25,574 | +204 | 0.02 | 0.02 | -0.00 | buy |
| Cynosure Group, LLC | 8,246 | 8,389 | +143 | 0.03 | 0.02 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,459 | 2,559 | +100 | 0.01 | 0.01 | -0.00 | buy |
| NewEdge Advisors, LLC | 1,679 | 1,708 | +29 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 14,000 | 14,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 625 | 625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COUNTRY TRUST BANK | 46,722 | 46,722 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Hilltop Holdings Inc. | 11,075 | 11,075 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Essex Financial Services, Inc. | 17,750 | 17,750 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Janney Montgomery Scott LLC | 19,732 | 19,732 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 10,500 | 10,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cerity Partners LLC | 8,549 | 8,549 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 525 | 525 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warren Street Wealth Advisors, LLC | 9,000 | 9,000 | 0 | 0.09 | 0.07 | -0.01 | hold |
| Steward Partners Investment Advisory, LLC | 6,847 | 6,847 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFG Advisory, LLC | 8,550 | 8,550 | 0 | 0.01 | 0.01 | -0.00 | hold |
| FNY Investment Advisers, LLC | 500 | 500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 19,644 | 19,644 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Phraction Management LLC | 14,971 | 14,971 | 0 | 0.12 | 0.12 | -0.01 | hold |
| Tanglewood Legacy Advisors, LLC | 13,449 | 13,449 | 0 | 0.14 | 0.14 | -0.01 | hold |
| Financial Perspectives, Inc | 3,240 | 3,240 | 0 | 0.03 | 0.02 | -0.00 | hold |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 27,500 | 27,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| FIRST FOUNDATION ADVISORS | 56,418 | 56,326 | -92 | 0.06 | 0.05 | -0.00 | sell |
| COMERICA BANK | 16,989 | 16,668 | -321 | 0.00 | 0.00 | -0.00 | sell |
| Cornerstone Wealth Management, LLC | 16,659 | 16,294 | -365 | 0.03 | 0.02 | -0.00 | sell |
| AMERIFLEX GROUP, INC. | 440 | 0 | -440 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 25,044 | 24,566 | -478 | 0.02 | 0.02 | -0.00 | sell |
| ISLAY CAPITAL MANAGEMENT, LLC | 19,333 | 18,847 | -486 | 0.32 | 0.30 | -0.02 | sell |
| Arax Advisory Partners | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 4,283 | 3,783 | -500 | 0.00 | 0.00 | -0.00 | sell |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 29,305 | 28,700 | -605 | 0.01 | 0.00 | -0.00 | sell |
| Aprio Wealth Management, LLC | 29,305 | 28,700 | -605 | 0.09 | 0.08 | -0.01 | sell |
| Regal Investment Advisors LLC | 13,569 | 12,889 | -680 | 0.03 | 0.02 | -0.00 | sell |
| HighTower Advisors, LLC | 39,754 | 38,568 | -1,186 | 0.00 | 0.00 | -0.00 | sell |
| VESTOR CAPITAL, LLC | 2,500 | 1,299 | -1,201 | 0.01 | 0.01 | +0.00 | sell |
| Continuum Advisory, LLC | 1,328 | 0 | -1,328 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 45,450 | 44,001 | -1,449 | 0.00 | 0.00 | -0.00 | sell |
| Baird Financial Group, Inc. | 11,781 | 10,300 | -1,481 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 310,878 | 304,834 | -6,044 | 0.82 | 0.70 | -0.12 | sell |
| Cambridge Investment Research Advisors, Inc. | 186,582 | 180,132 | -6,450 | 0.02 | 0.01 | -0.00 | sell |
| Family Management Corp | 40,741 | 33,792 | -6,949 | 0.17 | 0.13 | -0.04 | sell |
| EVOKE WEALTH, LLC | 8,995 | 0 | -8,995 | 0.01 | 0.00 | -0.01 | sell |
| TOWNSQUARE CAPITAL LLC | 9,000 | 0 | -9,000 | 0.00 | 0.00 | -0.00 | sell |
| Kovitz Investment Group Partners, LLC | 203,165 | 193,870 | -9,295 | 0.03 | 0.02 | -0.00 | sell |
| COHEN & STEERS, INC. | 1,221,776 | 1,207,776 | -14,000 | 0.06 | 0.05 | -0.00 | sell |
| Saba Capital Management, L.P. | 7,541,934 | 7,527,897 | -14,037 | 5.08 | 5.06 | -0.02 | sell |
| OneDigital Investment Advisors LLC | 14,500 | 0 | -14,500 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 17,361 | 0 | -17,361 | 0.02 | 0.00 | -0.02 | sell |
| Williams Jones Wealth Management, LLC. | 1,049,190 | 1,024,181 | -25,009 | 0.33 | 0.30 | -0.03 | sell |
| MORGAN STANLEY | 747,163 | 719,983 | -27,180 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 47,368 | 16,198 | -31,170 | 0.10 | 0.03 | -0.07 | sell |
| UBS Group AG | 1,079,136 | 1,039,964 | -39,172 | 0.01 | 0.01 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,641,558 | 1,585,816 | -55,742 | 13.70 | 13.94 | +0.24 | sell |
| Advisors Asset Management, Inc. | 441,825 | 382,460 | -59,365 | 0.20 | 0.17 | -0.03 | sell |
| TRANSCEND CAPITAL ADVISORS, LLC | 79,139 | 0 | -79,139 | 0.14 | 0.00 | -0.14 | sell |
| CHOREO, LLC | 204,277 | 119,893 | -84,384 | 0.08 | 0.04 | -0.04 | sell |
| Pathstone Holdings, LLC | 142,393 | 0 | -142,393 | 0.01 | 0.00 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,732,791 | 1,586,652 | -146,139 | 2.26 | 2.16 | -0.09 | sell |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,255,780 | 1,071,547 | -184,233 | 2.02 | 1.62 | -0.39 | sell |
| IEQ CAPITAL, LLC | 2,089,726 | 0 | -2,089,726 | 0.41 | 0.00 | -0.41 | sell |