| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 1,187,490 | 1,598,080 | +410,590 | 0.61 | 0.84 | +0.23 | buy |
| Rareview Capital LLC | 76,307 | 104,627 | +28,320 | 1.63 | 1.84 | +0.22 | buy |
| SMITH, MOORE & CO. | 55,266 | 72,035 | +16,769 | 0.13 | 0.16 | +0.04 | buy |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,324,619 | 1,339,669 | +15,050 | 1.73 | 1.74 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,952,795 | 1,965,523 | +12,728 | 2.06 | 2.24 | +0.18 | buy |
| Alpine Global Management, LLC | 145,603 | 154,432 | +8,829 | 0.56 | 0.88 | +0.32 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,524,529 | 1,533,137 | +8,608 | 11.91 | 12.04 | +0.13 | buy |
| Cornerstone Wealth Management, LLC | 13,799 | 14,840 | +1,041 | 0.02 | 0.02 | +0.00 | buy |
| FIRST FOUNDATION ADVISORS | 62,181 | 62,851 | +670 | 0.05 | 0.06 | +0.00 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 19,286 | 19,298 | +12 | 0.31 | 0.31 | -0.00 | buy |
| Regal Investment Advisors LLC | 14,569 | 13,569 | -1,000 | 0.02 | 0.02 | +0.00 | sell |
| Family Management Corp | 48,534 | 47,416 | -1,118 | 0.19 | 0.18 | -0.01 | sell |
| True North Advisors, LLC | 10,846 | 9,683 | -1,163 | 0.06 | 0.06 | -0.00 | sell |
| Aprio Wealth Management, LLC | 31,816 | 28,526 | -3,290 | 0.13 | 0.11 | -0.02 | sell |
| Williams Jones Wealth Management, LLC. | 1,152,991 | 1,136,327 | -16,664 | 0.32 | 0.31 | -0.00 | sell |