| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 1,187,490 | 1,598,080 | +410,590 | 0.61 | 0.84 | +0.23 | buy |
| Kovitz Investment Group Partners, LLC | 0 | 208,466 | +208,466 | 0.00 | 0.03 | +0.03 | buy |
| UBS Group AG | 903,648 | 999,338 | +95,690 | 0.01 | 0.01 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 696,077 | 758,328 | +62,251 | 0.01 | 0.01 | +0.00 | buy |
| Advisors Asset Management, Inc. | 441,559 | 498,761 | +57,202 | 0.19 | 0.22 | +0.02 | buy |
| ROYAL BANK OF CANADA | 903,881 | 958,319 | +54,438 | 0.00 | 0.01 | +0.00 | buy |
| Rareview Capital LLC | 76,307 | 104,627 | +28,320 | 1.63 | 1.84 | +0.22 | buy |
| FIRST TRUST ADVISORS LP | 28,673 | 46,444 | +17,771 | 0.00 | 0.00 | +0.00 | buy |
| SMITH, MOORE & CO. | 55,266 | 72,035 | +16,769 | 0.13 | 0.16 | +0.04 | buy |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,324,619 | 1,339,669 | +15,050 | 1.74 | 1.76 | +0.02 | buy |
| 1607 Capital Partners, LLC | 0 | 12,922 | +12,922 | 0.00 | 0.03 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,952,795 | 1,965,523 | +12,728 | 2.06 | 2.24 | +0.18 | buy |
| Corient Private Wealth LLC | 0 | 12,504 | +12,504 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 418,589 | 429,792 | +11,203 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 145,603 | 154,432 | +8,829 | 0.56 | 0.88 | +0.32 | buy |
| EVOKE WEALTH, LLC | 0 | 8,681 | +8,681 | 0.00 | 0.01 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,524,529 | 1,533,137 | +8,608 | 11.91 | 12.04 | +0.13 | buy |
| MORGAN STANLEY | 1,213,419 | 1,219,681 | +6,262 | 0.00 | 0.00 | -0.00 | buy |
| WEDBUSH SECURITIES INC | 20,400 | 24,500 | +4,100 | 0.02 | 0.02 | +0.01 | buy |
| LPL Financial LLC | 10,794 | 14,780 | +3,986 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 161,432 | 165,191 | +3,759 | 0.06 | 0.06 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 500,059 | 502,899 | +2,840 | 0.01 | 0.01 | -0.00 | buy |
| Allspring Global Investments Holdings, LLC | 15,878 | 17,965 | +2,087 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 22,293 | 24,285 | +1,992 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 54,838 | 56,482 | +1,644 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 13,325 | 14,925 | +1,600 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 6,884 | 7,947 | +1,063 | 0.01 | 0.01 | +0.00 | buy |
| Cornerstone Wealth Management, LLC | 13,799 | 14,840 | +1,041 | 0.02 | 0.02 | +0.00 | buy |
| Allworth Financial LP | 9,500 | 10,500 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 14,781 | 15,489 | +708 | 0.00 | 0.00 | +0.00 | buy |
| FIRST FOUNDATION ADVISORS | 62,181 | 62,851 | +670 | 0.05 | 0.06 | +0.00 | buy |
| NewEdge Advisors, LLC | 1,585 | 2,109 | +524 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 500 | +500 | 0.00 | 0.01 | +0.01 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 19,132 | 19,419 | +287 | 0.00 | 0.00 | -0.00 | buy |
| Clear Point Advisors Inc. | 0 | 276 | +276 | 0.00 | 0.01 | +0.01 | buy |
| BESSEMER GROUP INC | 1,378 | 1,485 | +107 | 0.00 | 0.00 | +0.00 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 19,286 | 19,298 | +12 | 0.31 | 0.31 | -0.00 | buy |
| VESTOR CAPITAL, LLC | 2,500 | 2,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 625 | 625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 330,777 | 330,777 | 0 | 0.32 | 0.32 | -0.00 | hold |
| COUNTRY TRUST BANK | 46,722 | 46,722 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Hilltop Holdings Inc. | 11,575 | 11,575 | 0 | 0.03 | 0.02 | -0.01 | hold |
| COHEN & STEERS, INC. | 1,106,776 | 1,106,776 | 0 | 0.05 | 0.05 | -0.01 | hold |
| Essex Financial Services, Inc. | 17,750 | 17,750 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 33,988 | 33,988 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warren Street Wealth Advisors, LLC | 9,000 | 9,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Rockefeller Capital Management L.P. | 57,215 | 57,215 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TOWNSQUARE CAPITAL LLC | 9,000 | 9,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Princeton Global Asset Management LLC | 393 | 393 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRANSCEND CAPITAL ADVISORS, LLC | 87,548 | 87,548 | 0 | 0.14 | 0.14 | -0.00 | hold |
| Phraction Management LLC | 14,971 | 14,971 | 0 | 0.12 | 0.12 | +0.00 | hold |
| US BANCORP \DE\ | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OPPENHEIMER & CO INC | 11,900 | 11,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 27,500 | 27,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| OSAIC HOLDINGS, INC. | 39,955 | 39,928 | -27 | 0.00 | 0.00 | +0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,857 | 11,741 | -116 | 0.00 | 0.00 | +0.00 | sell |
| Steward Partners Investment Advisory, LLC | 7,347 | 7,147 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Regal Investment Advisors LLC | 14,569 | 13,569 | -1,000 | 0.02 | 0.02 | +0.00 | sell |
| Family Management Corp | 48,534 | 47,416 | -1,118 | 0.19 | 0.19 | -0.01 | sell |
| True North Advisors, LLC | 10,846 | 9,683 | -1,163 | 0.06 | 0.06 | -0.00 | sell |
| PRINCIPAL SECURITIES, INC. | 1,463 | 0 | -1,463 | 0.00 | 0.00 | -0.00 | sell |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 31,816 | 28,526 | -3,290 | 0.01 | 0.01 | -0.00 | sell |
| Aprio Wealth Management, LLC | 31,816 | 28,526 | -3,290 | 0.13 | 0.11 | -0.02 | sell |
| TRUIST FINANCIAL CORP | 26,007 | 19,826 | -6,181 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 32,983 | 26,297 | -6,686 | 0.02 | 0.02 | -0.01 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 8,445 | 0 | -8,445 | 0.04 | 0.00 | -0.04 | sell |
| Baird Financial Group, Inc. | 9,612 | 0 | -9,612 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,046 | 0 | -10,046 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 11,702 | 425 | -11,277 | 0.01 | 0.00 | -0.01 | sell |
| Williams & Novak, LLC | 12,577 | 0 | -12,577 | 0.26 | 0.00 | -0.26 | sell |
| Dynamic Advisor Solutions LLC | 13,153 | 0 | -13,153 | 0.01 | 0.00 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 71,714 | 55,424 | -16,290 | 0.00 | 0.00 | -0.00 | sell |
| Williams Jones Wealth Management, LLC. | 1,152,991 | 1,136,327 | -16,664 | 0.32 | 0.31 | -0.00 | sell |
| Walleye Capital LLC | 44,305 | 21,603 | -22,702 | 0.01 | 0.01 | -0.00 | sell |
| Almitas Capital LLC | 53,223 | 0 | -53,223 | 0.49 | 0.00 | -0.49 | sell |
| Pathstone Holdings, LLC | 422,332 | 366,605 | -55,727 | 0.04 | 0.04 | -0.00 | sell |
| Atlas Wealth LLC | 208,575 | 0 | -208,575 | 0.74 | 0.00 | -0.74 | sell |
| Saba Capital Management, L.P. | 6,860,448 | 6,274,923 | -585,525 | 3.36 | 3.25 | -0.11 | sell |