| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 0 | 105,323 | +105,323 | 0.00 | 0.01 | +0.01 | buy |
| ELEVATION POINT WEALTH PARTNERS, LLC | 0 | 75,539 | +75,539 | 0.00 | 0.13 | +0.13 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 828,003 | 876,569 | +48,566 | 0.01 | 0.01 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 304,834 | 335,184 | +30,350 | 0.70 | 0.62 | -0.08 | buy |
| Invesco Ltd. | 24,079 | 51,401 | +27,322 | 0.00 | 0.00 | +0.00 | buy |
| Stolper Co | 0 | 23,927 | +23,927 | 0.00 | 0.18 | +0.18 | buy |
| FIRST TRUST ADVISORS LP | 67,263 | 89,787 | +22,524 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 835,320 | 853,347 | +18,027 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 963,334 | 980,891 | +17,557 | 0.00 | 0.00 | -0.00 | buy |
| Rareview Capital LLC | 45,130 | 61,864 | +16,734 | 0.70 | 0.93 | +0.23 | buy |
| Rockefeller Capital Management L.P. | 44,001 | 60,659 | +16,658 | 0.00 | 0.00 | +0.00 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 0 | 15,828 | +15,828 | 0.00 | 0.08 | +0.08 | buy |
| MORGAN STANLEY | 719,983 | 735,314 | +15,331 | 0.00 | 0.00 | -0.00 | buy |
| Savvy Advisors, Inc. | 0 | 15,079 | +15,079 | 0.00 | 0.02 | +0.02 | buy |
| BANK OF AMERICA CORP /DE/ | 568,291 | 583,103 | +14,812 | 0.00 | 0.00 | -0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 14,206 | +14,206 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 33,560 | 47,004 | +13,444 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 60,711 | 71,853 | +11,142 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 10,221 | +10,221 | 0.00 | 0.00 | +0.00 | buy |
| ADAPT WEALTH ADVISORS, LLC | 0 | 9,900 | +9,900 | 0.00 | 0.09 | +0.09 | buy |
| Convergence Financial, LLC | 0 | 9,217 | +9,217 | 0.00 | 0.03 | +0.03 | buy |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 27,500 | 36,300 | +8,800 | 0.01 | 0.01 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 468,132 | 476,886 | +8,754 | 0.49 | 0.43 | -0.06 | buy |
| LPL Financial LLC | 20,332 | 28,037 | +7,705 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 552,040 | 558,318 | +6,278 | 0.01 | 0.01 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,586,652 | 1,591,955 | +5,303 | 2.16 | 2.26 | +0.10 | buy |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | 0 | 4,500 | +4,500 | 0.00 | 0.01 | +0.01 | buy |
| SMITH, MOORE & CO. | 78,558 | 82,084 | +3,526 | 0.16 | 0.16 | -0.01 | buy |
| Allspring Global Investments Holdings, LLC | 19,644 | 22,573 | +2,929 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 10,300 | 12,800 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 19,732 | 21,402 | +1,670 | 0.00 | 0.00 | -0.00 | buy |
| VESTOR CAPITAL, LLC | 1,299 | 2,500 | +1,201 | 0.01 | 0.00 | -0.01 | buy |
| OSAIC HOLDINGS, INC. | 68,051 | 68,864 | +813 | 0.00 | 0.00 | -0.00 | buy |
| Atlantic Union Bankshares Corp | 0 | 600 | +600 | 0.00 | 0.00 | +0.00 | buy |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 28,700 | 29,171 | +471 | 0.00 | 0.00 | -0.00 | buy |
| Aprio Wealth Management, LLC | 28,700 | 29,171 | +471 | 0.08 | 0.07 | -0.01 | buy |
| WEDBUSH SECURITIES INC | 25,574 | 25,820 | +246 | 0.02 | 0.02 | -0.00 | buy |
| Strategic Wealth Partners, Ltd. | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Cornerstone Wealth Management, LLC | 16,294 | 16,450 | +156 | 0.02 | 0.02 | -0.00 | buy |
| Cynosure Group, LLC | 8,389 | 8,526 | +137 | 0.02 | 0.02 | -0.00 | buy |
| &PARTNERS | 8,772 | 8,898 | +126 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,390 | 12,455 | +65 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 16,668 | 16,713 | +45 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 1,708 | 1,735 | +27 | 0.00 | 0.00 | -0.00 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 18,847 | 18,861 | +14 | 0.30 | 0.27 | -0.03 | buy |
| HARBOUR INVESTMENTS, INC. | 24,566 | 24,578 | +12 | 0.02 | 0.01 | -0.00 | buy |
| MAI Capital Management | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 625 | 625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Essex Financial Services, Inc. | 17,750 | 17,750 | 0 | 0.03 | 0.03 | -0.00 | hold |
| 1607 Capital Partners, LLC | 21,512 | 21,512 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Allworth Financial LP | 10,500 | 10,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Regal Investment Advisors LLC | 12,889 | 12,889 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Cerity Partners LLC | 8,549 | 8,549 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 525 | 525 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | 11,804 | 11,804 | 0 | 0.21 | 0.12 | -0.09 | hold |
| Parallel Advisors, LLC | 1,724 | 1,724 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warren Street Wealth Advisors, LLC | 9,000 | 9,000 | 0 | 0.07 | 0.07 | -0.01 | hold |
| Steward Partners Investment Advisory, LLC | 6,847 | 6,847 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFG Advisory, LLC | 8,550 | 8,550 | 0 | 0.01 | 0.01 | -0.00 | hold |
| FNY Investment Advisers, LLC | 500 | 500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Tanglewood Legacy Advisors, LLC | 13,449 | 13,449 | 0 | 0.14 | 0.13 | -0.01 | hold |
| Financial Perspectives, Inc | 3,240 | 3,240 | 0 | 0.02 | 0.02 | -0.00 | hold |
| US BANCORP \DE\ | 3,783 | 3,783 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARRIS ASSOCIATES L P | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OPPENHEIMER & CO INC | 16,611 | 16,611 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Concorde Financial Corp | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 25,045 | 24,700 | -345 | 0.00 | 0.00 | -0.00 | sell |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 14,000 | 13,460 | -540 | 0.02 | 0.02 | -0.00 | sell |
| CHOREO, LLC | 119,893 | 119,160 | -733 | 0.04 | 0.04 | -0.00 | sell |
| Salomon & Ludwin, LLC | 759 | 0 | -759 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 16,879 | 16,055 | -824 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 38,568 | 36,850 | -1,718 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,559 | 459 | -2,100 | 0.01 | 0.00 | -0.01 | sell |
| Cambridge Investment Research Advisors, Inc. | 180,132 | 176,828 | -3,304 | 0.01 | 0.01 | -0.00 | sell |
| Spire Wealth Management | 11,308 | 6,884 | -4,424 | 0.01 | 0.01 | -0.00 | sell |
| BlackRock, Inc. | 7,073 | 0 | -7,073 | 0.00 | 0.00 | -0.00 | sell |
| FIRST FOUNDATION ADVISORS | 56,326 | 48,565 | -7,761 | 0.05 | 0.04 | -0.01 | sell |
| Capital Investment Advisory Services, LLC | 8,500 | 0 | -8,500 | 0.02 | 0.00 | -0.02 | sell |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,071,547 | 1,061,415 | -10,132 | 1.62 | 1.53 | -0.09 | sell |
| Hilltop Holdings Inc. | 11,075 | 0 | -11,075 | 0.02 | 0.00 | -0.02 | sell |
| Phraction Management LLC | 14,971 | 0 | -14,971 | 0.12 | 0.00 | -0.12 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,585,816 | 1,569,891 | -15,925 | 13.94 | 13.42 | -0.52 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,198 | 0 | -16,198 | 0.03 | 0.00 | -0.03 | sell |
| UBS Group AG | 1,039,964 | 1,022,996 | -16,968 | 0.01 | 0.00 | -0.00 | sell |
| Kovitz Investment Group Partners, LLC | 193,870 | 162,910 | -30,960 | 0.02 | 0.02 | -0.00 | sell |
| Family Management Corp | 33,792 | 0 | -33,792 | 0.13 | 0.00 | -0.13 | sell |
| Saba Capital Management, L.P. | 7,527,897 | 7,489,207 | -38,690 | 5.06 | 6.17 | +1.11 | sell |
| Williams Jones Wealth Management, LLC. | 1,024,181 | 982,776 | -41,405 | 0.30 | 0.28 | -0.02 | sell |
| COUNTRY TRUST BANK | 46,722 | 0 | -46,722 | 0.03 | 0.00 | -0.03 | sell |
| Advisors Asset Management, Inc. | 382,460 | 303,358 | -79,102 | 0.17 | 0.13 | -0.04 | sell |
| COHEN & STEERS, INC. | 1,207,776 | 1,053,776 | -154,000 | 0.05 | 0.05 | -0.01 | sell |
| Advisors Asset Management, Inc. | 382,460 | 516 | -381,944 | 0.17 | 0.00 | -0.17 | sell |