| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | 332,952 | 723,178 | +390,226 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 45,858 | 409,796 | +363,938 | 0.02 | 0.21 | +0.18 | buy |
| COHEN & STEERS, INC. | 853,776 | 1,092,776 | +239,000 | 0.04 | 0.05 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,034,397 | 1,239,757 | +205,360 | 7.92 | 9.32 | +1.40 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 240,043 | 435,160 | +195,117 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 264,067 | 436,401 | +172,334 | 0.01 | 0.01 | +0.00 | buy |
| Saba Capital Management, L.P. | 6,887,083 | 7,034,522 | +147,439 | 4.34 | 3.54 | -0.80 | buy |
| Alpine Global Management, LLC | 0 | 102,926 | +102,926 | 0.00 | 0.58 | +0.58 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 0 | 52,460 | +52,460 | 0.00 | 0.11 | +0.11 | buy |
| Family Management Corp | 0 | 47,430 | +47,430 | 0.00 | 0.20 | +0.20 | buy |
| HighTower Advisors, LLC | 0 | 45,373 | +45,373 | 0.00 | 0.00 | +0.00 | buy |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 0 | 35,900 | +35,900 | 0.00 | 0.02 | +0.02 | buy |
| Matisse Capital | 0 | 30,000 | +30,000 | 0.00 | 0.33 | +0.33 | buy |
| Almitas Capital LLC | 304,821 | 333,376 | +28,555 | 2.89 | 2.35 | -0.54 | buy |
| Walleye Capital LLC | 0 | 18,381 | +18,381 | 0.00 | 0.01 | +0.01 | buy |
| Cornerstone Wealth Management, LLC | 0 | 12,864 | +12,864 | 0.00 | 0.02 | +0.02 | buy |
| Verition Fund Management LLC | 0 | 12,000 | +12,000 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 0 | 11,240 | +11,240 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 9,755 | +9,755 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,923,915 | 1,931,892 | +7,977 | 1.98 | 1.89 | -0.08 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 11,506 | 18,498 | +6,992 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 27,918 | 33,693 | +5,775 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 3,800 | +3,800 | 0.00 | 0.02 | +0.02 | buy |
| Steward Partners Investment Advisory, LLC | 4,546 | 6,483 | +1,937 | 0.00 | 0.00 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 78,465 | 80,383 | +1,918 | 0.08 | 0.07 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,637 | 12,729 | +1,092 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 0 | 1,009 | +1,009 | 0.00 | 0.00 | +0.00 | buy |
| Blue Trust, Inc. | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 104 | +104 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 34,344 | 34,422 | +78 | 0.03 | 0.03 | -0.00 | buy |
| NewEdge Advisors, LLC | 1,516 | 1,533 | +17 | 0.00 | 0.00 | -0.00 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 19,252 | 19,260 | +8 | 0.33 | 0.31 | -0.02 | buy |
| VESTOR CAPITAL, LLC | 2,500 | 2,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 455,777 | 455,777 | 0 | 1.02 | 0.88 | -0.14 | hold |
| COUNTRY TRUST BANK | 46,722 | 46,722 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Allworth Financial LP | 7,000 | 7,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Focused Wealth Management, Inc | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Princeton Global Asset Management LLC | 393 | 393 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRANSCEND CAPITAL ADVISORS, LLC | 87,172 | 87,172 | 0 | 0.17 | 0.16 | -0.01 | hold |
| Phraction Management LLC | 14,971 | 14,971 | 0 | 0.14 | 0.13 | -0.01 | hold |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 27,500 | 27,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hilltop Holdings Inc. | 12,175 | 11,975 | -200 | 0.03 | 0.03 | -0.00 | sell |
| Spire Wealth Management | 18,101 | 17,728 | -373 | 0.01 | 0.01 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,515 | 625 | -890 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 4,000 | 3,000 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 63,454 | 62,133 | -1,321 | 0.00 | 0.00 | -0.00 | sell |
| Williams Jones Wealth Management, LLC. | 1,237,381 | 1,235,459 | -1,922 | 0.38 | 0.35 | -0.02 | sell |
| Cambridge Investment Research Advisors, Inc. | 47,650 | 45,444 | -2,206 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 3,200 | 0 | -3,200 | 0.04 | 0.00 | -0.04 | sell |
| FIRST FOUNDATION ADVISORS | 73,009 | 66,856 | -6,153 | 0.07 | 0.06 | -0.01 | sell |
| COMERICA BANK | 22,825 | 13,880 | -8,945 | 0.00 | 0.00 | -0.00 | sell |
| Perigon Wealth Management, LLC | 11,600 | 0 | -11,600 | 0.01 | 0.00 | -0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,604 | 0 | -12,604 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 14,120 | 0 | -14,120 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 534,190 | 519,676 | -14,514 | 0.23 | 0.22 | -0.01 | sell |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,097,199 | 1,081,128 | -16,071 | 1.39 | 1.29 | -0.10 | sell |
| MML INVESTORS SERVICES, LLC | 17,791 | 0 | -17,791 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 36,372 | 17,633 | -18,739 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 362,312 | 340,209 | -22,103 | 0.00 | 0.00 | -0.00 | sell |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 72,025 | 37,900 | -34,125 | 0.02 | 0.01 | -0.01 | sell |
| Aprio Wealth Management, LLC | 72,025 | 37,900 | -34,125 | 0.39 | 0.17 | -0.22 | sell |
| TRUIST FINANCIAL CORP | 68,056 | 29,054 | -39,002 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 494,895 | 452,027 | -42,868 | 0.00 | 0.00 | -0.00 | sell |
| HC Advisors, LLC | 60,820 | 0 | -60,820 | 0.72 | 0.00 | -0.72 | sell |
| ICON ADVISERS INC/CO | 67,000 | 0 | -67,000 | 0.33 | 0.00 | -0.33 | sell |
| Allspring Global Investments Holdings, LLC | 337,694 | 0 | -337,694 | 0.01 | 0.00 | -0.01 | sell |
| MORGAN STANLEY | 1,406,324 | 634,541 | -771,783 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 1,688,167 | 892,321 | -795,846 | 0.02 | 0.01 | -0.01 | sell |
| Atlas Wealth LLC | 957,836 | 0 | -957,836 | 3.55 | 0.00 | -3.55 | sell |