| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 6,274,923 | 6,810,213 | +535,290 | 3.25 | 4.48 | +1.22 | buy |
| WELLS FARGO & COMPANY/MN | 55,424 | 391,068 | +335,644 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 21,603 | 272,714 | +251,111 | 0.01 | 0.07 | +0.06 | buy |
| Cambridge Investment Research Advisors, Inc. | 33,988 | 149,895 | +115,907 | 0.00 | 0.01 | +0.01 | buy |
| COHEN & STEERS, INC. | 1,106,776 | 1,166,776 | +60,000 | 0.05 | 0.06 | +0.01 | buy |
| ROYAL BANK OF CANADA | 958,319 | 1,000,118 | +41,799 | 0.01 | 0.01 | +0.00 | buy |
| UBS Group AG | 999,338 | 1,032,425 | +33,087 | 0.01 | 0.01 | -0.00 | buy |
| CHOREO, LLC | 165,191 | 194,818 | +29,627 | 0.06 | 0.07 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 39,928 | 52,508 | +12,580 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 502,899 | 512,616 | +9,717 | 0.01 | 0.01 | +0.00 | buy |
| Baird Financial Group, Inc. | 0 | 8,930 | +8,930 | 0.00 | 0.00 | +0.00 | buy |
| IFG Advisory, LLC | 0 | 8,550 | +8,550 | 0.00 | 0.01 | +0.01 | buy |
| SAPIENT CAPITAL LLC | 0 | 8,272 | +8,272 | 0.00 | 0.00 | +0.00 | buy |
| Cynosure Group, LLC | 0 | 8,027 | +8,027 | 0.00 | 0.03 | +0.03 | buy |
| Convergence Financial, LLC | 0 | 7,753 | +7,753 | 0.00 | 0.04 | +0.04 | buy |
| Catalina Capital Group, LLC | 0 | 7,752 | +7,752 | 0.00 | 0.07 | +0.07 | buy |
| Allspring Global Investments Holdings, LLC | 17,965 | 24,306 | +6,341 | 0.00 | 0.00 | +0.00 | buy |
| SMITH, MOORE & CO. | 72,035 | 77,104 | +5,069 | 0.16 | 0.18 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,965,523 | 1,970,498 | +4,975 | 2.24 | 2.48 | +0.24 | buy |
| Van Hulzen Asset Management, LLC | 0 | 4,500 | +4,500 | 0.00 | 0.01 | +0.01 | buy |
| Financial Perspectives, Inc | 0 | 3,240 | +3,240 | 0.00 | 0.03 | +0.03 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 625 | 3,185 | +2,560 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 7,947 | 10,117 | +2,170 | 0.01 | 0.01 | +0.00 | buy |
| Janney Montgomery Scott LLC | 14,925 | 16,575 | +1,650 | 0.00 | 0.00 | +0.00 | buy |
| Continuum Advisory, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 46,444 | 47,437 | +993 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 600 | +600 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 19,419 | 19,689 | +270 | 0.00 | 0.00 | +0.00 | buy |
| EVOKE WEALTH, LLC | 8,681 | 8,782 | +101 | 0.01 | 0.01 | +0.00 | buy |
| Cornerstone Wealth Management, LLC | 14,840 | 14,934 | +94 | 0.02 | 0.03 | +0.00 | buy |
| COMERICA BANK | 15,489 | 15,534 | +45 | 0.00 | 0.00 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 19,826 | 19,870 | +44 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 2,109 | 2,131 | +22 | 0.00 | 0.00 | +0.00 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 19,298 | 19,309 | +11 | 0.31 | 0.35 | +0.05 | buy |
| VESTOR CAPITAL, LLC | 2,500 | 2,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WEDBUSH SECURITIES INC | 24,500 | 24,500 | 0 | 0.02 | 0.02 | +0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 330,777 | 330,777 | 0 | 0.32 | 0.35 | +0.03 | hold |
| COUNTRY TRUST BANK | 46,722 | 46,722 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Essex Financial Services, Inc. | 17,750 | 17,750 | 0 | 0.03 | 0.03 | +0.00 | hold |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 28,526 | 28,526 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Allworth Financial LP | 10,500 | 10,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Regal Investment Advisors LLC | 13,569 | 13,569 | 0 | 0.02 | 0.03 | +0.00 | hold |
| IFP Advisors, Inc | 425 | 425 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Warren Street Wealth Advisors, LLC | 9,000 | 9,000 | 0 | 0.09 | 0.10 | +0.01 | hold |
| Steward Partners Investment Advisory, LLC | 7,147 | 7,147 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 57,215 | 57,215 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TOWNSQUARE CAPITAL LLC | 9,000 | 9,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Aprio Wealth Management, LLC | 28,526 | 28,526 | 0 | 0.11 | 0.11 | +0.00 | hold |
| Phraction Management LLC | 14,971 | 14,971 | 0 | 0.12 | 0.14 | +0.01 | hold |
| US BANCORP \DE\ | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OPPENHEIMER & CO INC | 11,900 | 11,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 27,500 | 27,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| FIRST FOUNDATION ADVISORS | 62,851 | 62,696 | -155 | 0.06 | 0.06 | +0.01 | sell |
| Clear Point Advisors Inc. | 276 | 0 | -276 | 0.01 | 0.00 | -0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 429,792 | 429,503 | -289 | 0.00 | 0.00 | +0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 26,297 | 25,994 | -303 | 0.02 | 0.02 | +0.00 | sell |
| Princeton Global Asset Management LLC | 393 | 0 | -393 | 0.00 | 0.00 | -0.00 | sell |
| Hilltop Holdings Inc. | 11,575 | 11,075 | -500 | 0.02 | 0.02 | +0.00 | sell |
| FNY Investment Advisers, LLC | 500 | 0 | -500 | 0.01 | 0.00 | -0.01 | sell |
| LPL Financial LLC | 14,780 | 14,087 | -693 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 1,485 | 0 | -1,485 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,741 | 9,675 | -2,066 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 24,285 | 22,133 | -2,152 | 0.00 | 0.00 | -0.00 | sell |
| Family Management Corp | 47,416 | 45,202 | -2,214 | 0.19 | 0.19 | +0.01 | sell |
| TRANSCEND CAPITAL ADVISORS, LLC | 87,548 | 79,312 | -8,236 | 0.14 | 0.15 | +0.01 | sell |
| True North Advisors, LLC | 9,683 | 0 | -9,683 | 0.06 | 0.00 | -0.06 | sell |
| Corient Private Wealth LLC | 12,504 | 0 | -12,504 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 12,922 | 0 | -12,922 | 0.03 | 0.00 | -0.03 | sell |
| Kovitz Investment Group Partners, LLC | 208,466 | 195,022 | -13,444 | 0.03 | 0.02 | -0.01 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 758,328 | 719,720 | -38,608 | 0.01 | 0.01 | +0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,533,137 | 1,493,089 | -40,048 | 12.04 | 12.50 | +0.46 | sell |
| Pathstone Holdings, LLC | 366,605 | 316,684 | -49,921 | 0.04 | 0.04 | -0.00 | sell |
| Williams Jones Wealth Management, LLC. | 1,136,327 | 1,082,365 | -53,962 | 0.31 | 0.34 | +0.03 | sell |
| HighTower Advisors, LLC | 56,482 | 0 | -56,482 | 0.00 | 0.00 | -0.00 | sell |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,339,669 | 1,274,792 | -64,877 | 1.76 | 1.82 | +0.06 | sell |
| Rareview Capital LLC | 104,627 | 23,752 | -80,875 | 1.84 | 0.41 | -1.44 | sell |
| Advisors Asset Management, Inc. | 498,761 | 375,348 | -123,413 | 0.22 | 0.18 | -0.04 | sell |
| Alpine Global Management, LLC | 154,432 | 0 | -154,432 | 0.88 | 0.00 | -0.88 | sell |
| MORGAN STANLEY | 1,219,681 | 841,811 | -377,870 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,598,080 | 754,166 | -843,914 | 0.84 | 0.45 | -0.39 | sell |