Stock Transactions — STEM INC

Total Bought
479,308
23 transactions
Total Sold
390,692
39 transactions
Net
+88,616
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MARSHALL WACE, LLP167,247291,340+124,0930.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP85,099175,389+90,2900.000.00-0.00buy
Trexquant Investment LP25,57691,676+66,1000.000.01+0.00buy
RENAISSANCE TECHNOLOGIES LLC11,20058,575+47,3750.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS19,38253,094+33,7120.000.00+0.00buy
GSA CAPITAL PARTNERS LLP79,216108,502+29,2860.100.06-0.04buy
Virtu Financial LLC018,753+18,7530.000.01+0.01buy
UBS Group AG36,39053,233+16,8430.000.00-0.00buy
Centiva Capital, LP014,967+14,9670.000.01+0.01buy
NOMURA HOLDINGS INC12,33823,713+11,3750.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC3,60810,563+6,9550.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD16,10021,300+5,2000.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC88,24692,052+3,8060.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/10,51413,914+3,4000.000.00-0.00buy
Steward Partners Investment Advisory, LLC02,487+2,4870.000.00+0.00buy
ROYAL BANK OF CANADA25,93828,213+2,2750.000.00-0.00buy
GROUP ONE TRADING LLC2,8495,048+2,1990.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC062+620.000.00+0.00buy
HARBOUR INVESTMENTS, INC.057+570.000.00+0.00buy
Advisory Services Network, LLC043+430.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO010+100.000.00+0.00buy
MATHER GROUP, LLC.010+100.000.00+0.00buy
Allworth Financial LP4252+100.000.00-0.00buy
MAI Capital Management373700.000.00-0.00hold
FEDERATED HERMES, INC.989800.000.00-0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC69,60069,60000.020.01-0.01hold
COHEN & STEERS, INC.31,88731,88700.000.00-0.00hold
Zweig-DiMenna Associates LLC8,3028,30200.010.01+0.00hold
CKW FINANCIAL GROUP19219200.000.00-0.00hold
Hurley Capital, LLC24524500.000.00-0.00hold
IFP Advisors, Inc1,4781,47800.000.00-0.00hold
Strategic Wealth Partners, Ltd.191900.000.00-0.00hold
Sound Income Strategies, LLC5500.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC1,9001,90000.000.00-0.00hold
Keyframe Capital Partners, L.P.25,92425,92401.79100.00+98.21hold
Optiver Holding B.V.878700.000.00+0.00hold
CoreCap Advisors, LLC252500.000.00-0.00hold
Quent Capital, LLC252500.000.00-0.00hold
Federation des caisses Desjardins du Quebec19919900.000.00-0.00hold
ORG Wealth Partners, LLC7700.000.00-0.00hold
Dogwood Wealth Management LLC111100.000.00-0.00hold
HSBC HOLDINGS PLC28,42428,42400.000.00-0.00hold
Wilmington Savings Fund Society, FSB353500.000.00-0.00hold
STATE STREET CORP38,27938,27900.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC505000.000.00-0.00hold
SBI Securities Co., Ltd.149148-10.000.00-0.00sell
US BANCORP \DE\6766-10.000.00-0.00sell
SageView Advisory Group, LLC20-20.000.00-0.00sell
Russell Investments Group, Ltd.61-50.000.00-0.00sell
Rockefeller Capital Management L.P.407402-50.000.00-0.00sell
CITIGROUP INC37,22337,214-90.000.00-0.00sell
Strategic Investment Solutions, Inc. /IL3725-120.000.00-0.00sell
GAMMA Investing LLC228202-260.000.00-0.00sell
Fortitude Family Office, LLC290-290.000.00-0.00sell
BARCLAYS PLC330-330.000.00-0.00sell
BESSEMER GROUP INC590-590.000.00-0.00sell
Clearstead Advisors, LLC800-800.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP960-960.000.00-0.00sell
Tower Research Capital LLC (TRC)1,3331,236-970.000.00-0.00sell
Farther Finance Advisors, LLC970-970.000.00-0.00sell
NORTHERN TRUST CORP18,77918,633-1460.000.00-0.00sell
HighTower Advisors, LLC16,30716,147-1600.000.00-0.00sell
CWM, LLC3390-3390.000.00-0.00sell
NATIONAL BANK OF CANADA /FI/1,746984-7620.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.1,1690-1,1690.000.00-0.00sell
FMR LLC2,229838-1,3910.000.00-0.00sell
BlackRock, Inc.138,177134,712-3,4650.000.00-0.00sell
DEUTSCHE BANK AG\4,047347-3,7000.000.00-0.00sell
XTX Topco Ltd14,57910,172-4,4070.010.00-0.00sell
Walleye Trading LLC5,0110-5,0110.000.00-0.00sell
Point72 Asset Management, L.P.11,1000-11,1000.000.00-0.00sell
WELLS FARGO & COMPANY/MN11,6460-11,6460.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.11,7780-11,7780.000.00-0.00sell
OMERS ADMINISTRATION Corp12,6000-12,6000.000.00-0.00sell
Susquehanna Portfolio Strategies, LLC26,78111,955-14,8260.010.00-0.00sell
Qube Research & Technologies Ltd18,0400-18,0400.000.00-0.00sell
MANGROVE PARTNERS IM, LLC18,0610-18,0610.020.00-0.02sell
Walleye Capital LLC23,7900-23,7900.000.00-0.00sell
TWO SIGMA ADVISERS, LP27,6900-27,6900.000.00-0.00sell
DnB Asset Management AS32,4610-32,4610.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC32,9670-32,9670.000.00-0.00sell
Jump Financial, LLC35,5000-35,5000.010.00-0.01sell
GOLDMAN SACHS GROUP INC35,7380-35,7380.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP83,3930-83,3930.000.00-0.00sell
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