Stock Transactions — STEM INC

Total Bought
361,186
34 transactions
Total Sold
474,093
41 transactions
Net
-112,907
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GSA CAPITAL PARTNERS LLP11,83979,216+67,3770.020.10+0.09buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC15,60069,600+54,0000.010.02+0.02buy
Jump Financial, LLC035,500+35,5000.000.01+0.01buy
DnB Asset Management AS032,461+32,4610.000.00+0.00buy
Trexquant Investment LP025,576+25,5760.000.00+0.00buy
MANGROVE PARTNERS IM, LLC018,061+18,0610.000.02+0.02buy
Qube Research & Technologies Ltd018,040+18,0400.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD016,100+16,1000.000.00+0.00buy
OMERS ADMINISTRATION Corp012,600+12,6000.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.011,778+11,7780.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC011,200+11,2000.000.00+0.00buy
GOLDMAN SACHS GROUP INC25,90835,738+9,8300.000.00+0.00buy
HSBC HOLDINGS PLC19,19128,424+9,2330.000.00+0.00buy
Zweig-DiMenna Associates LLC08,302+8,3020.000.01+0.01buy
BNP PARIBAS FINANCIAL MARKETS13,81019,382+5,5720.000.00-0.00buy
WELLS FARGO & COMPANY/MN6,15411,646+5,4920.000.00+0.00buy
Walleye Trading LLC05,011+5,0110.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC03,608+3,6080.000.00+0.00buy
TWO SIGMA ADVISERS, LP25,69027,690+2,0000.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC01,900+1,9000.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC86,42588,246+1,8210.000.00-0.00buy
FMR LLC9432,229+1,2860.000.00+0.00buy
VANGUARD GROUP INC395,223396,383+1,1600.000.00-0.00buy
Tower Research Capital LLC (TRC)2001,333+1,1330.000.00+0.00buy
CITIGROUP INC36,48237,223+7410.000.00-0.00buy
Keyframe Capital Partners, L.P.25,19125,924+7331.081.79+0.71buy
ROYAL BANK OF CANADA25,56125,938+3770.000.00-0.00buy
Farther Finance Advisors, LLC097+970.000.00+0.00buy
HighTower Advisors, LLC16,24416,307+630.000.00-0.00buy
BESSEMER GROUP INC059+590.000.00+0.00buy
Fortitude Family Office, LLC029+290.000.00+0.00buy
Quent Capital, LLC025+250.000.00+0.00buy
Strategic Wealth Partners, Ltd.019+190.000.00+0.00buy
SageView Advisory Group, LLC02+20.000.00+0.00buy
MAI Capital Management373700.000.00-0.00hold
FEDERATED HERMES, INC.989800.000.00-0.00hold
COHEN & STEERS, INC.31,88731,88700.000.00-0.00hold
CIBC Private Wealth Group LLC47647600.000.00-0.00hold
CKW FINANCIAL GROUP19219200.000.00-0.00hold
Hurley Capital, LLC24524500.000.00-0.00hold
Sound Income Strategies, LLC5500.000.00-0.00hold
Rockefeller Capital Management L.P.40740700.000.00-0.00hold
SBI Securities Co., Ltd.14914900.000.00-0.00hold
Optiver Holding B.V.878700.000.00-0.00hold
CoreCap Advisors, LLC252500.000.00-0.00hold
Strategic Investment Solutions, Inc. /IL373700.000.00-0.00hold
Susquehanna Portfolio Strategies, LLC26,78126,78100.010.01-0.00hold
ORG Wealth Partners, LLC7700.000.00-0.00hold
Dogwood Wealth Management LLC111100.000.00-0.00hold
BARCLAYS PLC333300.000.00-0.00hold
US BANCORP \DE\676700.000.00-0.00hold
Wilmington Savings Fund Society, FSB353500.000.00-0.00hold
COMERICA BANK202000.000.00-0.00hold
STATE STREET CORP38,27938,27900.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC505000.000.00-0.00hold
IFP Advisors, Inc1,4791,478-10.000.00-0.00sell
Missouri Trust & Investment Co20-20.000.00-0.00sell
PRINCIPAL SECURITIES, INC.50-50.000.00-0.00sell
Steward Partners Investment Advisory, LLC50-50.000.00-0.00sell
Painted Porch Advisors LLC70-70.000.00-0.00sell
Arax Advisory Partners80-80.000.00-0.00sell
MATHER GROUP, LLC.100-100.000.00-0.00sell
Allworth Financial LP5242-100.000.00-0.00sell
EverSource Wealth Advisors, LLC100-100.000.00-0.00sell
GAMMA Investing LLC240228-120.000.00-0.00sell
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main200-200.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO250-250.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.1,1951,169-260.000.00-0.00sell
Federation des caisses Desjardins du Quebec244199-450.000.00-0.00sell
Advisory Services Network, LLC500-500.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP14996-530.000.00-0.00sell
Clearstead Advisors, LLC14580-650.000.00-0.00sell
Newbridge Financial Services Group, Inc.960-960.000.00-0.00sell
HARBOUR INVESTMENTS, INC.1150-1150.000.00-0.00sell
CWM, LLC596339-2570.000.00-0.00sell
NATIONAL BANK OF CANADA /FI/2,0611,746-3150.000.00-0.00sell
Wealthspire Advisors, LLC7230-7230.000.00-0.00sell
Russell Investments Group, Ltd.9366-9300.000.00-0.00sell
NORTHERN TRUST CORP19,89418,779-1,1150.000.00-0.00sell
BlackRock, Inc.139,380138,177-1,2030.000.00-0.00sell
PRICE T ROWE ASSOCIATES INC /MD/12,33910,514-1,8250.000.00-0.00sell
DEUTSCHE BANK AG\6,4574,047-2,4100.000.00-0.00sell
GROUP ONE TRADING LLC5,3092,849-2,4600.000.00-0.00sell
NOMURA HOLDINGS INC15,25212,338-2,9140.000.00-0.00sell
Skandinaviska Enskilda Banken AB (publ)3,1150-3,1150.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP86,98983,393-3,5960.000.00-0.00sell
Walleye Capital LLC30,06923,790-6,2790.000.00-0.00sell
XTX Topco Ltd22,71814,579-8,1390.020.01-0.01sell
MILLENNIUM MANAGEMENT LLC41,76932,967-8,8020.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP94,04585,099-8,9460.000.00-0.00sell
Virtu Financial LLC12,8560-12,8560.010.00-0.01sell
UBS Group AG64,02036,390-27,6300.000.00-0.00sell
Point72 Asset Management, L.P.52,39111,100-41,2910.000.00-0.00sell
CITADEL ADVISORS LLC44,3400-44,3400.000.00-0.00sell
MARSHALL WACE, LLP243,758167,247-76,5110.000.00-0.00sell
BANK OF AMERICA CORP /DE/217,8710-217,8710.000.00-0.00sell
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