| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 4,127,740 | 3,693,995 | -433,745 | 2.33 | 2.70 | +0.37 | sell |
| MORGAN STANLEY | 2,802,871 | 3,009,514 | +206,643 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,289,664 | 1,341,454 | +51,790 | 1.48 | 1.69 | +0.22 | buy |
| UBS Group AG | 1,231,731 | 1,184,873 | -46,858 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 990,482 | 989,439 | -1,043 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 821,917 | 959,947 | +138,030 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 1,171,446 | 950,335 | -221,111 | 0.01 | 0.01 | -0.00 | sell |
| Penserra Capital Management LLC | 818,870 | 938,709 | +119,839 | 0.24 | 0.25 | +0.01 | buy |
| WEDBUSH SECURITIES INC | 698,725 | 689,912 | -8,813 | 0.51 | 0.50 | -0.01 | sell |
| LAZARD ASSET MANAGEMENT LLC | 340,290 | 682,344 | +342,054 | 0.01 | 0.02 | +0.01 | buy |
| Potrero Capital Research LLC | 539,713 | 539,713 | 0 | 5.21 | 3.63 | -1.57 | hold |
| FLAGSHIP HARBOR ADVISORS, LLC | 336,660 | 322,791 | -13,869 | 0.33 | 0.31 | -0.02 | sell |
| ROYAL BANK OF CANADA | 328,209 | 291,200 | -37,009 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 439,459 | 216,520 | -222,939 | 0.29 | 0.15 | -0.14 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 181,310 | 209,711 | +28,401 | 1.34 | 1.59 | +0.25 | buy |
| LPL Financial LLC | 173,915 | 194,402 | +20,487 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 175,426 | 183,622 | +8,196 | 0.05 | 0.05 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 151,770 | 180,441 | +28,671 | 0.01 | 0.01 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 82,936 | 153,470 | +70,534 | 0.01 | 0.02 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 124,854 | 127,935 | +3,081 | 0.43 | 0.43 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 101,267 | 114,848 | +13,581 | 0.00 | 0.00 | -0.00 | buy |
| Rockefeller Capital Management L.P. | 103,591 | 96,631 | -6,960 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 90,594 | 92,257 | +1,663 | 0.00 | 0.00 | +0.00 | buy |
| RFG Advisory, LLC | 92,039 | 88,743 | -3,296 | 0.04 | 0.04 | -0.00 | sell |
| INTREPID FAMILY OFFICE LLC | 79,679 | 80,000 | +321 | 1.79 | 1.60 | -0.18 | buy |
| HighTower Advisors, LLC | 78,004 | 77,079 | -925 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 71,475 | 72,183 | +708 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 58,587 | 68,248 | +9,661 | 0.00 | 0.00 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 68,823 | 65,654 | -3,169 | 0.00 | 0.00 | -0.00 | sell |
| TrueMark Investments, LLC | 0 | 55,000 | +55,000 | 0.00 | 0.21 | +0.21 | buy |
| Janney Montgomery Scott LLC | 49,271 | 52,072 | +2,801 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 44,393 | 50,505 | +6,112 | 0.00 | 0.00 | -0.00 | buy |
| Summit Financial, LLC | 0 | 47,253 | +47,253 | 0.00 | 0.02 | +0.02 | buy |
| LM Advisors LLC | 49,857 | 45,528 | -4,329 | 0.13 | 0.15 | +0.01 | sell |
| Formidable Asset Management, LLC | 21,181 | 44,258 | +23,077 | 0.06 | 0.14 | +0.08 | buy |
| Family Management Corp | 0 | 42,021 | +42,021 | 0.00 | 0.13 | +0.13 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 26,047 | 39,141 | +13,094 | 0.01 | 0.01 | +0.00 | buy |
| WNY Asset Management, LLC | 33,906 | 34,677 | +771 | 0.08 | 0.07 | -0.00 | buy |
| PFG Investments, LLC | 31,560 | 34,603 | +3,043 | 0.04 | 0.04 | +0.00 | buy |
| NewEdge Advisors, LLC | 29,902 | 34,196 | +4,294 | 0.00 | 0.00 | +0.00 | buy |
| NWF Advisory Services Inc. | 18,693 | 28,260 | +9,567 | 0.05 | 0.07 | +0.02 | buy |
| Corient Private Wealth LLC | 27,565 | 27,609 | +44 | 0.00 | 0.00 | +0.00 | buy |
| Quantinno Capital Management LP | 27,164 | 27,519 | +355 | 0.00 | 0.00 | -0.00 | buy |
| SeaCrest Wealth Management, LLC | 22,493 | 23,556 | +1,063 | 0.05 | 0.06 | +0.01 | buy |
| AMERIPRISE FINANCIAL INC | 25,385 | 23,077 | -2,308 | 0.00 | 0.00 | -0.00 | sell |
| Focus Financial Network, Inc. | 18,884 | 22,363 | +3,479 | 0.02 | 0.02 | +0.00 | buy |
| Mathes Company, Inc. | 20,200 | 20,200 | 0 | 0.16 | 0.16 | +0.01 | hold |
| UHLMANN PRICE SECURITIES, LLC | 20,235 | 18,517 | -1,718 | 0.30 | 0.25 | -0.05 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 18,167 | +18,167 | 0.00 | 0.00 | +0.00 | buy |
| Amplius Wealth Advisors, LLC | 17,496 | 17,990 | +494 | 0.03 | 0.03 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 21,718 | 17,129 | -4,589 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Wealth, LLC | 53,469 | 16,816 | -36,653 | 0.02 | 0.01 | -0.01 | sell |
| CAPTRUST FINANCIAL ADVISORS | 13,780 | 14,244 | +464 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 13,651 | +13,651 | 0.00 | 0.01 | +0.01 | buy |
| Delta Investment Management, LLC | 13,600 | 13,600 | 0 | 0.05 | 0.05 | -0.00 | hold |
| 1900 WEALTH MANAGEMENT LLC | 0 | 13,524 | +13,524 | 0.00 | 0.02 | +0.02 | buy |
| JANE STREET GROUP, LLC | 14,252 | 13,235 | -1,017 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 0 | 13,076 | +13,076 | 0.00 | 0.00 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 12,475 | 12,525 | +50 | 0.01 | 0.01 | +0.00 | buy |
| Stablepoint Partners, LLC | 11,270 | 12,211 | +941 | 0.04 | 0.04 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 12,152 | +12,152 | 0.00 | 0.00 | +0.00 | buy |
| Compound Planning, Inc. | 12,650 | 12,150 | -500 | 0.01 | 0.01 | -0.00 | sell |
| MATHER GROUP, LLC. | 12,000 | 12,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Merit Financial Group, LLC | 11,091 | 11,938 | +847 | 0.00 | 0.00 | -0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 11,707 | +11,707 | 0.00 | 0.00 | +0.00 | buy |
| Stockman Wealth Management, Inc. | 11,267 | 11,605 | +338 | 0.03 | 0.03 | +0.00 | buy |
| Painted Porch Advisors LLC | 11,258 | 11,595 | +337 | 0.10 | 0.10 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 10,785 | 10,785 | 0 | 0.02 | 0.02 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 6,638 | 10,065 | +3,427 | 0.00 | 0.00 | +0.00 | buy |
| SENTINEL TRUST CO LBA | 10,022 | 10,022 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CSS LLC/IL | 0 | 9,806 | +9,806 | 0.00 | 0.01 | +0.01 | buy |
| Biltmore Family Office, LLC | 9,791 | 9,791 | 0 | 0.03 | 0.03 | -0.00 | hold |
| CITIGROUP INC | 8,227 | 8,282 | +55 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 6,614 | +6,614 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 6,397 | 6,588 | +191 | 0.00 | 0.00 | +0.00 | buy |
| Sunbelt Securities, Inc. | 6,525 | 6,100 | -425 | 0.01 | 0.01 | -0.00 | sell |
| Newbridge Financial Services Group, Inc. | 5,936 | 5,983 | +47 | 0.02 | 0.02 | -0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 8,006 | 5,833 | -2,173 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 0 | 4,275 | +4,275 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorNet Financial, Inc | 2,527 | 3,731 | +1,204 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 2,017 | 2,018 | +1 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 1,969 | 2,014 | +45 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 680 | 1,804 | +1,124 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 1,600 | 1,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARMSTRONG ADVISORY GROUP, INC | 1,465 | 1,509 | +44 | 0.00 | 0.00 | +0.00 | buy |
| SALEM INVESTMENT COUNSELORS INC | 2,000 | 1,500 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Global Retirement Partners, LLC | 1,208 | 1,244 | +36 | 0.00 | 0.00 | -0.00 | buy |
| WPG Advisers, LLC | 941 | 1,151 | +210 | 0.02 | 0.02 | +0.00 | buy |
| NBC SECURITIES, INC. | 1,058 | 1,078 | +20 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 968 | +968 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 806 | 815 | +9 | 0.00 | 0.00 | -0.00 | buy |
| United Community Bank | 785 | 785 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CoreCap Advisors, LLC | 0 | 562 | +562 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 550 | 550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 500 | 515 | +15 | 0.01 | 0.01 | -0.00 | buy |
| ST GERMAIN D J CO INC | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 390 | 390 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 377 | 389 | +12 | 0.00 | 0.00 | +0.00 | buy |
| Pacifica Partners Inc. | 0 | 376 | +376 | 0.00 | 0.00 | +0.00 | buy |