| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 6,703,610 | 6,392,699 | -310,911 | 2.83 | 3.33 | +0.50 | sell |
| MORGAN STANLEY | 2,984,422 | 2,946,647 | -37,775 | 0.00 | 0.00 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,649,225 | 1,432,953 | -216,272 | 1.53 | 1.43 | -0.10 | sell |
| UBS Group AG | 1,063,111 | 1,041,004 | -22,107 | 0.01 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 1,101,881 | 985,754 | -116,127 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 1,248,143 | 917,789 | -330,354 | 0.67 | 0.56 | -0.10 | sell |
| Penserra Capital Management LLC | 754,457 | 808,947 | +54,490 | 0.31 | 0.31 | -0.01 | buy |
| WEDBUSH SECURITIES INC | 727,366 | 781,202 | +53,836 | 0.52 | 0.58 | +0.06 | buy |
| Potrero Capital Research LLC | 778,970 | 705,633 | -73,337 | 5.02 | 6.18 | +1.16 | sell |
| BANK OF AMERICA CORP /DE/ | 551,328 | 671,643 | +120,315 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 548,965 | 444,902 | -104,063 | 0.01 | 0.01 | -0.00 | sell |
| ROYAL BANK OF CANADA | 440,665 | 420,737 | -19,928 | 0.00 | 0.00 | +0.00 | sell |
| AQR Arbitrage LLC | 453,025 | 269,675 | -183,350 | 0.20 | 0.13 | -0.07 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 227,639 | 226,339 | -1,300 | 1.46 | 1.50 | +0.05 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 180,287 | 180,189 | -98 | 0.01 | 0.01 | -0.00 | sell |
| LPL Financial LLC | 184,994 | 168,770 | -16,224 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 613,022 | 160,857 | -452,165 | 1.08 | 0.27 | -0.81 | sell |
| OPPENHEIMER & CO INC | 142,567 | 158,946 | +16,379 | 0.04 | 0.05 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 165,253 | 158,362 | -6,891 | 0.61 | 0.62 | +0.02 | sell |
| NewEdge Wealth, LLC | 101,993 | 104,993 | +3,000 | 0.04 | 0.04 | +0.00 | buy |
| INTREPID FAMILY OFFICE LLC | 0 | 104,174 | +104,174 | 0.00 | 2.28 | +2.28 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 166,572 | 100,592 | -65,980 | 0.28 | 0.21 | -0.07 | sell |
| STIFEL FINANCIAL CORP | 105,412 | 100,531 | -4,881 | 0.00 | 0.00 | +0.00 | sell |
| Intrinsic Edge Capital Management LLC | 100,000 | 100,000 | 0 | 0.24 | 0.28 | +0.04 | hold |
| FLAGSHIP HARBOR ADVISORS, LLC | 327,424 | 99,932 | -227,492 | 0.35 | 0.11 | -0.24 | sell |
| OSAIC HOLDINGS, INC. | 87,122 | 87,880 | +758 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 75,341 | 84,681 | +9,340 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 74,858 | 78,497 | +3,639 | 0.01 | 0.01 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 60,251 | 77,184 | +16,933 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 113,151 | 74,107 | -39,044 | 0.00 | 0.00 | -0.00 | sell |
| LM Advisors LLC | 92,193 | 71,174 | -21,019 | 0.36 | 0.26 | -0.10 | sell |
| TRUIST FINANCIAL CORP | 74,640 | 68,936 | -5,704 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 54,922 | 58,945 | +4,023 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 65,880 | 58,204 | -7,676 | 0.00 | 0.00 | -0.00 | sell |
| HBK INVESTMENTS L P | 59,055 | 57,560 | -1,495 | 0.02 | 0.02 | +0.00 | sell |
| Janney Montgomery Scott LLC | 48,314 | 48,563 | +249 | 0.00 | 0.00 | +0.00 | buy |
| WNY Asset Management, LLC | 44,543 | 42,050 | -2,493 | 0.10 | 0.11 | +0.01 | sell |
| WELLS FARGO & COMPANY/MN | 52,991 | 41,626 | -11,365 | 0.00 | 0.00 | -0.00 | sell |
| Quantedge Capital Pte Ltd | 96,849 | 38,917 | -57,932 | 0.56 | 0.29 | -0.26 | sell |
| PFG Investments, LLC | 35,965 | 33,564 | -2,401 | 0.04 | 0.04 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 44,447 | 32,442 | -12,005 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 33,616 | 29,119 | -4,497 | 0.01 | 0.01 | -0.00 | sell |
| READYSTATE ASSET MANAGEMENT LP | 0 | 27,577 | +27,577 | 0.00 | 0.02 | +0.02 | buy |
| UHLMANN PRICE SECURITIES, LLC | 26,914 | 24,982 | -1,932 | 0.41 | 0.39 | -0.02 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 24,187 | 21,910 | -2,277 | 0.06 | 0.06 | -0.01 | sell |
| Mathes Company, Inc. | 20,200 | 20,200 | 0 | 0.14 | 0.15 | +0.02 | hold |
| NewEdge Advisors, LLC | 22,007 | 19,622 | -2,385 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 18,573 | +18,573 | 0.00 | 0.01 | +0.01 | buy |
| Amplius Wealth Advisors, LLC | 17,258 | 17,396 | +138 | 0.04 | 0.04 | +0.00 | buy |
| Cetera Investment Advisers | 17,739 | 15,602 | -2,137 | 0.00 | 0.00 | -0.00 | sell |
| Atria Wealth Solutions, Inc. | 15,500 | 15,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JANE STREET GROUP, LLC | 0 | 15,112 | +15,112 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 18,042 | 14,912 | -3,130 | 0.00 | 0.00 | -0.00 | sell |
| Focus Financial Network, Inc. | 14,603 | 14,793 | +190 | 0.01 | 0.01 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 14,299 | +14,299 | 0.00 | 0.00 | +0.00 | buy |
| Delta Investment Management, LLC | 13,600 | 13,600 | 0 | 0.05 | 0.05 | +0.00 | hold |
| AMERIPRISE FINANCIAL INC | 11,916 | 12,444 | +528 | 0.00 | 0.00 | +0.00 | buy |
| MATHER GROUP, LLC. | 12,000 | 12,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 12,521 | 11,910 | -611 | 0.01 | 0.01 | +0.00 | sell |
| SeaCrest Wealth Management, LLC | 0 | 11,910 | +11,910 | 0.00 | 0.03 | +0.03 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 210,917 | 10,785 | -200,132 | 0.03 | 0.02 | -0.01 | sell |
| Stablepoint Partners, LLC | 0 | 10,770 | +10,770 | 0.00 | 0.04 | +0.04 | buy |
| Advisory Services Network, LLC | 12,959 | 10,550 | -2,409 | 0.01 | 0.00 | -0.00 | sell |
| Stockman Wealth Management, Inc. | 10,346 | 10,527 | +181 | 0.03 | 0.03 | +0.00 | buy |
| Painted Porch Advisors LLC | 10,199 | 10,518 | +319 | 0.10 | 0.11 | +0.01 | buy |
| MOSAIC FINANCIAL GROUP, LLC | 10,000 | 10,000 | 0 | 0.14 | 0.15 | +0.01 | hold |
| CSS LLC/IL | 13,378 | 9,893 | -3,485 | 0.01 | 0.01 | -0.00 | sell |
| SENTINEL TRUST CO LBA | 10,854 | 9,833 | -1,021 | 0.02 | 0.02 | -0.00 | sell |
| Biltmore Family Office, LLC | 0 | 9,791 | +9,791 | 0.00 | 0.03 | +0.03 | buy |
| CoreCap Advisors, LLC | 8,500 | 8,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CITIGROUP INC | 8,872 | 8,263 | -609 | 0.00 | 0.00 | +0.00 | sell |
| Parallel Advisors, LLC | 5,795 | 6,848 | +1,053 | 0.00 | 0.00 | +0.00 | buy |
| Sunbelt Securities, Inc. | 7,651 | 6,525 | -1,126 | 0.01 | 0.01 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 5,838 | +5,838 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 5,000 | 5,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 3,989 | 3,614 | -375 | 0.02 | 0.01 | -0.01 | sell |
| UMB Bank, n.a. | 2,850 | 2,850 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 2,650 | 2,650 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SALEM INVESTMENT COUNSELORS INC | 2,577 | 2,577 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Larson Financial Group LLC | 860 | 1,800 | +940 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 2,220 | 1,700 | -520 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 0 | 1,610 | +1,610 | 0.00 | 0.00 | +0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 0 | 1,133 | +1,133 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sound Income Strategies, LLC | 0 | 790 | +790 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 780 | 788 | +8 | 0.00 | 0.00 | +0.00 | buy |
| United Community Bank | 785 | 785 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 551 | 565 | +14 | 0.00 | 0.00 | +0.00 | buy |
| ARMSTRONG ADVISORY GROUP, INC | 550 | 556 | +6 | 0.00 | 0.00 | +0.00 | buy |
| ST GERMAIN D J CO INC | 0 | 450 | +450 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 1,386 | 390 | -996 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 0 | 320 | +320 | 0.00 | 0.00 | +0.00 | buy |
| FSA Wealth Management LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Beacon Capital Management, LLC | 253 | 261 | +8 | 0.00 | 0.00 | +0.00 | buy |
| SWAN Capital LLC | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| VALLEY NATIONAL ADVISERS INC | 175 | 175 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 373 | 173 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Continuum Advisory, LLC | 90 | 92 | +2 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 16 | 16 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NBC SECURITIES, INC. | 996 | 1 | -995 | 0.00 | 0.00 | +0.00 | sell |