| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE & CO | 0 | 16,009,164 | +16,009,164 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 0 | 476,704 | +476,704 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 0 | 343,823 | +343,823 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 0 | 318,334 | +318,334 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 0 | 189,793 | +189,793 | 0.00 | 0.00 | +0.00 | buy |
| Massar Capital Management, LP | 0 | 167,000 | +167,000 | 0.00 | 0.09 | +0.09 | buy |
| Diametric Capital, LP | 0 | 52,452 | +52,452 | 0.00 | 0.04 | +0.04 | buy |
| ALPS ADVISORS INC | 0 | 39,483 | +39,483 | 0.00 | 0.00 | +0.00 | buy |
| R Squared Ltd | 0 | 21,857 | +21,857 | 0.00 | 0.03 | +0.03 | buy |
| Apella Capital, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 13,277 | +13,277 | 0.00 | 0.00 | +0.00 | buy |
| MACQUARIE GROUP LTD | 0 | 5,208 | +5,208 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 0 | 1,922 | +1,922 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 1,494 | +1,494 | 0.00 | 0.00 | +0.00 | buy |
| MCF Advisors LLC | 0 | 1,367 | +1,367 | 0.00 | 0.00 | +0.00 | buy |
| Newbridge Financial Services Group, Inc. | 0 | 846 | +846 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 441 | +441 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 329 | +329 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 261 | +261 | 0.00 | 0.00 | +0.00 | buy |
| Compagnie Lombard Odier SCmA | 0 | 219 | +219 | 0.00 | 0.00 | +0.00 | buy |
| Golden State Wealth Management, LLC | 0 | 197 | +197 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 0 | 53 | +53 | 0.00 | 0.00 | +0.00 | buy |