| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 749,999 | 749,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hatteras Investment Partners, LP | 0 | 562,749 | +562,749 | 0.00 | 100.00 | +100.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 562,494 | 562,494 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 487,500 | 487,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 379,725 | 379,725 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Exos Asset Management LLC | 366,796 | 366,796 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 210,024 | 210,024 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 187,500 | 187,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 240,300 | 150,000 | -90,300 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 127,839 | 115,039 | -12,800 | 0.00 | 0.00 | -0.00 | sell |
| Empyrean Capital Partners, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Trading LLC | 71,908 | 64,708 | -7,200 | 0.00 | 0.00 | +0.00 | sell |
| Cruiser Capital Advisors, LLC | 48,750 | 48,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VANGUARD GROUP INC | 0 | 33,993 | +33,993 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 22,235 | 22,235 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 19,500 | 19,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ancora Advisors LLC | 16,773 | 15,273 | -1,500 | 0.00 | 0.00 | +0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 13,149 | +13,149 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 12,741 | +12,741 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 10,569 | +10,569 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 0 | 10,200 | +10,200 | 0.00 | 0.00 | +0.00 | buy |
| Ausdal Financial Partners, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 0 | 4,674 | +4,674 | 0.00 | 0.00 | +0.00 | buy |
| Newbridge Financial Services Group, Inc. | 0 | 302 | +302 | 0.00 | 0.00 | +0.00 | buy |
| Q Global Advisors, LLC | 189,513 | 0 | -189,513 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 104,385 | 0 | -104,385 | 0.00 | 0.00 | -0.00 | sell |
| CLEAR STREET LLC | 170,583 | 0 | -170,583 | 0.00 | 0.00 | -0.00 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |