| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 749,999 | 749,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hatteras Investment Partners, LP | 562,749 | 562,749 | 0 | 100.00 | 100.00 | 0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 562,494 | 562,494 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 379,725 | 379,725 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Exos Asset Management LLC | 366,796 | 366,796 | 0 | 0.00 | 0.31 | +0.30 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 210,024 | 210,024 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 187,500 | 187,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Walleye Capital LLC | 115,039 | 115,039 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Empyrean Capital Partners, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Walleye Trading LLC | 64,708 | 64,708 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HighPoint Advisor Group LLC | 0 | 61,000 | +61,000 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 0 | 59,554 | +59,554 | 0.00 | 0.00 | +0.00 | buy |
| Cruiser Capital Advisors, LLC | 48,750 | 48,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 10,200 | 24,300 | +14,100 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 22,235 | 22,235 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ausdal Financial Partners, Inc. | 0 | 20,162 | +20,162 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 19,500 | 19,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 10,569 | 17,550 | +6,981 | 0.00 | 0.00 | -0.00 | buy |
| Ancora Advisors LLC | 15,273 | 15,273 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 13,149 | 14,149 | +1,000 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 33,993 | 12,378 | -21,615 | 0.00 | 0.00 | -0.00 | sell |
| Ausdal Financial Partners, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 4,674 | 5,348 | +674 | 0.00 | 0.00 | -0.00 | buy |
| Financial Management Professionals, Inc. | 0 | 406 | +406 | 0.00 | 0.00 | 0.00 | buy |
| Newbridge Financial Services Group, Inc. | 302 | 188 | -114 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 12,741 | 0 | -12,741 | 0.00 | 0.00 | -0.00 | sell |
| LMR Partners LLP | 487,500 | 0 | -487,500 | 0.00 | 0.00 | -0.00 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |