| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LMR Partners LLP | 0 | 487,500 | +487,500 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Trading LLC | 64,708 | 161,673 | +96,965 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 24,300 | 72,500 | +48,200 | 0.00 | 0.00 | +0.00 | buy |
| Ausdal Financial Partners, Inc. | 20,162 | 63,379 | +43,217 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 37,904 | +37,904 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 13,205 | +13,205 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 14,149 | 24,149 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 17,550 | 24,365 | +6,815 | 0.00 | 0.00 | -0.00 | buy |
| CLEAR STREET LLC | 0 | 184 | +184 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 19,500 | 19,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VANGUARD GROUP INC | 12,378 | 12,378 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 67,109 | 67,109 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 22,235 | 22,235 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 210,024 | 210,024 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 187,500 | 187,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Empyrean Capital Partners, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ancora Advisors LLC | 15,273 | 15,273 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 562,494 | 562,494 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Financial Management Professionals, Inc. | 406 | 406 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 749,999 | 749,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hatteras Investment Partners, LP | 562,749 | 562,749 | 0 | 100.00 | 100.00 | 0.00 | hold |
| HighPoint Advisor Group LLC | 61,000 | 61,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ausdal Financial Partners, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cruiser Capital Advisors, LLC | 48,750 | 48,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Exos Asset Management LLC | 366,796 | 366,796 | 0 | 0.31 | 0.65 | +0.35 | hold |
| Newbridge Financial Services Group, Inc. | 188 | 188 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legacy Investment Solutions, LLC | 2,480 | 2,480 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legacy Wealth Managment, LLC/ID | 2,480 | 2,480 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| GOLDMAN SACHS GROUP INC | 379,725 | 379,725 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE STREET CORP | 59,554 | 59,554 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 5,348 | 5,334 | -14 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 10,868 | 0 | -10,868 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 150,000 | 125,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 115,039 | 17,874 | -97,165 | 0.00 | 0.00 | -0.00 | sell |