| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Stonepine Capital Management, LLC | 0 | 483,647 | +483,647 | 0.00 | 0.39 | +0.39 | buy |
| SG Americas Securities, LLC | 475,862 | 822,041 | +346,179 | 0.00 | 0.00 | +0.00 | buy |
| Ground Swell Capital, LLC | 0 | 63,730 | +63,730 | 0.00 | 0.12 | +0.12 | buy |
| HBK Sorce Advisory LLC | 0 | 46,060 | +46,060 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 109,209 | 120,909 | +11,700 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 13,087 | 15,991 | +2,904 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 814 | 3,229 | +2,415 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 63,800 | 63,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 22,037 | 22,037 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 28,760 | 28,760 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 74,723 | 74,723 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Freestone Capital Holdings, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Aberdeen Group plc | 162,580 | 162,580 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Vermillion Wealth Management, Inc. | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HHLR ADVISORS, LTD. | 5,980,568 | 5,980,568 | 0 | 0.18 | 0.14 | -0.04 | hold |
| SBI Securities Co., Ltd. | 905 | 905 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARCLAYS PLC | 30,370 | 30,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 58,358 | 58,358 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CITIGROUP INC | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 10,685 | 10,685 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RHUMBLINE ADVISERS | 1,367 | 361 | -1,006 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 1,191 | 0 | -1,191 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 97,749 | 61,478 | -36,271 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 430,800 | 363,200 | -67,600 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 330,206 | 210,366 | -119,840 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 140,100 | 0 | -140,100 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 3,543,384 | 0 | -3,543,384 | 0.00 | 0.00 | -0.00 | sell |