| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Candriam S.C.A. | 0 | 1,132,563 | +1,132,563 | 0.00 | 0.02 | +0.02 | buy |
| UBS Group AG | 0 | 184,845 | +184,845 | 0.00 | 0.00 | +0.00 | buy |
| Ariose Capital Management Ltd | 0 | 96,455 | +96,455 | 0.00 | 0.15 | +0.15 | buy |
| SG Americas Securities, LLC | 822,041 | 876,353 | +54,312 | 0.00 | 0.01 | +0.01 | buy |
| CreativeOne Wealth, LLC | 0 | 37,430 | +37,430 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 22,037 | 54,562 | +32,525 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 27,800 | +27,800 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 12,821 | +12,821 | 0.00 | 0.00 | +0.00 | buy |
| BAXTER BROS INC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 15,991 | 25,110 | +9,119 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 120,909 | 122,405 | +1,496 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 1,248 | +1,248 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 28,760 | 28,760 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 74,723 | 74,723 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Freestone Capital Holdings, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HHLR ADVISORS, LTD. | 5,980,568 | 5,980,568 | 0 | 0.14 | 0.47 | +0.33 | hold |
| BARCLAYS PLC | 30,370 | 30,370 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 58,358 | 58,358 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 50 | 50 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 10,685 | 10,682 | -3 | 0.00 | 0.00 | +0.00 | sell |
| RHUMBLINE ADVISERS | 361 | 333 | -28 | 0.00 | 0.00 | +0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 63,800 | 63,700 | -100 | 0.00 | 0.00 | +0.00 | sell |
| Vermillion Wealth Management, Inc. | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 905 | 305 | -600 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 3,229 | 0 | -3,229 | 0.00 | 0.00 | -0.00 | sell |
| Aberdeen Group plc | 162,580 | 136,471 | -26,109 | 0.00 | 0.00 | +0.00 | sell |
| HBK Sorce Advisory LLC | 46,060 | 0 | -46,060 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 61,478 | 0 | -61,478 | 0.00 | 0.00 | -0.00 | sell |
| Ground Swell Capital, LLC | 63,730 | 0 | -63,730 | 0.12 | 0.00 | -0.12 | sell |
| TWO SIGMA INVESTMENTS, LP | 210,366 | 113,262 | -97,104 | 0.00 | 0.00 | +0.00 | sell |
| TWO SIGMA ADVISERS, LP | 363,200 | 209,383 | -153,817 | 0.00 | 0.00 | +0.00 | sell |
| Stonepine Capital Management, LLC | 483,647 | 0 | -483,647 | 0.39 | 0.00 | -0.39 | sell |