| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SG Americas Securities, LLC | 0 | 4,030,740 | +4,030,740 | 0.00 | 0.10 | +0.10 | buy |
| VAN ECK ASSOCIATES CORP | 2,374,354 | 4,550,161 | +2,175,807 | 0.01 | 0.02 | +0.01 | buy |
| Tidal Investments LLC | 2,812,294 | 4,689,297 | +1,877,003 | 0.16 | 0.26 | +0.10 | buy |
| GROUP ONE TRADING LLC | 785,032 | 2,159,411 | +1,374,379 | 0.06 | 0.16 | +0.10 | buy |
| NOMURA HOLDINGS INC | 81,368 | 1,271,925 | +1,190,557 | 0.00 | 0.03 | +0.02 | buy |
| JANE STREET GROUP, LLC | 131,675 | 1,064,691 | +933,016 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 877,288 | +877,288 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 30,346 | 788,243 | +757,897 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 1,035,482 | 1,782,634 | +747,152 | 0.00 | 0.01 | +0.00 | buy |
| Hel Ved Capital Management Ltd | 0 | 716,600 | +716,600 | 0.00 | 0.49 | +0.49 | buy |
| Baader Bank Aktiengesellschaft | 96,557 | 736,247 | +639,690 | 0.01 | 0.14 | +0.13 | buy |
| Ariose Capital Management Ltd | 0 | 458,700 | +458,700 | 0.00 | 0.41 | +0.41 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 418,200 | +418,200 | 0.00 | 0.01 | +0.01 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 1,857,395 | 2,256,869 | +399,474 | 0.10 | 0.14 | +0.04 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 725,247 | 967,979 | +242,732 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 461,696 | 698,360 | +236,664 | 0.00 | 0.00 | +0.00 | buy |
| CloudAlpha Capital Management Limited/Hong Kong | 0 | 193,000 | +193,000 | 0.00 | 0.06 | +0.06 | buy |
| IMC-Chicago, LLC | 0 | 158,780 | +158,780 | 0.00 | 0.01 | +0.01 | buy |
| GTS SECURITIES LLC | 89,479 | 245,455 | +155,976 | 0.00 | 0.01 | +0.01 | buy |
| Squarepoint Ops LLC | 0 | 152,213 | +152,213 | 0.00 | 0.00 | +0.00 | buy |
| AE Wealth Management LLC | 35,701 | 106,965 | +71,264 | 0.00 | 0.00 | +0.00 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 0 | 68,940 | +68,940 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 60,969 | 127,507 | +66,538 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 66,302 | +66,302 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 54,478 | +54,478 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 52,368 | +52,368 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 681,087 | 727,196 | +46,109 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 16,680 | 56,358 | +39,678 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 39,132 | +39,132 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 29,024 | +29,024 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 0 | 21,000 | +21,000 | 0.00 | 0.01 | +0.01 | buy |
| WOLVERINE TRADING, LLC | 0 | 19,208 | +19,208 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 18,916 | +18,916 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 18,672 | +18,672 | 0.00 | 0.00 | +0.00 | buy |
| Belvedere Trading LLC | 0 | 12,875 | +12,875 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 6,395 | +6,395 | 0.00 | 0.00 | +0.00 | buy |
| MACROVIEW INVESTMENT MANAGEMENT LLC | 0 | 520 | +520 | 0.00 | 0.00 | +0.00 | buy |
| Cape Investment Advisory, Inc. | 0 | 404 | +404 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 8,748 | 8,748 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3 | 3 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 1,472 | 1,472 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SIGNATUREFD, LLC | 1,003 | 1,003 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CWM, LLC | 120 | 120 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Polunin Capital Partners Ltd | 1,412,141 | 1,412,141 | 0 | 0.58 | 0.61 | +0.03 | hold |
| IFP Advisors, Inc | 303 | 303 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ridgewood Investments LLC | 19,500 | 19,500 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Cornerstone Planning Group LLC | 535 | 535 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Blue Trust, Inc. | 10 | 10 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Farther Finance Advisors, LLC | 1,632 | 1,632 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Legal & General Group Plc | 11,899 | 11,899 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 11,097 | 11,097 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LAZARD ASSET MANAGEMENT LLC | 470 | 400 | -70 | 0.00 | 0.00 | 0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 74,832 | 72,614 | -2,218 | 0.01 | 0.01 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 59,568 | 55,608 | -3,960 | 0.00 | 0.00 | +0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 17,704 | 10,101 | -7,603 | 0.00 | 0.00 | -0.00 | sell |
| Vident Advisory, LLC | 191,080 | 181,048 | -10,032 | 0.01 | 0.01 | -0.00 | sell |
| Vanguard Personalized Indexing Management, LLC | 10,930 | 0 | -10,930 | 0.00 | 0.00 | -0.00 | sell |
| PROFUND ADVISORS LLC | 13,452 | 0 | -13,452 | 0.00 | 0.00 | -0.00 | sell |
| CI INVESTMENTS INC. | 15,505 | 0 | -15,505 | 0.00 | 0.00 | -0.00 | sell |
| Impact Partnership Wealth, LLC | 35,554 | 19,204 | -16,350 | 0.02 | 0.02 | -0.00 | sell |
| Pictet Asset Management Holding SA | 43,700 | 27,000 | -16,700 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 17,732 | 0 | -17,732 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 17,807 | 0 | -17,807 | 0.00 | 0.00 | -0.00 | sell |
| QRG CAPITAL MANAGEMENT, INC. | 17,896 | 0 | -17,896 | 0.00 | 0.00 | -0.00 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 100,218 | 75,361 | -24,857 | 0.00 | 0.00 | -0.00 | sell |
| Greystone Financial Group, LLC | 26,902 | 0 | -26,902 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA SECURITIES, LLC | 30,277 | 0 | -30,277 | 0.00 | 0.00 | -0.00 | sell |
| Vontobel Holding Ltd. | 41,076 | 0 | -41,076 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL PLC | 73,020 | 0 | -73,020 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 75,512 | 0 | -75,512 | 0.01 | 0.00 | -0.01 | sell |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 303,684 | 215,983 | -87,701 | 0.00 | 0.00 | -0.00 | sell |
| GMT CAPITAL CORP | 98,400 | 0 | -98,400 | 0.01 | 0.00 | -0.01 | sell |
| SRN Advisors, LLC | 900,536 | 704,921 | -195,615 | 1.62 | 1.46 | -0.16 | sell |
| VANGUARD GROUP INC | 6,286,878 | 5,755,912 | -530,966 | 0.00 | 0.00 | +0.00 | sell |
| STATE STREET CORP | 3,325,205 | 1,070,274 | -2,254,931 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 3,702,627 | 353,581 | -3,349,046 | 0.00 | 0.00 | -0.00 | sell |