Stock Transactions — CARRIER GLOBAL CORP

Total Bought
40,947,156
535 transactions
Total Sold
46,489,204
607 transactions
Net
-5,542,048
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
JPMORGAN CHASE & CO5,229,53522,600,800+17,371,2650.030.12+0.09buy
MORGAN STANLEY9,596,02813,729,809+4,133,7810.050.06+0.02buy
Capital International Investors81,063,46484,827,130+3,763,6661.041.00-0.05buy
Impax Asset Management Group plc3,306,8774,410,205+1,103,3280.760.98+0.22buy
JANE STREET GROUP, LLC316,8561,284,260+967,4040.020.10+0.07buy
Pictet Asset Management Holding SA4,954,2035,643,433+689,2300.310.36+0.04buy
Qube Research & Technologies Ltd1,933,9172,571,577+637,6600.250.27+0.02buy
SUMMITRY LLC0629,059+629,0590.001.92+1.92buy
LOS ANGELES CAPITAL MANAGEMENT LLC977,3371,586,408+609,0710.210.31+0.11buy
GEODE CAPITAL MANAGEMENT, LLC18,462,72718,973,840+511,1130.110.10-0.01buy
VANGUARD GROUP INC93,823,15194,289,980+466,8290.120.11-0.01buy
RENAISSANCE TECHNOLOGIES LLC0375,400+375,4000.000.03+0.03buy
GREAT LAKES ADVISORS, LLC151,388526,041+374,6530.080.26+0.18buy
Fisher Asset Management, LLC13,307,23113,680,380+373,1490.400.37-0.03buy
OFI INVEST ASSET MANAGEMENT524346,436+345,9120.000.51+0.50buy
ADAGE CAPITAL PARTNERS GP, L.L.C.0344,538+344,5380.000.04+0.04buy
Waratah Capital Advisors Ltd.133,124467,173+334,0490.441.39+0.95buy
Ceredex Value Advisors LLC538,050859,200+321,1500.540.87+0.34buy
UBS Group AG1,618,5791,889,067+270,4880.040.04-0.00buy
Grantham, Mayo, Van Otterloo & Co. LLC0268,500+268,5000.000.06+0.06buy
D. E. Shaw & Co., Inc.72,298301,726+229,4280.010.02+0.02buy
DekaBank Deutsche Girozentrale1,048,9181,256,533+207,6150.120.13+0.01buy
Canoe Financial LP0201,350+201,3500.000.14+0.14buy
STIFEL FINANCIAL CORP380,297563,396+183,0990.030.04+0.01buy
GABELLI FUNDS LLC250,420432,652+182,2320.110.19+0.07buy
TWINBEECH CAPITAL LP51,809218,891+167,0820.050.26+0.21buy
AXA S.A.489,507654,360+164,8530.090.11+0.02buy
BNP Paribas Asset Management Holding S.A.260,080390,272+130,1920.040.06+0.02buy
Varma Mutual Pension Insurance Co85,014213,114+128,1000.050.11+0.05buy
Northwest & Ethical Investments L.P.281,110408,357+127,2470.500.68+0.19buy
Graham Capital Management, L.P.64,429190,833+126,4040.120.32+0.20buy
VOYA INVESTMENT MANAGEMENT LLC301,315426,874+125,5590.020.02+0.01buy
CONTRAVISORY INVESTMENT MANAGEMENT, INC.7,737132,694+124,9570.111.71+1.60buy
Mitsubishi UFJ Asset Management Co., Ltd.892,2601,016,827+124,5670.090.08-0.00buy
Cetera Investment Advisers46,499162,952+116,4530.020.02+0.00buy
MACKENZIE FINANCIAL CORP563,348675,750+112,4020.050.06+0.01buy
Hemenway Trust Co LLC0108,170+108,1700.000.54+0.54buy
Alyeska Investment Group, L.P.34,014136,615+102,6010.010.05+0.04buy
EVOKE WEALTH, LLC095,154+95,1540.000.16+0.16buy
HITE Hedge Asset Management LLC092,473+92,4730.000.54+0.54buy
Hilton Capital Management, LLC089,240+89,2400.000.46+0.46buy
TWO SIGMA INVESTMENTS, LP33,300118,300+85,0000.000.02+0.01buy
SOROS FUND MANAGEMENT LLC084,716+84,7160.000.11+0.11buy
Capital International Sarl606,235686,671+80,4361.301.32+0.02buy
PRUDENTIAL FINANCIAL INC622,572702,581+80,0090.050.06+0.00buy
WELLS FARGO & COMPANY/MN1,208,0011,285,836+77,8350.020.02+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP077,175+77,1750.000.00+0.00buy
Magnetar Financial LLC076,433+76,4330.000.10+0.10buy
Crescent Grove Advisors, LLC074,771+74,7710.000.45+0.45buy
Squarepoint Ops LLC22,73694,412+71,6760.010.02+0.02buy
Legacy CG, LLC068,649+68,6490.001.45+1.45buy
CAPITAL INTERNATIONAL LTD /CA/491,021559,608+68,5871.451.56+0.11buy
ALPINE WOODS CAPITAL INVESTORS, LLC51,079119,200+68,1210.441.46+1.02buy
Capital International, Inc./CA/1,015,7841,082,659+66,8750.910.85-0.06buy
JANUS HENDERSON GROUP PLC228,641294,437+65,7960.010.01+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC4,628,3894,693,859+65,4700.070.06-0.00buy
ING GROEP NV9,26872,886+63,6180.000.03+0.02buy
LECAP ASSET MANAGEMENT LTD18,73682,349+63,6130.391.00+0.60buy
AMERIPRISE FINANCIAL INC913,965975,575+61,6100.020.02-0.00buy
BROOKFIELD Corp /ON/060,410+60,4100.000.02+0.02buy
Gates Capital Management, Inc.3,061,7633,121,763+60,0005.835.34-0.49buy
NBT BANK N A /NY12456,387+56,2630.000.24+0.24buy
STRS OHIO278,373330,512+52,1390.070.08+0.01buy
GAMCO INVESTORS, INC. ET AL121,363171,045+49,6820.070.10+0.03buy
SOMERVILLE KURT F049,580+49,5800.000.49+0.49buy
Simplicity Wealth,LLC048,972+48,9720.000.07+0.07buy
Tredje AP-fonden506,957553,000+46,0430.360.33-0.03buy
LPL Financial LLC511,453555,941+44,4880.020.02-0.00buy
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.27,44871,071+43,6230.020.05+0.03buy
NOMURA HOLDINGS INC16,93259,939+43,0070.010.03+0.02buy
NORDEA INVESTMENT MANAGEMENT AB779,952822,954+43,0020.060.06-0.00buy
ASSETMARK, INC192,700235,562+42,8620.040.04+0.00buy
SG Americas Securities, LLC54,03496,727+42,6930.030.03-0.01buy
BLAIR WILLIAM & CO/IL110,019149,758+39,7390.020.03+0.01buy
MARSHALL WACE, LLP039,700+39,7000.000.00+0.00buy
SIMPLEX TRADING, LLC038,911+38,9110.000.07+0.07buy
Sagefield Capital LP98,586136,986+38,4000.730.97+0.24buy
Russell Investments Group, Ltd.1,489,6861,527,839+38,1530.150.14-0.01buy
AIA Group Ltd98,959135,222+36,2630.230.26+0.02buy
Quadrature Capital Ltd034,718+34,7180.000.03+0.03buy
Venture Visionary Partners LLC11,71545,173+33,4580.040.12+0.09buy
PUZO MICHAEL J032,143+32,1430.000.52+0.52buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management144,034175,592+31,5580.280.32+0.04buy
National Pension Service1,743,2961,774,733+31,4370.140.12-0.02buy
Taikang Asset Management (Hong Kong) Co Ltd031,000+31,0000.000.38+0.38buy
IMC-Chicago, LLC030,632+30,6320.000.06+0.06buy
WBI INVESTMENTS, LLC030,423+30,4230.000.37+0.37buy
Banque Cantonale Vaudoise33,09263,412+30,3200.080.14+0.06buy
Cerity Partners LLC75,834106,041+30,2070.010.02+0.00buy
Robeco Institutional Asset Management B.V.73,599103,608+30,0090.010.01+0.00buy
Skandinaviska Enskilda Banken AB (publ)587,738617,733+29,9950.200.18-0.02buy
AZZAD ASSET MANAGEMENT INC /ADV028,638+28,6380.000.19+0.19buy
Dakota Wealth Management028,348+28,3480.000.04+0.04buy
NIA IMPACT ADVISORS, LLC027,701+27,7010.000.64+0.64buy
New England Research & Management, Inc.6,22533,550+27,3250.190.96+0.77buy
B. Riley Wealth Advisors, Inc.13,32940,429+27,1000.020.06+0.04buy
ENVESTNET ASSET MANAGEMENT INC2,532,6772,558,760+26,0830.060.06-0.00buy
Plato Investment Management Ltd51526,381+25,8660.040.16+0.12buy
Andrew Hill Investment Advisors, Inc.36,21761,725+25,5082.173.17+1.00buy
ExodusPoint Capital Management, LP025,442+25,4420.000.02+0.02buy
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