Stock TransactionsCARRIER GLOBAL CORPORATION

Total Bought
32,187,211
497 transactions
Total Sold
52,457,846
523 transactions
Net
-20,270,635
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Wealthfront Advisers LLC5,000,00095,259+4,904,7410.000.020.00sell
Capital Research Global Investors75,499,50580,374,219+4,874,7141.061.11+0.05buy
BROWN ADVISORY INC5,296,5779,673,979+4,377,4020.460.88+0.42buy
SCHRODER INVESTMENT MANAGEMENT GROUP3,133,7626,512,123+3,378,3610.210.42+0.21buy
Squarepoint Ops LLC269,1413,214,508+2,945,3670.050.55+0.50buy
ALLIANCEBERNSTEIN L.P.2,666,9334,318,806+1,651,8730.060.10+0.04buy
D. E. Shaw & Co., Inc.703,7232,006,629+1,302,9060.060.17+0.11buy
UBS Group AG3,463,0654,358,329+895,2640.060.07+0.01buy
VICTORY CAPITAL MANAGEMENT INC3,655,0804,512,774+857,6940.250.30+0.05buy
Assenagon Asset Management S.A.64,669741,177+676,5080.010.08+0.08buy
MILLENNIUM MANAGEMENT LLC883,9381,507,816+623,8780.070.12+0.05buy
Artisan Partners Limited Partnership2,432,7783,027,934+595,1560.250.31+0.06buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/800,6851,386,050+585,3650.020.03+0.01buy
ExodusPoint Capital Management, LP279,577779,470+499,8930.200.66+0.46buy
PineStone Asset Management Inc.4,205,8474,698,516+492,6692.692.25-0.44buy
FIDUCIARY MANAGEMENT INC /WI/3,223,2563,673,206+449,9502.052.25+0.20buy
SUMMITRY LLC531,044973,638+442,5941.783.12+1.34buy
Trexquant Investment LP67,219468,145+400,9260.060.36+0.30buy
ROYAL BANK OF CANADA2,941,3453,282,652+341,3070.050.050.00buy
ENVESTNET ASSET MANAGEMENT INC2,346,4282,651,545+305,1170.050.06+0.00buy
RAYMOND JAMES FINANCIAL INC1,588,5281,884,433+295,9050.040.05+0.01buy
DIMENSIONAL FUND ADVISORS LP4,736,1485,028,949+292,8010.090.09+0.00buy
Fisher Asset Management, LLC14,313,33114,600,500+287,1690.390.40+0.01buy
CANADA PENSION PLAN INVESTMENT BOARD79,500358,153+278,6530.010.02+0.02buy
Connor, Clark & Lunn Investment Management Ltd.51,432327,270+275,8380.020.09+0.08buy
SEI INVESTMENTS CO826,2661,102,095+275,8290.080.09+0.02buy
National Pension Service2,171,2332,434,095+262,8620.140.15+0.01buy
PUBLIC SECTOR PENSION INVESTMENT BOARD107,417344,407+236,9900.030.10+0.06buy
BNP Paribas Asset Management Holding S.A.311,269539,729+228,4600.050.09+0.04buy
US BANCORP \DE\332,319509,215+176,8960.030.04+0.01buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main19,771196,605+176,8340.000.01+0.01buy
Ensign Peak Advisors, Inc1,314,1801,473,778+159,5980.160.18+0.02buy
M&G Plc209,323348,442+139,1190.090.11+0.02buy
AVIVA PLC791,419917,497+126,0780.140.14+0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.1,366,1571,482,304+116,1470.090.09-0.01buy
Janney Montgomery Scott LLC157,633271,795+114,1620.030.05+0.02buy
Invesco Ltd.5,057,1485,165,203+108,0550.070.07-0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS47,923155,573+107,6500.010.04+0.03buy
MACQUARIE GROUP LTD778,589880,780+102,1910.060.07+0.01buy
Russell Investments Group, Ltd.1,748,9631,845,290+96,3270.170.17-0.00buy
Aptus Capital Advisors, LLC9,634100,792+91,1580.010.07+0.06buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC477,158552,713+75,5550.060.07+0.01buy
PineBridge Investments, L.P.54,496128,908+74,4120.030.07+0.04buy
ASSETMARK, INC330,537397,501+66,9640.060.07+0.01buy
NATIONAL BANK OF CANADA /FI/382,583449,472+66,8890.030.03-0.00buy
LPL Financial LLC568,482634,487+66,0050.020.02-0.00buy
MML INVESTORS SERVICES, LLC143,612201,807+58,1950.040.04+0.01buy
NORGES BANK8,614,5548,669,208+54,6540.080.08-0.00buy
ROYAL LONDON ASSET MANAGEMENT LTD373,079420,489+47,4100.060.06+0.00buy
Ilmarinen Mutual Pension Insurance Co143,000188,000+45,0000.080.11+0.02buy
STATE OF WISCONSIN INVESTMENT BOARD470,171512,408+42,2370.090.09+0.00buy
Cerity Partners LLC130,809172,901+42,0920.020.02+0.00buy
Steward Partners Investment Advisory, LLC111,270153,065+41,7950.070.09+0.02buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.96,127137,104+40,9770.010.02+0.00buy
Hemenway Trust Co LLC328,789369,426+40,6371.821.91+0.09buy
Lincoln Capital LLC119,065159,324+40,2591.711.98+0.27buy
Quantinno Capital Management LP65,097103,946+38,8490.050.04-0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC6,930,0616,968,294+38,2330.110.12+0.00buy
JONES FINANCIAL COMPANIES LLLP94,995130,701+35,7060.010.01+0.00buy
Creative Planning450,016483,182+33,1660.030.03-0.00buy
Sone Capital Management, LLC28,95262,109+33,1570.250.41+0.16buy
Waratah Capital Advisors Ltd.530,572563,336+32,7641.220.96-0.26buy
SEGALL BRYANT & HAMILL, LLC241,805273,589+31,7840.230.27+0.04buy
CAPITAL MANAGEMENT CORP /VA86,909118,489+31,5801.061.30+0.24buy
Crescent Grove Advisors, LLC74,771104,643+29,8720.510.69+0.18buy
Vident Advisory, LLC224,637254,180+29,5430.270.24-0.03buy
CARY STREET PARTNERS FINANCIAL LLC56,64785,618+28,9710.130.17+0.05buy
Asset Management One Co., Ltd.475,850504,362+28,5120.110.11-0.00buy
Lifeworks Advisors, LLC11,73539,536+27,8010.140.42+0.27buy
FIDUCIARY TRUST CO88,103115,044+26,9410.080.10+0.02buy
Allianz Asset Management GmbH98,168125,096+26,9280.010.01+0.00buy
LIBERTY WEALTH MANAGEMENT LLC3,18930,113+26,9240.040.030.00buy
Envestnet Portfolio Solutions, Inc.33,97160,565+26,5940.010.01+0.01buy
Lombard Odier Asset Management (Switzerland) SA23,86748,991+25,1240.120.18+0.06buy
HSBC HOLDINGS PLC1,395,4001,420,275+24,8750.060.06+0.00buy
J.W. COLE ADVISORS, INC.14,46939,287+24,8180.040.08+0.04buy
Mandatum Life Insurance Co Ltd41,90066,715+24,8150.851.30+0.45buy
SYNOVUS FINANCIAL CORP56,00480,754+24,7500.050.07+0.02buy
Broderick Brian C88,162112,847+24,6851.181.46+0.28buy
PROFESSIONAL ADVISORY SERVICES INC295,627320,273+24,6462.792.84+0.06buy
NOMURA ASSET MANAGEMENT CO LTD239,956264,329+24,3730.050.05+0.00buy
DEUTSCHE BANK AG\2,400,5842,424,534+23,9500.070.06-0.00buy
Lido Advisors, LLC23,09446,938+23,8440.010.02+0.01buy
Graham Capital Management, L.P.142,538165,826+23,2880.300.34+0.04buy
Robeco Institutional Asset Management B.V.16,81839,923+23,1050.000.00+0.00buy
GREAT LAKES ADVISORS, LLC664,311686,229+21,9180.390.39+0.00buy
AVITY INVESTMENT MANAGEMENT INC.307,003328,815+21,8121.641.68+0.04buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC72,27093,785+21,5150.040.05+0.01buy
Foster Victor Wealth Advisors, LLC148,117169,263+21,1460.790.81+0.02buy
Tidal Investments LLC123,471144,184+20,7130.070.08+0.01buy
Pathstone Holdings, LLC124,055142,759+18,7040.040.04+0.00buy
Resona Asset Management Co.,Ltd.243,828262,122+18,2940.100.10-0.00buy
TOCQUEVILLE ASSET MANAGEMENT L.P.340,840358,813+17,9730.360.37+0.01buy
QRG CAPITAL MANAGEMENT, INC.73,26691,108+17,8420.050.06+0.01buy
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.66,44882,617+16,1690.050.05+0.00buy
AIA Group Ltd170,538186,373+15,8350.280.29+0.01buy
SOMERVILLE KURT F147,645163,137+15,4921.691.80+0.11buy
RHUMBLINE ADVISERS1,480,9881,496,330+15,3420.100.09-0.00buy
Treasurer of the State of North Carolina369,016384,006+14,9900.100.10-0.00buy
PUZO MICHAEL J101,577115,400+13,8231.942.10+0.16buy
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