Stock Transactions — CARRIER GLOBAL CORP

Total Bought
37,159,270
561 transactions
Total Sold
54,520,526
610 transactions
Net
-17,361,256
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
JPMORGAN CHASE & CO22,600,80030,407,202+7,806,4020.120.17+0.05buy
Capital Research Global Investors92,329,82295,476,992+3,147,1701.211.32+0.11buy
SCHRODER INVESTMENT MANAGEMENT GROUP128,3772,926,356+2,797,9790.010.20+0.19buy
CITADEL ADVISORS LLC02,220,323+2,220,3230.000.14+0.14buy
PRICE T ROWE ASSOCIATES INC /MD/4,033,9415,889,474+1,855,5330.030.04+0.02buy
MILLENNIUM MANAGEMENT LLC148,3471,839,340+1,690,9930.010.10+0.09buy
ALLIANCEBERNSTEIN L.P.1,141,5312,723,617+1,582,0860.020.06+0.04buy
PineStone Asset Management Inc.2,677,6774,054,896+1,377,2192.482.71+0.24buy
FMR LLC5,280,6446,408,164+1,127,5200.020.03+0.01buy
Point72 Asset Management, L.P.0926,047+926,0470.000.19+0.19buy
NORGES BANK7,347,3068,034,121+686,8150.070.08+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC5,232,7105,882,181+649,4710.110.11-0.00buy
BROWN ADVISORY INC1,670,0682,219,873+549,8050.130.18+0.05buy
NEW YORK STATE COMMON RETIREMENT FUND906,3471,451,571+545,2240.070.12+0.05buy
GREAT LAKES ADVISORS, LLC162,526670,066+507,5400.080.38+0.29buy
Albar Capital Ltd0389,205+389,2050.003.74+3.74buy
HSBC HOLDINGS PLC1,142,3571,497,304+354,9470.050.06+0.01buy
HRT FINANCIAL LP0348,304+348,3040.000.12+0.12buy
ExodusPoint Capital Management, LP25,442367,118+341,6760.020.25+0.24buy
CITIGROUP INC612,985939,760+326,7750.040.06+0.02buy
Fisher Asset Management, LLC13,680,38013,997,571+317,1910.370.38+0.01buy
BARCLAYS PLC2,276,9722,588,855+311,8830.060.07+0.02buy
VANGUARD GROUP INC94,289,98094,578,506+288,5260.110.11+0.01buy
DekaBank Deutsche Girozentrale1,256,5331,497,200+240,6670.130.17+0.04buy
Williams Jones Wealth Management, LLC.33,544269,992+236,4480.020.21+0.19buy
GOLDMAN SACHS GROUP INC4,048,5864,278,189+229,6030.050.05+0.00buy
Hudson Bay Capital Management LP0226,000+226,0000.000.11+0.11buy
Pictet Asset Management Holding SA5,643,4335,862,622+219,1890.360.42+0.07buy
PineBridge Investments, L.P.26,355243,887+217,5320.010.12+0.11buy
Woodline Partners LP17,051216,779+199,7280.010.13+0.12buy
AVIVA PLC594,032786,893+192,8610.110.14+0.02buy
STRS OHIO330,512494,573+164,0610.080.12+0.05buy
Walleye Capital LLC1,492158,112+156,6200.000.10+0.10buy
DIMENSIONAL FUND ADVISORS LP4,151,1554,298,990+147,8350.070.07+0.01buy
Mitsubishi UFJ Asset Management Co., Ltd.1,016,8271,155,609+138,7820.080.09+0.01buy
MOORE CAPITAL MANAGEMENT, LP0123,149+123,1490.000.17+0.17buy
AVITY INVESTMENT MANAGEMENT INC.6,269123,254+116,9850.030.63+0.60buy
Vontobel Holding Ltd.618,465732,750+114,2850.290.15-0.14buy
SOROS FUND MANAGEMENT LLC84,716195,730+111,0140.110.28+0.16buy
Foster Victor Wealth Advisors, LLC0110,479+110,4790.000.65+0.65buy
Parallax Volatility Advisers, L.P.17,657122,852+105,1950.030.20+0.17buy
CANADA LIFE ASSURANCE Co903,3991,004,658+101,2590.110.12+0.01buy
OFI INVEST ASSET MANAGEMENT346,436445,203+98,7670.510.70+0.19buy
SHELTON CAPITAL MANAGEMENT5,165101,165+96,0000.010.17+0.17buy
Hemenway Trust Co LLC108,170203,815+95,6450.541.10+0.56buy
Verition Fund Management LLC32,842124,828+91,9860.020.06+0.04buy
Grantham, Mayo, Van Otterloo & Co. LLC268,500357,500+89,0000.060.08+0.02buy
Point72 (DIFC) Ltd079,649+79,6490.000.45+0.45buy
VICTORY CAPITAL MANAGEMENT INC4,366,3264,438,959+72,6330.250.28+0.03buy
Capital International, Inc./CA/1,082,6591,154,247+71,5880.850.97+0.12buy
GTS SECURITIES LLC069,257+69,2570.000.09+0.09buy
SG Americas Securities, LLC96,727161,778+65,0510.030.06+0.04buy
NBT BANK N A /NY12463,563+63,4390.000.29+0.29buy
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)061,600+61,6000.000.11+0.11buy
ALPINE WOODS CAPITAL INVESTORS, LLC119,200179,188+59,9881.461.74+0.29buy
Twin Tree Management, LP059,451+59,4510.000.11+0.11buy
MBB PUBLIC MARKETS I LLC058,665+58,6650.000.08+0.08buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp96,514155,172+58,6580.040.06+0.02buy
Concentric Capital Strategies, LP058,339+58,3390.000.23+0.23buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO329,996385,443+55,4470.080.09+0.02buy
SIMPLEX TRADING, LLC38,91193,923+55,0120.070.19+0.12buy
State of Tennessee, Department of Treasury163,643217,921+54,2780.040.05+0.02buy
MACKENZIE FINANCIAL CORP675,750726,086+50,3360.060.07+0.01buy
Paloma Partners Management Co049,728+49,7280.000.27+0.27buy
NATIONAL BANK OF CANADA /FI/341,221390,777+49,5560.040.04-0.00buy
ASSETMARK, INC235,562284,560+48,9980.040.06+0.01buy
L & S Advisors Inc046,018+46,0180.000.33+0.33buy
SOMERVILLE KURT F49,58095,445+45,8650.491.01+0.52buy
Granite Bay Wealth Management, LLC045,700+45,7000.000.10+0.10buy
Tower Research Capital LLC (TRC)27,02272,578+45,5560.040.08+0.04buy
DAYMARK WEALTH PARTNERS, LLC18,26963,564+45,2950.060.18+0.13buy
FORA Capital, LLC042,274+42,2740.000.33+0.33buy
USS Investment Management Ltd63,982104,448+40,4660.030.05+0.02buy
Walleye Trading LLC44640,797+40,3510.000.05+0.05buy
Lifeworks Advisors, LLC040,167+40,1670.000.71+0.71buy
Broderick Brian C20,39858,158+37,7600.250.75+0.50buy
Sciencast Management LP037,362+37,3620.000.82+0.82buy
LAZARD ASSET MANAGEMENT LLC034,759+34,7590.000.00+0.00buy
PUZO MICHAEL J32,14366,683+34,5400.521.17+0.65buy
AMERICAN CENTURY COMPANIES INC59,77994,266+34,4870.000.00+0.00buy
CHOREO, LLC22,10756,034+33,9270.030.06+0.03buy
ROYAL BANK OF CANADA1,699,0191,731,834+32,8150.020.03+0.00buy
FIRST TRUST ADVISORS LP727,958760,154+32,1960.040.05+0.01buy
KBC Group NV141,194172,453+31,2590.030.03+0.01buy
MetLife Investment Management, LLC195,572223,520+27,9480.080.08+0.01buy
OMERS ADMINISTRATION Corp027,942+27,9420.000.02+0.02buy
NATIXIS ADVISORS, LLC197,132223,104+25,9720.030.03+0.00buy
Cresset Asset Management, LLC59,55384,653+25,1000.020.02+0.01buy
Kidder Stephen W25,57549,785+24,2100.470.98+0.51buy
CIBC WORLD MARKETS CORP82,673106,490+23,8170.030.04+0.01buy
UniSuper Management Pty Ltd26,59048,005+21,4150.010.03+0.01buy
CTC Alternative Strategies, Ltd.021,192+21,1920.000.57+0.57buy
Douglass Winthrop Advisors, LLC55,98876,970+20,9820.070.10+0.03buy
GRIFFIN ASSET MANAGEMENT, INC.020,547+20,5470.000.15+0.15buy
US BANCORP \DE\305,645325,799+20,1540.020.03+0.00buy
AIA Group Ltd135,222155,294+20,0720.260.29+0.03buy
Virtu Financial LLC020,038+20,0380.000.09+0.09buy
THRIVENT FINANCIAL FOR LUTHERANS35,56255,593+20,0310.000.01+0.00buy
Creative Planning434,676453,571+18,8950.030.03+0.00buy
AVANTAX ADVISORY SERVICES, INC.64,26582,554+18,2890.030.04+0.00buy
Page 1 of 15