Stock TransactionsCARRIER GLOBAL CORPORATION

Total Bought
13,568,440
372 transactions
Total Sold
30,435,714
483 transactions
Net
-16,867,274
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Capital Research Global Investors89,867,98492,829,907+2,961,9231.371.31-0.05buy
Impax Asset Management Group plc2,236,8413,306,877+1,070,0360.550.76+0.21buy
PineStone Asset Management Inc.3,906,9284,752,550+845,6223.112.93-0.18buy
UBS Group AG844,1941,618,579+774,3850.020.04+0.02buy
CITADEL ADVISORS LLC1,829,3942,540,468+711,0740.150.21+0.06buy
NORDEA INVESTMENT MANAGEMENT AB332,761779,952+447,1910.030.06+0.03buy
Capital International Investors80,619,89681,063,464+443,5681.131.04-0.09buy
NORGES BANK7,331,1577,736,932+405,7750.080.08-0.00buy
Pictet Asset Management Holding SA4,603,9404,954,203+350,2630.310.32+0.00buy
MEITAV INVESTMENT HOUSE LTD579,650928,050+348,4000.530.78+0.25buy
Fisher Asset Management, LLC12,996,77813,307,231+310,4530.410.40-0.00buy
GEODE CAPITAL MANAGEMENT, LLC18,167,30118,462,727+295,4260.130.12-0.01buy
Man Group plc0280,904+280,9040.050.05+0.00buy
HSBC HOLDINGS PLC1,018,4601,288,385+269,9250.060.07+0.01buy
DEUTSCHE BANK AG\2,064,8032,288,232+223,4290.070.07-0.01buy
Aberdeen Group plc534,517751,661+217,1440.080.09+0.02buy
Tredje AP-fonden333,007506,957+173,9500.270.36+0.09buy
DekaBank Deutsche Girozentrale880,6821,048,918+168,2360.110.12+0.01buy
Westchester Capital Management, LLC91,200249,700+158,5000.150.50+0.36buy
iA Global Asset Management Inc.491,806640,648+148,8420.720.85+0.13buy
LPL Financial LLC386,244511,453+125,2090.020.02+0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.769,012892,260+123,2480.090.09+0.00buy
PRUDENTIAL FINANCIAL INC741,884622,572+119,3120.070.050.00sell
Korea Investment CORP310,661428,043+117,3820.050.06+0.01buy
Invesco Ltd.3,974,9274,083,264+108,3370.060.06-0.00buy
Capital International, Inc./CA/911,6441,015,784+104,1400.960.91-0.05buy
TWO SIGMA ADVISERS, LP118,000217,300+99,3000.020.03+0.01buy
Northwest & Ethical Investments L.P.188,605281,110+92,5050.350.50+0.15buy
ASSETMARK, INC104,704192,700+87,9960.020.04+0.02buy
CIBC WORLD MARKET INC.26,598112,671+86,0730.010.02+0.01buy
AVIVA PLC676,265755,703+79,4380.160.16-0.00buy
NATIXIS32071,480+71,1600.000.03+0.03buy
Y-Intercept (Hong Kong) Ltd9,27874,956+65,6780.050.41+0.36buy
CIBC WORLD MARKETS CORP46,232107,965+61,7330.020.03+0.01buy
FIRST TRUST ADVISORS LP1,278,7241,338,920+60,1960.090.09+0.00buy
Asset Management One Co., Ltd.430,095489,403+59,3080.110.11+0.01buy
JANUS HENDERSON GROUP PLC175,591228,641+53,0500.010.01+0.00buy
Waratah Capital Advisors Ltd.80,138133,124+52,9860.060.15+0.09buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC4,576,1774,628,389+52,2120.080.07-0.01buy
Neuberger Berman Group LLC146,893198,663+51,7700.010.01+0.00buy
Tower Research Capital LLC (TRC)62,214110,229+48,0150.120.08-0.03buy
DnB Asset Management AS220,885267,884+46,9990.070.08+0.01buy
APG Asset Management N.V.1,327,7301,374,102+46,3720.150.14-0.01buy
National Pension Service1,698,6831,743,296+44,6130.140.14-0.00buy
INTECH INVESTMENT MANAGEMENT LLC63,123106,044+42,9210.050.09+0.04buy
BLAIR WILLIAM & CO/IL70,406110,019+39,6130.010.02+0.01buy
Assenagon Asset Management S.A.28,88366,036+37,1530.010.01+0.01buy
BNP Paribas Asset Management Holding S.A.223,896260,080+36,1840.040.04+0.00buy
ONTARIO TEACHERS PENSION PLAN BOARD9,55841,976+32,4180.010.02+0.02buy
Gotham Asset Management, LLC92,778125,195+32,4170.110.14+0.03buy
North Star Investment Management Corp.12,11544,315+32,2000.060.20+0.14buy
TD ASSET MANAGEMENT INC292,909324,470+31,5610.020.02-0.00buy
Capital International Sarl576,584606,235+29,6511.461.30-0.15buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management115,335144,034+28,6990.250.27+0.03buy
MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH2,69930,252+27,5530.010.07+0.06buy
Siemens Fonds Invest GmbH21,03447,628+26,5940.120.22+0.11buy
ALLIANCEBERNSTEIN L.P.1,224,4741,251,059+26,5850.030.03-0.00buy
Wealthfront Advisers LLC60,87786,872+25,9950.010.02+0.00buy
MML INVESTORS SERVICES, LLC157,949183,187+25,2380.050.05+0.00buy
SG Americas Securities, LLC29,29354,034+24,7410.020.04+0.01buy
Dai-ichi Life Insurance Company, Ltd33,19957,824+24,6250.040.07+0.03buy
TWINBEECH CAPITAL LP27,23351,809+24,5760.030.05+0.02buy
Cerity Partners LLC52,48875,834+23,3460.010.01+0.00buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp75,93896,428+20,4900.040.05+0.01buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main60,70879,887+19,1790.000.01+0.00buy
PROFESSIONAL ADVISORY SERVICES INC345,374364,515+19,1413.142.99-0.14buy
TD Waterhouse Canada Inc.12,04430,688+18,6440.010.02+0.01buy
Pacer Advisors, Inc.54,27472,863+18,5890.010.01+0.00buy
ROYAL LONDON ASSET MANAGEMENT LTD329,828347,396+17,5680.060.06-0.00buy
Russell Investments Group, Ltd.1,472,7361,489,686+16,9500.170.16-0.01buy
HOLDERNESS INVESTMENTS CO13,19529,652+16,4570.280.47+0.18buy
Bleakley Financial Group, LLC29,60445,249+15,6450.060.08+0.03buy
GABELLI FUNDS LLC234,790250,420+15,6300.110.11+0.01buy
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS168,420183,740+15,3200.080.08-0.00buy
AIA Group Ltd84,95698,959+14,0030.230.23+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO350,671364,298+13,6270.090.08-0.00buy
Orion Porfolio Solutions, LLC26,10438,216+12,1120.020.03+0.01buy
Wahed Invest LLC13,1731,567+11,6060.240.240.00sell
MERCER GLOBAL ADVISORS INC /ADV71,68783,050+11,3630.020.01-0.00buy
Banque Cantonale Vaudoise21,93733,092+11,1550.060.08+0.02buy
BRASADA CAPITAL MANAGEMENT, LP37,70048,775+11,0750.480.54+0.06buy
Advisors Capital Management, LLC49,60360,279+10,6760.070.07+0.00buy
Cetera Investment Advisers35,96746,499+10,5320.020.02+0.00buy
Janney Montgomery Scott LLC145,335155,048+9,7130.030.03-0.00buy
Robeco Institutional Asset Management B.V.64,71473,599+8,8850.010.01+0.00buy
NOMURA ASSET MANAGEMENT CO LTD211,826220,550+8,7240.050.05-0.00buy
Prime Capital Investment Advisors, LLC5,51014,113+8,6030.010.01+0.01buy
Mariner, LLC213,963221,954+7,9910.030.03-0.00buy
Sequoia Financial Advisors, LLC9,36017,249+7,8890.010.01+0.00buy
NorthRock Partners, LLC7,15814,959+7,8010.040.04-0.01buy
Apollon Wealth Management, LLC11,11718,450+7,3330.030.04+0.01buy
Creative Planning425,870433,112+7,2420.030.05+0.02buy
Meiji Yasuda Life Insurance Co23,08330,183+7,1000.030.04+0.00buy
NATIXIS ADVISORS, LLC201,904208,559+6,6550.030.03-0.00buy
Mirae Asset Global Investments Co., Ltd.145,391151,345+5,9540.020.02+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,317,0411,322,827+5,7860.120.11-0.01buy
Segment Wealth Management, LLC167,339172,984+5,6450.940.88-0.06buy
Crossmark Global Holdings, Inc.77,31582,928+5,6130.100.10+0.00buy
Harbor Advisors LLC7,41113,000+5,5890.090.14+0.06buy
PineBridge Investments, L.P.34,42439,609+5,1850.020.02-0.00buy
Page 1 of 9