Stock Transactions — PHATHOM PHARMACEUTICALS INC

Total Bought
8,207,511
49 transactions
Total Sold
7,339,723
47 transactions
Net
+867,788
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Medicxi Ventures Management (Jersey) Ltd3,760,8697,464,572+3,703,70311.5917.65+6.06buy
JENNISON ASSOCIATES LLC01,647,697+1,647,6970.000.01+0.01buy
Propel Bio Management, LLC443,047869,927+426,8803.355.38+2.02buy
Octagon Capital Advisors LP50,000455,000+405,0000.070.59+0.51buy
683 Capital Management, LLC1,280,0001,650,000+370,0001.171.79+0.62buy
Saturn V Capital Management LP160,075500,987+340,9120.562.13+1.57buy
Simplify Asset Management Inc.237,935521,935+284,0000.340.53+0.19buy
TWO SIGMA INVESTMENTS, LP266,857467,448+200,5910.010.01+0.01buy
CITADEL ADVISORS LLC11,533125,645+114,1120.000.00+0.00buy
MORGAN STANLEY124,551237,160+112,6090.000.00+0.00buy
Checkpoint Capital L.P.359,446445,161+85,7152.293.16+0.87buy
Schonfeld Strategic Advisors LLC61,000144,700+83,7000.000.01+0.01buy
WELLINGTON MANAGEMENT GROUP LLP154,391223,390+68,9990.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC170,044225,024+54,9800.000.00+0.00buy
STATE STREET CORP687,837717,201+29,3640.000.00+0.00buy
TWO SIGMA ADVISERS, LP22,70051,600+28,9000.000.00+0.00buy
BANK OF AMERICA CORP /DE/81,793105,855+24,0620.000.00+0.00buy
VANGUARD GROUP INC1,956,4291,979,113+22,6840.000.00+0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC022,044+22,0440.000.02+0.02buy
MOORE CAPITAL MANAGEMENT, LP100,000120,000+20,0000.020.03+0.00buy
EntryPoint Capital, LLC019,380+19,3800.000.18+0.18buy
GEODE CAPITAL MANAGEMENT, LLC735,273751,379+16,1060.000.00+0.00buy
GSA CAPITAL PARTNERS LLP014,174+14,1740.000.01+0.01buy
Avidity Partners Management LP1,721,5801,735,000+13,4200.600.65+0.05buy
STATE OF WISCONSIN INVESTMENT BOARD47,31459,186+11,8720.000.00+0.00buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM011,228+11,2280.000.00+0.00buy
Creative Planning21,35232,102+10,7500.000.00+0.00buy
UBS Group AG39,43249,923+10,4910.000.00+0.00buy
Klingman & Associates, LLC010,376+10,3760.000.01+0.01buy
KESTRA PRIVATE WEALTH SERVICES, LLC010,000+10,0000.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP52,31359,437+7,1240.000.00+0.00buy
GW&K Investment Management, LLC561,490568,026+6,5360.050.05+0.01buy
FNY Investment Advisers, LLC05,000+5,0000.000.03+0.03buy
China Universal Asset Management Co., Ltd.6,62610,989+4,3630.010.01+0.00buy
US BANCORP \DE\03,450+3,4500.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/17,40119,573+2,1720.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC262,524264,494+1,9700.000.00+0.00buy
SG Americas Securities, LLC18,07018,873+8030.000.00-0.00buy
WELLS FARGO & COMPANY/MN10,89011,605+7150.000.00+0.00buy
CITIGROUP INC5,6496,045+3960.000.00+0.00buy
KENNEDY CAPITAL MANAGEMENT LLC571,976572,336+3600.110.13+0.01buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE12,25012,602+3520.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.13,63613,906+2700.000.00-0.00buy
NEW YORK STATE COMMON RETIREMENT FUND5,7875,924+1370.000.00+0.00buy
Riggs Asset Managment Co. Inc.069+690.000.00+0.00buy
HUNTINGTON NATIONAL BANK960978+180.000.00+0.00buy
GAMMA Investing LLC723+160.000.00+0.00buy
Avior Wealth Management, LLC07+70.000.00+0.00buy
CWM, LLC04+40.000.000.00buy
CANADA LIFE ASSURANCE Co2,8392,83900.000.00+0.00hold
Ameritas Investment Partners, Inc.3,0953,09500.000.00+0.00hold
STALEY CAPITAL ADVISERS INC10,00010,00000.000.00+0.00hold
FULTON BREAKEFIELD BROENNIMAN LLC23,57923,57900.020.02+0.00hold
Ensign Peak Advisors, Inc2,280,0002,280,00000.040.04+0.00hold
Daiwa Securities Group Inc.16716700.000.00-0.00hold
StepStone Group LP422,085422,08500.690.95+0.26hold
NEA Management Company, LLC1,960,1691,960,16901.191.29+0.10hold
Carlyle Group Inc.3,496,8083,496,80801.542.34+0.80hold
MetLife Investment Management, LLC16,47116,47100.000.00+0.00hold
Allworth Financial LP22,58022,58000.000.00+0.00hold
Swiss National Bank56,00056,00000.000.00+0.00hold
INSPIRION WEALTH ADVISORS, LLC35,13435,13400.060.06+0.00hold
BFSG, LLC30030000.000.00+0.00hold
Stratos Wealth Advisors, LLC12,50012,50000.010.01+0.00hold
Occidental Asset Management, LLC29,67229,67200.060.06+0.00hold
Frazier Life Sciences Management, L.P.10,109,27910,109,27904.934.53-0.40hold
ELEVATION WEALTH PARTNERS, LLC202000.000.00-0.00hold
Bear Mountain Capital, Inc.20020000.000.00+0.00hold
Decheng Capital LLC850,000850,00002.171.21-0.96hold
Catalys Pacific, LLC721,962721,96206.185.18-1.00hold
METROPOLITAN LIFE INSURANCE CO/NY1,8181,81800.000.00+0.00hold
Penn Mutual Asset Management62,80262,80200.441.42+0.98hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC12,89312,89300.000.00+0.00hold
DAVENPORT & Co LLC10,00010,00000.000.00+0.00hold
Farther Finance Advisors, LLC1917-20.000.00-0.00sell
NISA INVESTMENT ADVISORS, LLC3020-100.000.00-0.00sell
AMERICAN INTERNATIONAL GROUP, INC.15,93815,802-1360.000.00+0.00sell
Legal & General Group Plc34,25334,102-1510.000.00+0.00sell
Vestcor Inc915548-3670.000.00-0.00sell
Tradition Wealth Management, LLC5000-5000.000.00-0.00sell
VIRTUS ADVISERS, LLC10,3679,701-6660.060.05-0.01sell
PRINCIPAL FINANCIAL GROUP INC11,58510,783-8020.000.00-0.00sell
Zurcher Kantonalbank (Zurich Cantonalbank)8,2717,084-1,1870.000.00-0.00sell
FMR LLC3,3332,084-1,2490.000.00-0.00sell
RHUMBLINE ADVISERS48,50247,103-1,3990.000.00+0.00sell
GROUP ONE TRADING LLC1,5450-1,5450.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM30,59028,947-1,6430.000.00+0.00sell
AMALGAMATED BANK2,8241,090-1,7340.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC12,84311,019-1,8240.000.00-0.00sell
AlphaQuest LLC2,2050-2,2050.000.00-0.00sell
Entropy Technologies, LP14,59012,138-2,4520.020.01-0.01sell
GOLDMAN SACHS GROUP INC210,211207,372-2,8390.000.00+0.00sell
DEUTSCHE BANK AG\17,69914,262-3,4370.000.00-0.00sell
ALLIANCEBERNSTEIN L.P.37,70032,290-5,4100.000.00-0.00sell
NORTHERN TRUST CORP289,819283,200-6,6190.000.00+0.00sell
JPMORGAN CHASE & CO146,037138,452-7,5850.000.00-0.00sell
Invesco Ltd.3,167,6533,159,789-7,8640.010.01+0.00sell
Tower Research Capital LLC (TRC)9,861580-9,2810.000.00-0.00sell
Bank of New York Mellon Corp106,31995,221-11,0980.000.00-0.00sell
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)43,20928,583-14,6260.010.01-0.00sell
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