Stock Transactions — PHATHOM PHARMACEUTICALS INC

Total Bought
5,921,651
59 transactions
Total Sold
3,443,693
35 transactions
Net
+2,477,958
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Portolan Capital Management, LLC01,130,089+1,130,0890.000.96+0.96buy
JENNISON ASSOCIATES LLC1,647,6972,757,579+1,109,8820.010.02+0.01buy
MORGAN STANLEY237,160762,597+525,4370.000.00+0.00buy
GILDER GAGNON HOWE & CO LLC1,017,6171,472,259+454,6420.140.19+0.05buy
Checkpoint Capital L.P.445,161875,000+429,8393.165.43+2.27buy
PRUDENTIAL FINANCIAL INC0352,340+352,3400.000.01+0.01buy
KENNEDY CAPITAL MANAGEMENT LLC572,336830,906+258,5700.130.18+0.06buy
VANGUARD GROUP INC1,979,1132,211,755+232,6420.000.00+0.00buy
ORACLE INVESTMENT MANAGEMENT INC0225,000+225,0000.002.49+2.49buy
Woodline Partners LP566,439785,990+219,5510.060.08+0.02buy
GOLDMAN SACHS GROUP INC207,372417,284+209,9120.000.00+0.00buy
MARSHALL WACE, LLP0112,691+112,6910.000.00+0.00buy
Saturn V Capital Management LP500,987593,306+92,3192.132.31+0.18buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC12,89393,154+80,2610.000.00+0.00buy
STATE STREET CORP717,201785,249+68,0480.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC751,379806,047+54,6680.000.00-0.00buy
STATE OF WISCONSIN INVESTMENT BOARD59,186113,592+54,4060.000.00+0.00buy
GW&K Investment Management, LLC568,026600,443+32,4170.050.06+0.00buy
JANE STREET GROUP, LLC25,02155,848+30,8270.000.00+0.00buy
Schonfeld Strategic Advisors LLC144,700168,323+23,6230.010.01+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC264,494285,870+21,3760.000.00-0.00buy
VIRTUS ADVISERS, LLC9,70130,078+20,3770.050.15+0.10buy
MML INVESTORS SERVICES, LLC019,600+19,6000.000.00+0.00buy
Bank of New York Mellon Corp95,221114,721+19,5000.000.00+0.00buy
Brevan Howard Capital Management LP018,792+18,7920.000.01+0.01buy
ALLIANCEBERNSTEIN L.P.32,29050,110+17,8200.000.00+0.00buy
GSA CAPITAL PARTNERS LLP14,17429,406+15,2320.010.02+0.01buy
BALYASNY ASSET MANAGEMENT L.P.015,006+15,0060.000.00+0.00buy
LVW Advisors, LLC012,909+12,9090.000.02+0.02buy
COMMONWEALTH EQUITY SERVICES, LLC011,596+11,5960.000.00+0.00buy
RHUMBLINE ADVISERS47,10355,178+8,0750.000.00+0.00buy
GROUP ONE TRADING LLC07,368+7,3680.000.00+0.00buy
WELLS FARGO & COMPANY/MN11,60517,315+5,7100.000.00+0.00buy
Tower Research Capital LLC (TRC)5805,813+5,2330.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND5,92410,770+4,8460.000.00+0.00buy
WELLINGTON MANAGEMENT GROUP LLP223,390226,641+3,2510.000.00-0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)7,08410,071+2,9870.000.00+0.00buy
CITIGROUP INC6,0458,856+2,8110.000.00+0.00buy
MetLife Investment Management, LLC16,47118,289+1,8180.000.00-0.00buy
INSPIRION WEALTH ADVISORS, LLC35,13436,634+1,5000.060.06-0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE12,60213,941+1,3390.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/19,57320,575+1,0020.000.00-0.00buy
Stratos Wealth Advisors, LLC12,50013,438+9380.010.01-0.00buy
DEUTSCHE BANK AG\14,26215,071+8090.000.00-0.00buy
Bear Mountain Capital, Inc.2001,000+8000.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC11,01911,691+6720.000.00+0.00buy
US BANCORP \DE\3,4504,082+6320.000.00+0.00buy
FMR LLC2,0842,656+5720.000.00+0.00buy
Russell Investments Group, Ltd.0520+5200.000.00+0.00buy
Aquatic Capital Management LLC0500+5000.000.00+0.00buy
BESSEMER GROUP INC0325+3250.000.00+0.00buy
Legal & General Group Plc34,10234,325+2230.000.00-0.00buy
COMERICA BANK0129+1290.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM28,94729,051+1040.000.00-0.00buy
NISA INVESTMENT ADVISORS, LLC2084+640.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC020+200.000.00+0.00buy
Arax Advisory Partners017+170.000.00+0.00buy
Farther Finance Advisors, LLC1727+100.000.00+0.00buy
CWM, LLC48+40.000.000.00buy
CANADA LIFE ASSURANCE Co2,8392,83900.000.00-0.00hold
Ameritas Investment Partners, Inc.3,0953,09500.000.00-0.00hold
STALEY CAPITAL ADVISERS INC10,00010,00000.000.00-0.00hold
FULTON BREAKEFIELD BROENNIMAN LLC23,57923,57900.020.02-0.00hold
MOORE CAPITAL MANAGEMENT, LP120,000120,00000.030.03+0.00hold
Daiwa Securities Group Inc.16716700.000.00-0.00hold
StepStone Group LP422,085422,08500.950.88-0.07hold
NEA Management Company, LLC1,960,1691,960,16901.291.52+0.23hold
Carlyle Group Inc.3,496,8083,496,80802.343.40+1.07hold
Allworth Financial LP22,58022,58000.000.00-0.00hold
Swiss National Bank56,00056,00000.000.00-0.00hold
Riggs Asset Managment Co. Inc.696900.000.00-0.00hold
KESTRA PRIVATE WEALTH SERVICES, LLC10,00010,00000.000.00-0.00hold
Klingman & Associates, LLC10,37610,37600.010.01-0.00hold
BFSG, LLC30030000.000.00-0.00hold
Medicxi Ventures Management (Jersey) Ltd7,464,5727,464,572017.6522.93+5.29hold
FNY Investment Advisers, LLC5,0005,00000.030.03+0.00hold
Occidental Asset Management, LLC29,67229,67200.060.05-0.01hold
Simplify Asset Management Inc.521,935521,93500.530.47-0.06hold
Frazier Life Sciences Management, L.P.10,109,27910,109,27904.534.87+0.34hold
Propel Bio Management, LLC869,927869,92705.385.81+0.43hold
ELEVATION WEALTH PARTNERS, LLC202000.000.00-0.00hold
Decheng Capital LLC850,000850,00001.212.68+1.47hold
Catalys Pacific, LLC721,962721,96205.185.61+0.44hold
Penn Mutual Asset Management62,80262,80201.421.37-0.05hold
DAVENPORT & Co LLC10,00010,00000.000.00-0.00hold
AMALGAMATED BANK1,0901,09000.000.00-0.00hold
Avior Wealth Management, LLC70-70.000.00-0.00sell
GAMMA Investing LLC237-160.000.00-0.00sell
HUNTINGTON NATIONAL BANK978907-710.000.00-0.00sell
Vestcor Inc5480-5480.000.00-0.00sell
METROPOLITAN LIFE INSURANCE CO/NY1,8180-1,8180.000.00-0.00sell
JPMORGAN CHASE & CO138,452134,357-4,0950.000.00-0.00sell
China Universal Asset Management Co., Ltd.10,9896,877-4,1120.010.01-0.00sell
Creative Planning32,10226,951-5,1510.000.00-0.00sell
NORTHERN TRUST CORP283,200276,660-6,5400.000.00-0.00sell
UBS Group AG49,92343,086-6,8370.000.00-0.00sell
BANK OF AMERICA CORP /DE/105,85598,032-7,8230.000.00-0.00sell
PRINCIPAL FINANCIAL GROUP INC10,7830-10,7830.000.00-0.00sell
EntryPoint Capital, LLC19,3808,503-10,8770.180.04-0.14sell
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM11,2280-11,2280.000.00-0.00sell
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