| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Aberdeen Group plc | 891,448 | 1,354,820 | +463,372 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 218,987 | 390,747 | +171,760 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 2,149,376 | 2,317,916 | +168,540 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 214,400 | 288,800 | +74,400 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 365,034 | 419,404 | +54,370 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 11,388 | 60,480 | +49,092 | 0.00 | 0.01 | +0.01 | buy |
| Voleon Capital Management LP | 0 | 47,879 | +47,879 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 792,056 | 829,919 | +37,863 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 22,500 | 56,666 | +34,166 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 17,626 | +17,626 | 0.00 | 0.00 | +0.00 | buy |
| Catalyst Funds Management Pty Ltd | 18,000 | 30,763 | +12,763 | 0.01 | 0.01 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 11,500 | +11,500 | 0.00 | 0.00 | +0.00 | buy |
| Militia Capital Partners, LP | 94,300 | 102,100 | +7,800 | 0.06 | 0.09 | +0.02 | buy |
| R Squared Ltd | 11,181 | 18,827 | +7,646 | 0.01 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 23,697 | 29,870 | +6,173 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 566,371 | 567,657 | +1,286 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 19,892 | 20,992 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 2,021 | 2,029 | +8 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 211 | 212 | +1 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 2,181 | 2,181 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BVF INC/IL | 5,226,074 | 5,226,074 | 0 | 0.27 | 0.39 | +0.11 | hold |
| TANG CAPITAL MANAGEMENT LLC | 600,000 | 600,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| BAKER BROS. ADVISORS LP | 2,784,792 | 2,784,792 | 0 | 0.04 | 0.04 | -0.00 | hold |
| ALGERT GLOBAL LLC | 28,030 | 28,030 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LETKO, BROSSEAU & ASSOCIATES INC | 95,875 | 95,875 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 143,051 | 143,051 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Deer Management Co. LLC | 1,245,504 | 1,245,504 | 0 | 0.14 | 0.20 | +0.06 | hold |
| DC Investments Management, LLC | 35,563 | 35,563 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Waldron Private Wealth LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alphabet Inc. | 1,077,080 | 1,077,080 | 0 | 0.07 | 0.08 | +0.01 | hold |
| Strategic Wealth Partners, Ltd. | 311 | 311 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Aries Wealth Management | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Wealth, LLC | 91,463 | 91,463 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DC Funds, LP | 630,000 | 630,000 | 0 | 42.43 | 36.87 | -5.56 | hold |
| Lynx1 Capital Management LP | 7,857,347 | 7,857,347 | 0 | 3.29 | 2.91 | -0.38 | hold |
| Rialto Wealth Management, LLC | 381 | 381 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHERN TRUST CORP | 98,548 | 98,548 | 0 | 0.00 | 0.00 | +0.00 | hold |
| EverSource Wealth Advisors, LLC | 70 | 65 | -5 | 0.00 | 0.00 | +0.00 | sell |
| True Wealth Design, LLC | 42 | 9 | -33 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 734 | 593 | -141 | 0.00 | 0.00 | -0.00 | sell |
| GF FUND MANAGEMENT CO. LTD. | 1,218 | 1,020 | -198 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 10,878 | 9,993 | -885 | 0.00 | 0.00 | +0.00 | sell |
| Mariner, LLC | 17,054 | 16,031 | -1,023 | 0.00 | 0.00 | +0.00 | sell |
| China Universal Asset Management Co., Ltd. | 10,507 | 9,197 | -1,310 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 12,571 | 11,115 | -1,456 | 0.00 | 0.00 | +0.00 | sell |
| BARCLAYS PLC | 21,178 | 19,077 | -2,101 | 0.00 | 0.00 | +0.00 | sell |
| Neuberger Berman Group LLC | 21,167 | 18,400 | -2,767 | 0.00 | 0.00 | +0.00 | sell |
| STATE STREET CORP | 200,513 | 197,313 | -3,200 | 0.00 | 0.00 | +0.00 | sell |
| MORGAN STANLEY | 853,346 | 847,537 | -5,809 | 0.00 | 0.00 | +0.00 | sell |
| HSBC HOLDINGS PLC | 30,501 | 24,574 | -5,927 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 53,678 | 46,630 | -7,048 | 0.00 | 0.00 | +0.00 | sell |
| DRW Securities, LLC | 10,132 | 0 | -10,132 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 11,772 | 1,088 | -10,684 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 153,700 | 140,400 | -13,300 | 0.01 | 0.01 | +0.00 | sell |
| Dynamic Technology Lab Private Ltd | 13,878 | 0 | -13,878 | 0.00 | 0.00 | -0.00 | sell |
| Point72 Asia (Singapore) Pte. Ltd. | 29,070 | 14,535 | -14,535 | 0.01 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 115,941 | 97,400 | -18,541 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 22,171 | 0 | -22,171 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 22,438 | 0 | -22,438 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 22,497 | 0 | -22,497 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 24,363 | 0 | -24,363 | 0.00 | 0.00 | -0.00 | sell |
| Jain Global LLC | 37,888 | 0 | -37,888 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 68,286 | 27,675 | -40,611 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 129,856 | 87,316 | -42,540 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 287,743 | 237,750 | -49,993 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 55,369 | 0 | -55,369 | 0.00 | 0.00 | -0.00 | sell |
| Y-Intercept (Hong Kong) Ltd | 76,660 | 0 | -76,660 | 0.00 | 0.00 | -0.00 | sell |
| Cubist Systematic Strategies, LLC | 172,512 | 42,078 | -130,434 | 0.00 | 0.00 | -0.00 | sell |
| Simplify Asset Management Inc. | 1,046,916 | 904,972 | -141,944 | 0.09 | 0.03 | -0.06 | sell |
| Troluce Capital Advisors LLC | 150,000 | 0 | -150,000 | 0.11 | 0.00 | -0.11 | sell |
| Propel Bio Management, LLC | 2,087,139 | 1,932,304 | -154,835 | 3.67 | 3.52 | -0.15 | sell |
| MILLENNIUM MANAGEMENT LLC | 630,138 | 466,086 | -164,052 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 2,566,524 | 2,382,764 | -183,760 | 0.00 | 0.00 | +0.00 | sell |
| JANE STREET GROUP, LLC | 213,396 | 0 | -213,396 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 430,070 | 130,980 | -299,090 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 400,401 | 0 | -400,401 | 0.00 | 0.00 | -0.00 | sell |