Stock Transactions — TRINITY CAP INC

Total Bought
1,760,583
52 transactions
Total Sold
2,127,436
42 transactions
Net
-366,853
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GOLDMAN SACHS GROUP INC274,972510,431+235,4590.000.00+0.00buy
KENNEDY CAPITAL MANAGEMENT LLC0137,726+137,7260.000.04+0.04buy
FJ Capital Management LLC0133,447+133,4470.000.20+0.20buy
MORGAN STANLEY173,971291,731+117,7600.000.00+0.00buy
VAN ECK ASSOCIATES CORP796,132911,266+115,1340.020.02-0.00buy
FRANKLIN RESOURCES INC0106,859+106,8590.000.00+0.00buy
Invesco Ltd.760,122846,680+86,5580.000.00+0.00buy
BARCLAYS PLC1,07279,035+77,9630.000.00+0.00buy
Man Group plc25,12491,665+66,5410.000.00+0.00buy
STATE STREET CORP062,400+62,4000.000.00+0.00buy
Corient Private Wealth LLC049,893+49,8930.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC29,84968,021+38,1720.000.00+0.00buy
Neuberger Berman Group LLC033,493+33,4930.000.00+0.00buy
Triumph Capital Management032,789+32,7890.000.19+0.19buy
BANK OF AMERICA CORP /DE/032,349+32,3490.000.00+0.00buy
OMERS ADMINISTRATION Corp030,400+30,4000.000.01+0.01buy
Chicago Partners Investment Group LLC17,46447,201+29,7370.010.03+0.02buy
AMERIPRISE FINANCIAL INC244,192273,225+29,0330.000.00+0.00buy
UBS Group AG145,699173,694+27,9950.000.00-0.00buy
D. E. Shaw & Co., Inc.50,81678,416+27,6000.000.00+0.00buy
Campbell & CO Investment Adviser LLC10,55933,551+22,9920.010.04+0.03buy
Shay Capital LLC020,000+20,0000.000.09+0.09buy
Cetera Investment Advisers23,20942,550+19,3410.000.00-0.00buy
Melia Wealth LLC1,009,9671,027,121+17,1547.718.47+0.76buy
Quantbot Technologies LP22,16039,228+17,0680.020.03+0.01buy
GUGGENHEIM CAPITAL LLC016,425+16,4250.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.015,793+15,7930.000.00+0.00buy
Virtu Financial LLC014,418+14,4180.000.02+0.02buy
Truvestments Capital LLC013,288+13,2880.000.08+0.08buy
ENVESTNET ASSET MANAGEMENT INC24,12236,404+12,2820.000.00+0.00buy
Annex Advisory Services, LLC012,227+12,2270.000.01+0.01buy
Centiva Capital, LP012,117+12,1170.000.01+0.01buy
LPL Financial LLC17,69328,825+11,1320.000.00+0.00buy
Advisors Asset Management, Inc.21,34732,358+11,0110.010.01+0.00buy
PFG Investments, LLC010,786+10,7860.000.01+0.01buy
Vident Advisory, LLC010,494+10,4940.000.00+0.00buy
Paloma Partners Management Co010,194+10,1940.000.02+0.02buy
MIRABELLA FINANCIAL SERVICES LLP010,194+10,1940.000.01+0.01buy
STIFEL FINANCIAL CORP407,367415,488+8,1210.010.01-0.00buy
AWM CAPITAL, LLC35,04541,218+6,1730.090.10+0.01buy
EMERALD ADVISERS, LLC743,706749,530+5,8240.460.44-0.02buy
Cornerstone Wealth Management, LLC11,84717,204+5,3570.010.02+0.01buy
Faithward Advisors, LLC232,277235,008+2,7310.720.63-0.09buy
CIBC Private Wealth Group LLC01,503+1,5030.000.00+0.00buy
WELLS FARGO & COMPANY/MN29,38730,356+9690.000.00-0.00buy
Avior Wealth Management, LLC4,1194,775+6560.000.00-0.00buy
GRIMES & COMPANY, INC.10,81511,183+3680.010.01-0.00buy
EverSource Wealth Advisors, LLC0286+2860.000.00+0.00buy
COMERICA BANK0258+2580.000.00+0.00buy
PRINCIPAL SECURITIES, INC.0111+1110.000.00+0.00buy
CWM, LLC01+10.000.000.00buy
CoreCap Advisors, LLC01+10.000.00+0.00buy
LSV ASSET MANAGEMENT9,4689,46800.000.00-0.00hold
GEODE CAPITAL MANAGEMENT, LLC14,44314,44300.000.00-0.00hold
EMERALD MUTUAL FUND ADVISERS TRUST681,144681,14400.520.52-0.00hold
EJF Capital LLC25,00025,00000.190.26+0.07hold
Keel Point, LLC12,42612,42600.020.02-0.00hold
Global Retirement Partners, LLC1,2031,20300.000.00-0.00hold
Cedar Mountain Advisors, LLC1,2001,20000.000.00-0.00hold
Virtus Investment Advisers, LLC43,46143,46100.470.46-0.02hold
Smartleaf Asset Management LLC21021000.000.00-0.00hold
CONFLUENCE INVESTMENT MANAGEMENT LLC56,89956,893-60.010.01-0.00sell
C M BIDWELL & ASSOCIATES LTD250-250.000.00-0.00sell
Venturi Wealth Management, LLC770-770.000.00-0.00sell
PRICE T ROWE ASSOCIATES INC /MD/277,819277,725-940.000.00-0.00sell
Blue Trust, Inc.1573-1540.000.00-0.00sell
NewEdge Advisors, LLC12,15511,997-1580.000.00-0.00sell
NBC SECURITIES, INC.3110-3110.000.00-0.00sell
ROYAL BANK OF CANADA8,3618,041-3200.000.00-0.00sell
JPMORGAN CHASE & CO81,55880,879-6790.000.00-0.00sell
State of Wyoming15,77814,223-1,5550.040.03-0.01sell
Hennion & Walsh Asset Management, Inc.149,358146,692-2,6660.120.12-0.01sell
Tower Research Capital LLC (TRC)3,5600-3,5600.000.00-0.00sell
Qube Research & Technologies Ltd95,43490,736-4,6980.000.00-0.00sell
Cape Investment Advisory, Inc.7,354155-7,1990.050.00-0.05sell
Squarepoint Ops LLC21,24411,673-9,5710.000.00-0.00sell
Stratos Wealth Partners, LTD.10,5730-10,5730.000.00-0.00sell
HighTower Advisors, LLC12,9750-12,9750.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS18,4310-18,4310.000.00-0.00sell
OSAIC HOLDINGS, INC.53,01834,408-18,6100.000.00-0.00sell
AIGEN INVESTMENT MANAGEMENT, LP20,7820-20,7820.050.00-0.05sell
Private Advisor Group, LLC34,73513,665-21,0700.000.00-0.00sell
TUDOR INVESTMENT CORP ET AL21,4710-21,4710.000.00-0.00sell
Dynamic Technology Lab Private Ltd24,1460-24,1460.040.00-0.04sell
JANE STREET GROUP, LLC25,3480-25,3480.000.00-0.00sell
Aquatic Capital Management LLC27,2001,000-26,2000.010.00-0.01sell
MILLENNIUM MANAGEMENT LLC69,60140,234-29,3670.000.00-0.00sell
Y-Intercept (Hong Kong) Ltd33,5830-33,5830.050.00-0.05sell
HRT FINANCIAL LP34,4070-34,4070.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC36,3250-36,3250.000.00-0.00sell
SG Americas Securities, LLC42,2840-42,2840.010.00-0.01sell
Rockefeller Capital Management L.P.808,131765,790-42,3410.040.03-0.01sell
Quadrature Capital Ltd98,91851,885-47,0330.030.01-0.01sell
ExodusPoint Capital Management, LP85,46233,301-52,1610.020.01-0.01sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC102,29243,453-58,8390.710.24-0.47sell
Jump Financial, LLC65,2000-65,2000.030.00-0.03sell
Legacy Capital Wealth Partners, LLC102,3630-102,3630.420.00-0.42sell
Cubist Systematic Strategies, LLC119,5000-119,5000.020.00-0.02sell
ALLIANCEBERNSTEIN L.P.414,925247,425-167,5000.000.00-0.00sell
Clearbridge Investments, LLC195,4090-195,4090.000.00-0.00sell
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