Stock Transactions — NEXPOINT REAL ESTATE FIN INC

Total Bought
193,290
32 transactions
Total Sold
196,614
32 transactions
Net
-3,324
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
BlackRock, Inc.594,002624,275+30,2730.000.00+0.00buy
Oak Grove Capital LLC027,000+27,0000.000.03+0.03buy
Sixth Street Partners Management Company, L.P.023,620+23,6200.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC018,400+18,4000.000.01+0.01buy
OPPENHEIMER & CO INC017,357+17,3570.000.00+0.00buy
Nuveen, LLC012,716+12,7160.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC010,088+10,0880.000.00+0.00buy
NORTHERN TRUST CORP49,79557,141+7,3460.000.00+0.00buy
Cetera Investment Advisers36,55641,722+5,1660.000.00+0.00buy
Russell Investments Group, Ltd.23,18128,157+4,9760.000.00+0.00buy
LPL Financial LLC45,51450,332+4,8180.000.00+0.00buy
HighTower Advisors, LLC27,71032,413+4,7030.000.00+0.00buy
OSAIC HOLDINGS, INC.10,48014,880+4,4000.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC20,17123,620+3,4490.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC179,249182,678+3,4290.000.00+0.00buy
MORGAN STANLEY191,748195,067+3,3190.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS1,7384,862+3,1240.000.00+0.00buy
DEUTSCHE BANK AG\4,5757,001+2,4260.000.00+0.00buy
Bank of New York Mellon Corp15,07217,489+2,4170.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.13,84015,440+1,6000.000.00+0.00buy
Financial Gravity Companies, Inc.01,500+1,5000.000.01+0.01buy
Navis Wealth Advisors, LLC20,16620,819+6530.140.12-0.02buy
Arax Advisory Partners0198+1980.000.00+0.00buy
BARCLAYS PLC11,86111,989+1280.000.00+0.00buy
Copley Financial Group, Inc.110,507110,587+800.901.04+0.14buy
FMR LLC442478+360.000.00+0.00buy
Covestor Ltd104137+330.000.00+0.00buy
GAMMA Investing LLC226242+160.000.00-0.00buy
Allworth Financial LP09+90.000.00+0.00buy
EverSource Wealth Advisors, LLC119125+60.000.00+0.00buy
True Wealth Design, LLC14+30.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC34+10.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO5,8205,82000.000.00+0.00hold
HARBOR CAPITAL ADVISORS, INC.22822800.000.00+0.00hold
Ameritas Investment Partners, Inc.58858800.000.00-0.00hold
MassMutual Private Wealth & Trust, FSB646400.000.00+0.00hold
NEXPOINT ASSET MANAGEMENT, L.P.9,439,6359,439,63508.879.78+0.91hold
1776 Wealth LLC72,39972,39900.380.40+0.01hold
Archer Investment Corp1,9351,93500.010.01-0.00hold
Archer Investment Corp20020000.000.00-0.00hold
Callan Family Office, LLC12,21812,21800.000.00-0.00hold
Police & Firemen's Retirement System of New Jersey1,8461,84600.000.00+0.00hold
Legal & General Group Plc71771700.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND5,4685,46800.000.00+0.00hold
JONES FINANCIAL COMPANIES LLLP30030000.000.00-0.00hold
AMERIPRISE FINANCIAL INC10,14110,14100.000.00+0.00hold
STRS OHIO1,7001,70000.000.00+0.00hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC1,8851,88500.000.00+0.00hold
IFP Advisors, Inc87-10.000.00-0.00sell
SIMPLEX TRADING, LLC20-20.000.00-0.00sell
MAI Capital Management90-90.000.00-0.00sell
Parallel Advisors, LLC420-420.000.00-0.00sell
SIGNATUREFD, LLC500-500.000.00-0.00sell
Optiver Holding B.V.880-880.000.00-0.00sell
Sterling Capital Management LLC222125-970.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM33794-2430.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.3,5823,305-2770.000.00-0.00sell
HARBOUR INVESTMENTS, INC.3000-3000.000.00-0.00sell
Advisory Services Network, LLC3580-3580.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC155,715155,328-3870.010.01+0.00sell
RHUMBLINE ADVISERS10,46910,073-3960.000.00-0.00sell
CITIGROUP INC4,1483,748-4000.000.00-0.00sell
NISA INVESTMENT ADVISORS, LLC1,4801,037-4430.000.00-0.00sell
Invesco Ltd.11,41410,694-7200.000.00-0.00sell
Tower Research Capital LLC (TRC)1,783819-9640.000.00-0.00sell
Morey & Quinn Wealth Partners, LLC37,88436,562-1,3220.360.36+0.00sell
STATE STREET CORP175,562173,362-2,2000.000.00-0.00sell
WEDBUSH SECURITIES INC62,48260,117-2,3650.020.02-0.00sell
Legacy Wealth Managment, LLC/ID2,3810-2,3810.020.00-0.02sell
Penserra Capital Management LLC83,37480,732-2,6420.010.01-0.00sell
JACOBS LEVY EQUITY MANAGEMENT, INC36,99233,387-3,6050.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC3,6370-3,6370.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC298,952292,853-6,0990.000.00-0.00sell
Strategic Wealth Partners, Ltd.6,1850-6,1850.010.00-0.01sell
SG Americas Securities, LLC7,9480-7,9480.000.00-0.00sell
RITHOLTZ WEALTH MANAGEMENT112,588104,618-7,9700.030.02-0.00sell
PFG Investments, LLC11,2990-11,2990.010.00-0.01sell
TWO SIGMA INVESTMENTS, LP11,9910-11,9910.000.00-0.00sell
GOLDMAN SACHS GROUP INC71,55651,585-19,9710.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC102,2220-102,2220.000.00-0.00sell
Page 1 of 1