| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | 0 | 748,494 | +748,494 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 696,372 | 1,145,077 | +448,705 | 0.00 | 0.00 | +0.00 | buy |
| Monaco Asset Management SAM | 1,583,372 | 1,970,910 | +387,538 | 1.00 | 1.52 | +0.52 | buy |
| TWO SIGMA INVESTMENTS, LP | 271,962 | 520,172 | +248,210 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 161,778 | +161,778 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 88,400 | 192,900 | +104,500 | 0.00 | 0.00 | +0.00 | buy |
| AWM Investment Company, Inc. | 700,000 | 800,000 | +100,000 | 0.13 | 0.16 | +0.02 | buy |
| MARSHALL WACE, LLP | 0 | 84,914 | +84,914 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 26,755 | 107,320 | +80,565 | 0.00 | 0.00 | +0.00 | buy |
| PANAGORA ASSET MANAGEMENT INC | 114,266 | 181,600 | +67,334 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 49,274 | +49,274 | 0.00 | 0.01 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 48,512 | +48,512 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 0 | 43,628 | +43,628 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 43,300 | +43,300 | 0.00 | 0.01 | +0.01 | buy |
| Forefront Wealth Partners, LLC | 0 | 39,452 | +39,452 | 0.00 | 0.02 | +0.02 | buy |
| Quadrature Capital Ltd | 0 | 37,289 | +37,289 | 0.00 | 0.00 | +0.00 | buy |
| Atom Investors LP | 0 | 35,701 | +35,701 | 0.00 | 0.01 | +0.01 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 475,887 | 510,696 | +34,809 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 34,340 | +34,340 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 32,400 | +32,400 | 0.00 | 0.00 | +0.00 | buy |
| BAILARD, INC. | 0 | 29,600 | +29,600 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 67,193 | 94,955 | +27,762 | 0.00 | 0.00 | +0.00 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 26,290 | +26,290 | 0.00 | 0.02 | +0.02 | buy |
| Invesco Ltd. | 99,297 | 116,844 | +17,547 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 16,874 | +16,874 | 0.00 | 0.00 | +0.00 | buy |
| Forefront Analytics, LLC | 27,979 | 39,452 | +11,473 | 0.02 | 0.08 | +0.06 | buy |
| WOLVERINE TRADING, LLC | 0 | 10,188 | +10,188 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 1,137,942 | 1,148,115 | +10,173 | 0.00 | 0.00 | +0.00 | buy |
| Peapod Lane Capital LLC | 663,850 | 671,266 | +7,416 | 1.10 | 1.24 | +0.14 | buy |
| Russell Investments Group, Ltd. | 435 | 7,231 | +6,796 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asia (Singapore) Pte. Ltd. | 0 | 6,270 | +6,270 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 17,522 | 23,663 | +6,141 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 6,094 | +6,094 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 122,834 | 128,041 | +5,207 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 4,166 | +4,166 | 0.00 | 0.00 | +0.00 | buy |
| Point72 (DIFC) Ltd | 0 | 3,896 | +3,896 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 25,196 | 28,922 | +3,726 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 3,330 | +3,330 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 28,030 | 30,338 | +2,308 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 5,064 | 6,977 | +1,913 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 3,805 | 5,615 | +1,810 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 116,138 | 117,904 | +1,766 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 1,418 | 2,935 | +1,517 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 2,320 | 3,420 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| Optiver Holding B.V. | 0 | 606 | +606 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 406,072 | 406,634 | +562 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 13,104 | 13,609 | +505 | 0.00 | 0.00 | +0.00 | buy |
| Sunbelt Securities, Inc. | 0 | 53 | +53 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 18 | +18 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 2,741 | 2,746 | +5 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 1,768 | 1,771 | +3 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 299 | 300 | +1 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Investment Partners, Inc. | 5,184 | 5,184 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 87,800 | 87,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 89,870 | 89,870 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TANG CAPITAL MANAGEMENT LLC | 7,055,576 | 7,055,576 | 0 | 0.59 | 0.56 | -0.03 | hold |
| RA CAPITAL MANAGEMENT, L.P. | 10,805,129 | 10,805,129 | 0 | 0.30 | 0.28 | -0.03 | hold |
| Blackstone Inc. | 747,044 | 747,044 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Alyeska Investment Group, L.P. | 2,084,696 | 2,084,696 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NEA Management Company, LLC | 3,568,781 | 3,568,781 | 0 | 0.45 | 0.41 | -0.04 | hold |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Founders Capital Management | 5,000 | 5,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Samsara BioCapital, LLC | 3,768,035 | 3,768,035 | 0 | 1.28 | 1.02 | -0.26 | hold |
| Physician Wealth Advisors, Inc. | 667 | 667 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SBI Securities Co., Ltd. | 104 | 104 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SR ONE CAPITAL MANAGEMENT, LP | 3,333,333 | 3,333,333 | 0 | 1.20 | 1.00 | -0.20 | hold |
| Red Tortoise LLC | 801 | 801 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Farther Finance Advisors, LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLK Investment Management, LLC | 11,320 | 11,320 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 10,638 | 10,638 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SEI INVESTMENTS CO | 22,898 | 22,898 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 4,567 | 4,567 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 8,455 | 8,455 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 1,826 | 1,826 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BANK OF MONTREAL /CAN/ | 27,843 | 27,843 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearstead Advisors, LLC | 11 | 0 | -11 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 117 | 13 | -104 | 0.00 | 0.00 | -0.00 | sell |
| True Wealth Design, LLC | 164 | 26 | -138 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 1,071 | 808 | -263 | 0.00 | 0.00 | -0.00 | sell |
| GF FUND MANAGEMENT CO. LTD. | 1,751 | 1,463 | -288 | 0.00 | 0.00 | -0.00 | sell |
| Cerity Partners LLC | 33,676 | 33,240 | -436 | 0.00 | 0.00 | +0.00 | sell |
| Merit Financial Group, LLC | 10,668 | 10,085 | -583 | 0.00 | 0.00 | -0.00 | sell |
| Savant Capital, LLC | 21,986 | 21,365 | -621 | 0.00 | 0.00 | +0.00 | sell |
| China Universal Asset Management Co., Ltd. | 14,252 | 12,450 | -1,802 | 0.00 | 0.00 | -0.00 | sell |
| Pallas Capital Advisors LLC | 12,836 | 10,738 | -2,098 | 0.00 | 0.00 | +0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 21,620 | 19,293 | -2,327 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 98,097 | 95,205 | -2,892 | 0.00 | 0.00 | +0.00 | sell |
| STIFEL FINANCIAL CORP | 132,496 | 128,419 | -4,077 | 0.00 | 0.00 | +0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 32,197 | 26,427 | -5,770 | 0.00 | 0.00 | -0.00 | sell |
| Caitong International Asset Management Co., Ltd | 6,091 | 0 | -6,091 | 0.01 | 0.00 | -0.01 | sell |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 149,530 | 143,293 | -6,237 | 0.00 | 0.00 | +0.00 | sell |
| CWM, LLC | 34,758 | 28,512 | -6,246 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 78,522 | 70,759 | -7,763 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 20,359 | 11,974 | -8,385 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 10,082 | 0 | -10,082 | 0.00 | 0.00 | -0.00 | sell |
| UPTICK PARTNERS, LLC | 10,450 | 0 | -10,450 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 30,379 | 19,763 | -10,616 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 13,617 | 0 | -13,617 | 0.00 | 0.00 | -0.00 | sell |