| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Polar Capital Holdings Plc | 0 | 581,538 | +581,538 | 0.00 | 0.08 | +0.08 | buy |
| DEUTSCHE BANK AG\ | 0 | 194,435 | +194,435 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 39,999 | 191,319 | +151,320 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 176,417 | 309,419 | +133,002 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 127,991 | 259,754 | +131,763 | 0.00 | 0.00 | +0.00 | buy |
| Soleus Capital Management, L.P. | 1,187,096 | 1,276,190 | +89,094 | 3.06 | 2.55 | -0.51 | buy |
| VANGUARD GROUP INC | 612,745 | 690,059 | +77,314 | 0.00 | 0.00 | -0.00 | buy |
| ZAZOVE ASSOCIATES LLC | 0 | 65,456 | +65,456 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 79,811 | 141,487 | +61,676 | 0.00 | 0.01 | +0.00 | buy |
| Walleye Capital LLC | 0 | 52,669 | +52,669 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 36,201 | +36,201 | 0.00 | 0.00 | +0.00 | buy |
| Woodline Partners LP | 379,246 | 413,940 | +34,694 | 0.10 | 0.09 | -0.01 | buy |
| Bank of New York Mellon Corp | 0 | 32,579 | +32,579 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0 | 32,407 | +32,407 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 35,000 | 61,603 | +26,603 | 0.25 | 0.28 | +0.03 | buy |
| Avidity Partners Management LP | 760,000 | 782,000 | +22,000 | 0.79 | 0.75 | -0.04 | buy |
| BAMCO INC /NY/ | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 19,121 | +19,121 | 0.00 | 0.00 | +0.00 | buy |
| Shay Capital LLC | 0 | 16,357 | +16,357 | 0.00 | 0.10 | +0.10 | buy |
| STEMPOINT CAPITAL LP | 129,211 | 143,775 | +14,564 | 1.01 | 0.96 | -0.05 | buy |
| RHUMBLINE ADVISERS | 0 | 13,231 | +13,231 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 10,719 | +10,719 | 0.00 | 0.04 | +0.04 | buy |
| NORTHERN TRUST CORP | 22,697 | 29,299 | +6,602 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 319,787 | 325,324 | +5,537 | 0.00 | 0.00 | -0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 4,600 | +4,600 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 3,838 | +3,838 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 3,725 | +3,725 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 11,172 | 14,204 | +3,032 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 0 | 3,001 | +3,001 | 0.00 | 0.00 | +0.00 | buy |
| STRS OHIO | 0 | 2,100 | +2,100 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 3,758 | 5,821 | +2,063 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 0 | 1,255 | +1,255 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 0 | 1,109 | +1,109 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 1,000 | +1,000 | 0.00 | 0.01 | +0.01 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 820 | +820 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 814 | +814 | 0.00 | 0.00 | +0.00 | buy |
| AMALGAMATED BANK | 0 | 392 | +392 | 0.00 | 0.00 | +0.00 | buy |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 497,000 | 497,000 | 0 | 1.93 | 1.74 | -0.19 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Walleye Trading LLC | 14,095 | 14,095 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Informed Momentum Co LLC | 21,525 | 21,525 | 0 | 0.10 | 0.08 | -0.02 | hold |
| Carlyle Group Inc. | 1,066,189 | 1,066,189 | 0 | 1.97 | 2.30 | +0.33 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 23,324 | 23,324 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Rock Springs Capital Management LP | 404,335 | 404,335 | 0 | 0.30 | 0.28 | -0.02 | hold |
| Lion Point Capital, LP | 32,000 | 32,000 | 0 | 1.80 | 2.27 | +0.48 | hold |
| Samsara BioCapital, LLC | 525,000 | 525,000 | 0 | 2.38 | 2.49 | +0.11 | hold |
| Walleye Capital LLC | 596,014 | 596,014 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ikarian Capital, LLC | 105,175 | 105,175 | 0 | 0.84 | 0.74 | -0.09 | hold |
| SILVERARC CAPITAL MANAGEMENT, LLC | 109,892 | 109,892 | 0 | 0.90 | 0.62 | -0.29 | hold |
| Velan Capital Investment Management LP | 1,471,904 | 1,471,904 | 0 | 22.76 | 18.65 | -4.12 | hold |
| Qiming U.S. Ventures Management, LLC | 928,964 | 928,964 | 0 | 30.41 | 40.07 | +9.66 | hold |
| NATIONAL BANK OF CANADA /FI/ | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BFSG, LLC | 10 | 0 | -10 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 744 | 48 | -696 | 0.00 | 0.00 | -0.00 | sell |
| MACQUARIE GROUP LTD | 697 | 0 | -697 | 0.00 | 0.00 | -0.00 | sell |
| ADAR1 Capital Management, LLC | 2,406 | 0 | -2,406 | 0.02 | 0.00 | -0.02 | sell |
| LMR Partners LLP | 43,945 | 39,828 | -4,117 | 0.03 | 0.02 | -0.01 | sell |
| CITIGROUP INC | 7,363 | 2,463 | -4,900 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 52,826 | 47,328 | -5,498 | 0.00 | 0.00 | -0.00 | sell |
| GREAT POINT PARTNERS LLC | 407,550 | 402,015 | -5,535 | 1.86 | 1.75 | -0.12 | sell |
| Atom Investors LP | 7,373 | 0 | -7,373 | 0.03 | 0.00 | -0.03 | sell |
| Point72 Asia (Singapore) Pte. Ltd. | 8,002 | 0 | -8,002 | 0.06 | 0.00 | -0.06 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8,084 | 0 | -8,084 | 0.00 | 0.00 | -0.00 | sell |
| Brevan Howard Capital Management LP | 8,378 | 0 | -8,378 | 0.02 | 0.00 | -0.02 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 8,417 | 0 | -8,417 | 0.00 | 0.00 | -0.00 | sell |
| Cubist Systematic Strategies, LLC | 10,250 | 0 | -10,250 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 10,410 | 0 | -10,410 | 0.02 | 0.00 | -0.02 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,397 | 0 | -11,397 | 0.03 | 0.00 | -0.03 | sell |
| MARSHALL WACE, LLP | 13,449 | 0 | -13,449 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 16,210 | 0 | -16,210 | 0.00 | 0.00 | -0.00 | sell |
| Man Group plc | 20,357 | 0 | -20,357 | 0.00 | 0.00 | -0.00 | sell |
| Concurrent Investment Advisors, LLC | 20,409 | 0 | -20,409 | 0.02 | 0.00 | -0.02 | sell |
| HRT FINANCIAL LP | 23,271 | 0 | -23,271 | 0.00 | 0.00 | -0.00 | sell |
| FRANKLIN RESOURCES INC | 722,074 | 698,536 | -23,538 | 0.01 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 41,894 | 0 | -41,894 | 0.00 | 0.00 | -0.00 | sell |
| Opaleye Management Inc. | 435,573 | 392,000 | -43,573 | 2.79 | 2.03 | -0.75 | sell |
| SPHERA FUNDS MANAGEMENT LTD. | 505,242 | 454,227 | -51,015 | 2.40 | 1.68 | -0.72 | sell |
| BANK OF MONTREAL /CAN/ | 69,100 | 0 | -69,100 | 0.00 | 0.00 | -0.00 | sell |
| Ally Bridge Group (NY) LLC | 289,943 | 218,614 | -71,329 | 4.73 | 2.96 | -1.78 | sell |
| MILLENNIUM MANAGEMENT LLC | 111,366 | 22,990 | -88,376 | 0.00 | 0.00 | -0.00 | sell |
| Octagon Capital Advisors LP | 500,811 | 287,500 | -213,311 | 1.79 | 1.08 | -0.71 | sell |